Purchases and Sales Made in Q3 2022 in Nuveen Multi Asset Income Fund (NMAI)
This table provides information about the institutional ownership of Nuveen Multi Asset Income Fund (NMAI) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen Multi-Asset Income Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
868K+ 98.29% |
$9.88M - $12.7M
|
1.75M
$20.8M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
290K+ 22.53% |
$3.3M - $4.24M
|
1.58M
$18.7M
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
148K+ 173.1% |
$1.69M - $2.16M
|
234K
$2.77M
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
49.8K+ 54.87% |
$567K - $727K
|
141K
$1.67M
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
30.4K+ 303.38% |
$346K - $444K
|
40.4K
$479K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
29.6K+ 65.19% |
$337K - $431K
|
74.9K
$888K
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
24KNew |
$273K - $350K
|
24K
$284K
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
20.6K+ 57.21% |
$235K - $301K
|
56.7K
$672K
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
19.3KNew |
$220K - $282K
|
19.3K
$229K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.2K+ 7.59% |
$219K - $280K
|
272K
$3.23M
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
14.2KNew |
$162K - $207K
|
14.2K
$169K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
12.3KNew |
$141K - $180K
|
12.3K
$146K
|
|
Oct 14, 2022
Q3 2022
|
Capital Market Strategies LLC
|
BUY
|
- |
10.7KNew |
$122K - $157K
|
10.7K
$127K
|
|
Nov 14, 2022
Q3 2022
|
Brown Advisory Inc
|
BUY
|
- |
10.2KNew |
$116K - $149K
|
10.2K
$121K
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
5.4K+ 8.27% |
$61.5K - $78.8K
|
70.7K
$838K
|
|
Apr 06, 2023
Q3 2022
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
4.53K+ 7.52% |
$51.6K - $66.2K
|
64.8K
$768K
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.16K+ 3.86% |
$47.4K - $60.8K
|
112K
$1.33M
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
3.77K+ 2.28% |
$42.9K - $55K
|
169K
$2M
|
|
Nov 14, 2022
Q3 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
3.27K+ 28.92% |
$37.2K - $47.7K
|
14.6K
$173K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.5K+ 4.57% |
$28.5K - $36.5K
|
57.1K
$678K
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.45K+ 10.22% |
$27.9K - $35.7K
|
26.4K
$313K
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.4K+ 12.12% |
$27.3K - $35K
|
22.2K
$263K
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
2.33K+ 11.19% |
$26.6K - $34K
|
23.2K
$275K
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.23K+ 7.34% |
$25.4K - $32.5K
|
32.6K
$386K
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
1.96K+ 17.74% |
$22.3K - $28.6K
|
13K
$154K
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.14K+ 6.64% |
$13K - $16.6K
|
18.3K
$217K
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.01K+ 2.89% |
$11.5K - $14.8K
|
35.9K
$426K
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
569New |
$6.48K - $8.31K
|
569
$6.75K
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
531+ 134.77% |
$6.05K - $7.75K
|
925
$11K
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
437New |
$4.98K - $6.38K
|
437
$5.18K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
392+ 1.56% |
$4.46K - $5.72K
|
25.5K
$302K
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
128+ 4.92% |
$1.46K - $1.87K
|
2.73K
$32.3K
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
87+ 0.38% |
$991 - $1.27K
|
22.9K
$271K
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
16+ 5.46% |
$182 - $234
|
309
$3.66K
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
8+ 2.75% |
$91.1 - $117
|
299
$3.55K
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
7+ 1.95% |
$79.7 - $102
|
366
$4.34K
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-313- 0.51% |
$3.57K - $4.57K
|
60.5K
$718K
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-329- 1.12% |
$3.75K - $4.8K
|
29K
$345K
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-569- 3.2% |
$6.48K - $8.31K
|
17.2K
$204K
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-722- 5.68% |
$8.22K - $10.5K
|
12K
$142K
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-918- 1.74% |
$10.5K - $13.4K
|
51.8K
$615K
|
|
Oct 20, 2022
Q3 2022
|
Hazlett, Burt & Watson, Inc.
|
SELL
|
- |
-1.04K- 84.73% |
$11.9K - $15.2K
|
188
$2.23K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.06KClosed |
$12K - $15.4K
|
0
$0
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.51K- 11.58% |
$17.2K - $22K
|
11.5K
$136K
|
|
Nov 08, 2022
Q3 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-2.67K- 12.39% |
$30.4K - $38.9K
|
18.8K
$223K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.01K- 1.7% |
$34.3K - $44K
|
174K
$2.06M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.05K- 8.34% |
$46.1K - $59.1K
|
44.5K
$528K
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-4.09K- 99.76% |
$46.6K - $59.7K
|
10
$119
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-5.63K- 2.23% |
$64.1K - $82.2K
|
246K
$2.92M
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-6.13K- 17.15% |
$69.8K - $89.4K
|
29.6K
$351K
|