Purchases and Sales Made in Q2 2023 in Nuveen Multi Asset Income Fund (NMAI)
This table provides information about the institutional ownership of Nuveen Multi Asset Income Fund (NMAI) during Q2 2023. The information is specifically focused on institutions that hold shares of Nuveen Multi-Asset Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
622K+ 24.86% |
$7.05M - $7.36M
|
3.13M
$38.7M
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
228K+ 50.01% |
$2.59M - $2.7M
|
685K
$8.48M
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
107KNew |
$1.21M - $1.27M
|
107K
$1.33M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
100K+ 6.32% |
$1.14M - $1.19M
|
1.69M
$20.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
56.9KNew |
$645K - $674K
|
56.9K
$705K
|
|
|
Aug 14, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
43.6KNew |
$494K - $516K
|
43.6K
$540K
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
29.3K+ 24.2% |
$331K - $346K
|
150K
$1.86M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
25K+ 18.89% |
$283K - $296K
|
157K
$1.95M
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
16.5K+ 14.48% |
$186K - $195K
|
130K
$1.61M
|
|
|
Aug 11, 2023
Q2 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
16.2K+ 31.43% |
$183K - $192K
|
67.7K
$839K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.1KNew |
$171K - $179K
|
15.1K
$187K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
5.98K+ 286.72% |
$67.7K - $70.8K
|
8.07K
$99.9K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
4.36K+ 5.58% |
$49.4K - $51.6K
|
82.5K
$1.02M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.14K+ 11.68% |
$35.5K - $37.1K
|
30K
$372K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.7K+ 10.95% |
$30.5K - $31.9K
|
27.3K
$338K
|
|
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
2.48K+ 10.5% |
$28.1K - $29.3K
|
26.1K
$323K
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.12K+ 3307.81% |
$24K - $25K
|
2.18K
$27K
|
|
|
Jul 31, 2023
Q2 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
1.86K+ 17.6% |
$21.1K - $22K
|
12.5K
$154K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.73K+ 3.4% |
$19.6K - $20.5K
|
52.7K
$653K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.18K+ 6.01% |
$13.3K - $13.9K
|
20.8K
$257K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
904+ 4.2% |
$10.2K - $10.7K
|
22.4K
$277K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
751+ 1.25% |
$8.5K - $8.88K
|
61K
$755K
|
|
|
Jul 25, 2023
Q2 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
568New |
$6.43K - $6.72K
|
568
$7.03K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
320+ 1.21% |
$3.62K - $3.79K
|
26.8K
$332K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
171+ 13.6% |
$1.94K - $2.02K
|
1.43K
$17.7K
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
BUY
|
- |
9+ 2.65% |
$102 - $106
|
349
$4.32K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 08, 2023
Q2 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-10- 2.46% |
$113 - $118
|
396
$4.9K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-248- 0.84% |
$2.81K - $2.93K
|
29.4K
$363K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-261- 0.83% |
$2.95K - $3.09K
|
31.2K
$386K
|
|
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-513- 57.38% |
$5.81K - $6.07K
|
381
$4.72K
|
|
|
Jul 25, 2023
Q2 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-850- 1.53% |
$9.62K - $10.1K
|
54.8K
$679K
|
|
|
Aug 11, 2023
Q2 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-856- 33.2% |
$9.69K - $10.1K
|
1.72K
$21.3K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-868- 3.51% |
$9.83K - $10.3K
|
23.8K
$295K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-880- 2.65% |
$9.96K - $10.4K
|
32.4K
$401K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-991- 6.23% |
$11.2K - $11.7K
|
14.9K
$185K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.54K- 3.36% |
$17.4K - $18.2K
|
44.3K
$548K
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.5K- 12.72% |
$28.3K - $29.6K
|
17.2K
$212K
|
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-7.19K- 3.16% |
$81.4K - $85K
|
220K
$2.72M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.26K- 2.2% |
$93.5K - $97.7K
|
367K
$4.55M
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-13.1K- 48.88% |
$148K - $155K
|
13.7K
$170K
|
|
|
Aug 14, 2023
Q2 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-14.1K- 92.79% |
$159K - $167K
|
1.09K
$13.5K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.4K- 14.44% |
$174K - $182K
|
91.2K
$1.13M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-18.5K- 36.17% |
$210K - $219K
|
32.7K
$405K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.7K- 11.66% |
$234K - $245K
|
157K
$1.94M
|
|
|
Nov 21, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-27.8K- 38.95% |
$315K - $329K
|
43.6K
$540K
|
|
|
Aug 14, 2023
Q2 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-28.9K- 64.28% |
$328K - $342K
|
16.1K
$199K
|
|
|
Jul 12, 2023
Q2 2023
|
Heron Bay Capital Management
|
SELL
|
- |
-42.7K- 15.97% |
$483K - $505K
|
225K
$2.78M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-49.6K- 7.1% |
$561K - $587K
|
648K
$8.03M
|
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-102K- 70.12% |
$1.16M - $1.21M
|
43.6K
$540K
|