Purchases and Sales Made in Q4 2022 in Nuveen California Amt Free Quality Municipal Income Fund (NKX)
This table provides information about the institutional ownership of Nuveen California Amt Free Quality Municipal Income Fund (NKX) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
216KNew |
$2.34M - $2.66M
|
216K
$2.66M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
207KNew |
$2.24M - $2.55M
|
207K
$2.55M
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
195K+ 55.16% |
$2.11M - $2.4M
|
547K
$6.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
115K+ 7.74% |
$1.25M - $1.42M
|
1.61M
$19.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
67.4K+ 13.26% |
$729K - $831K
|
575K
$7.08M
|
|
|
Feb 13, 2023
Q4 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
43.9K+ 178.3% |
$476K - $542K
|
68.6K
$844K
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
39.4KNew |
$427K - $486K
|
39.4K
$485K
|
|
|
Feb 16, 2023
Q4 2022
|
Strait & Sound Wealth Management LLC
San Francisco, CA |
BUY
|
- |
31.4KNew |
$340K - $388K
|
31.4K
$387K
|
|
|
Feb 02, 2023
Q4 2022
|
Ignite Planners, LLC
|
BUY
|
- |
24.4KNew |
$264K - $301K
|
24.4K
$300K
|
|
|
Feb 10, 2023
Q4 2022
|
Evoke Wealth, LLC
|
BUY
|
- |
23.4K+ 15.93% |
$253K - $288K
|
170K
$2.1M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
22.2K+ 138.75% |
$240K - $274K
|
38.2K
$470K
|
|
|
Jan 11, 2023
Q4 2022
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
21.7K+ 59.13% |
$235K - $267K
|
58.3K
$718K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
21.3K+ 47.66% |
$231K - $263K
|
66.1K
$813K
|
|
|
Jan 09, 2023
Q4 2022
|
Pure Financial Advisors, LLC
|
BUY
|
- |
18.1KNew |
$196K - $223K
|
18.1K
$222K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
16.9KNew |
$183K - $208K
|
16.9K
$208K
|
|
|
Feb 03, 2023
Q4 2022
|
Gradient Capital Advisors, LLC
|
BUY
|
- |
14.4KNew |
$155K - $177K
|
14.4K
$177K
|
|
|
Feb 14, 2023
Q4 2022
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
13.2KNew |
$142K - $162K
|
13.2K
$162K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.1KNew |
$131K - $150K
|
12.1K
$149K
|
|
|
Feb 10, 2023
Q4 2022
|
Destination Wealth Management
|
BUY
|
- |
11.1KNew |
$120K - $137K
|
11.1K
$137K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.2KNew |
$110K - $125K
|
10.2K
$125K
|
|
|
Feb 09, 2023
Q4 2022
|
Running Point Capital Advisors, LLC
|
BUY
|
- |
9.23K+ 30.26% |
$99.9K - $114K
|
39.7K
$489K
|
|
|
Aug 11, 2023
Q4 2022
|
Myecfo, LLC
La Jolla, CA |
BUY
|
- |
7.7K+ 8.65% |
$83.4K - $94.9K
|
96.7K
$1.19M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5.13K+ 34.47% |
$55.5K - $63.2K
|
20K
$246K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
4.72K+ 6.2% |
$51.1K - $58.2K
|
80.9K
$996K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
2.28KNew |
$24.7K - $28.2K
|
2.28K
$28.1K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
2.23K+ 4.56% |
$24.2K - $27.5K
|
51.2K
$630K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.02K+ 8.43% |
$21.9K - $24.9K
|
26K
$320K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
883+ 1.67% |
$9.56K - $10.9K
|
53.7K
$661K
|
|
|
Jan 27, 2023
Q4 2022
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
755+ 0.41% |
$8.18K - $9.31K
|
183K
$2.26M
|
|
|
Feb 14, 2023
Q4 2022
|
Silicon Valley Capital Partners
|
BUY
|
- |
387New |
$4.19K - $4.77K
|
387
$4.76K
|
|
|
Jan 20, 2023
Q4 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
26+ 0.18% |
$282 - $321
|
14.2K
$174K
|
|
|
Feb 14, 2023
Q4 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
6+ 0.03% |
$65 - $74
|
20.4K
$251K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
6+ 1.14% |
$65 - $74
|
532
$6.55K
|
|
|
Jan 30, 2023
Q4 2022
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
5+ 0.02% |
$54.2 - $61.7
|
25.2K
$310K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-33- 0.12% |
$357 - $407
|
27.3K
$336K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-800- 1.56% |
$8.66K - $9.86K
|
50.5K
$622K
|
|
|
Jan 10, 2023
Q4 2022
|
Rb Capital Management, LLC
|
SELL
|
- |
-1.49K- 11.71% |
$16.1K - $18.4K
|
11.2K
$138K
|
|
|
Jan 20, 2023
Q4 2022
|
Diligent Investors, LLC
|
SELL
|
- |
-2.37K- 4.66% |
$25.7K - $29.3K
|
48.6K
$598K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.44K- 5.9% |
$26.4K - $30K
|
38.8K
$478K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.52K- 10.54% |
$27.3K - $31K
|
21.4K
$263K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.55K- 16.44% |
$49.3K - $56.1K
|
23.1K
$285K
|
|
|
Feb 13, 2023
Q4 2022
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-5.28K- 7.71% |
$57.1K - $65K
|
63.2K
$778K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.83K- 33.25% |
$74K - $84.3K
|
13.7K
$169K
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-20.6K- 44.33% |
$223K - $254K
|
25.9K
$318K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-35.3K- 32.98% |
$382K - $435K
|
71.7K
$883K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-48.4K- 6.71% |
$525K - $597K
|
673K
$8.29M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-56.4K- 50.87% |
$611K - $695K
|
54.5K
$671K
|
|
|
Jan 27, 2023
Q4 2022
|
Leisure Capital Management
|
SELL
|
- |
-109K- 53.9% |
$1.18M - $1.35M
|
93.5K
$1.15M
|