Purchases and Sales Made in Q1 2023 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q1 2023. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
78.1K+ 44.94% |
$1.42M - $1.63M
|
252K
$6.12M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
65.5K+ 5.68% |
$1.19M - $1.36M
|
1.22M
$29.6M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
60.2K+ 16.59% |
$1.09M - $1.25M
|
423K
$10.3M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
30.9K+ 9.59% |
$561K - $643K
|
353K
$8.58M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
21.6K+ 1077.75% |
$392K - $449K
|
23.6K
$573K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
21.3K+ 45.5% |
$388K - $444K
|
68.2K
$1.66M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
19.9K+ 9.44% |
$362K - $414K
|
231K
$5.61M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.9K+ 32.52% |
$344K - $393K
|
77K
$1.87M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.5K+ 4.21% |
$319K - $365K
|
434K
$10.6M
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
15.9KNew |
$289K - $331K
|
15.9K
$387K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
15.2K+ 24.17% |
$277K - $317K
|
78.2K
$1.9M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15KNew |
$272K - $311K
|
15K
$364K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.5K+ 11.65% |
$263K - $302K
|
139K
$3.38M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
9.79K+ 2.5% |
$178K - $204K
|
401K
$9.75M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
3.95K+ 4.15% |
$71.8K - $82.2K
|
99.1K
$2.41M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.78K+ 24.8% |
$68.6K - $78.6K
|
19K
$462K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.51K+ 6.02% |
$63.7K - $73K
|
61.8K
$1.5M
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.7K+ 10.19% |
$49.1K - $56.2K
|
29.2K
$710K
|
|
|
Apr 11, 2023
Q1 2023
|
Stolper CO
|
BUY
|
- |
2.47K+ 8.57% |
$44.8K - $51.4K
|
31.3K
$760K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.15KNew |
$39.1K - $44.8K
|
2.15K
$52.4K
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
1.77KNew |
$32.1K - $36.8K
|
1.77K
$43K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.66K+ 9.96% |
$30.1K - $34.5K
|
18.3K
$444K
|
|
|
May 12, 2023
Q1 2023
|
Pointe Capital Management LLC
|
BUY
|
- |
1.43KNew |
$26K - $29.8K
|
1.43K
$34.8K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.16K+ 7.63% |
$21.1K - $24.2K
|
16.4K
$399K
|
|
|
Apr 24, 2023
Q1 2023
|
Rothschild Investment Corp
|
BUY
|
- |
1K+ 3.24% |
$18.2K - $20.8K
|
31.8K
$773K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
721+ 4.38% |
$13.1K - $15K
|
17.2K
$418K
|
|
|
Apr 27, 2023
Q1 2023
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
674+ 0.35% |
$12.2K - $14K
|
195K
$4.74M
|
|
|
Apr 25, 2023
Q1 2023
|
Ridgewood Investments LLC
|
BUY
|
- |
130New |
$2.36K - $2.71K
|
130
$3.16K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
34+ 0.2% |
$618 - $708
|
16.6K
$404K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-95- 0.59% |
$1.73K - $1.98K
|
15.9K
$387K
|
|
|
May 04, 2023
Q1 2023
|
Strengthening Families & Communities, LLC
|
SELL
|
- |
-163- 41.16% |
$2.96K - $3.39K
|
233
$5.66K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-359- 1.75% |
$6.52K - $7.47K
|
20.2K
$491K
|
|
|
Jul 19, 2024
Q1 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-424Closed |
$7.7K - $8.82K
|
0
$0
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-834- 7.27% |
$15.2K - $17.4K
|
10.6K
$259K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-930- 4.47% |
$16.9K - $19.4K
|
19.9K
$483K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.26K- 7.65% |
$22.9K - $26.2K
|
15.2K
$370K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-1.27K- 37.89% |
$23.1K - $26.5K
|
2.09K
$50.7K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.46K- 39.58% |
$26.6K - $30.4K
|
2.23K
$54.3K
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.58K- 8.26% |
$28.7K - $32.9K
|
17.6K
$427K
|
|
|
May 15, 2023
Q1 2023
|
Smh Capital Advisors Inc
|
SELL
|
- |
-1.63K- 8.63% |
$29.5K - $33.8K
|
17.2K
$418K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3.07K- 7.62% |
$55.7K - $63.8K
|
37.2K
$904K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.46K- 5.03% |
$62.9K - $72K
|
65.3K
$1.59M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.78K- 19.87% |
$68.6K - $78.6K
|
15.2K
$370K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.05K- 48.75% |
$91.7K - $105K
|
5.3K
$129K
|
|
|
May 15, 2023
Q1 2023
|
Xml Financial, LLC
|
SELL
|
- |
-5.08K- 28.62% |
$92.3K - $106K
|
12.7K
$308K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.62K- 38.98% |
$102K - $117K
|
8.8K
$214K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.6K- 3.73% |
$265K - $304K
|
377K
$9.15M
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-20.9K- 48.83% |
$379K - $435K
|
21.9K
$532K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-21.5K- 20.54% |
$390K - $447K
|
83.1K
$2.02M
|