Purchases and Sales Made in Q4 2021 in Nuveen Multi Asset Income Fund (NMAI)
This table provides information about the institutional ownership of Nuveen Multi Asset Income Fund (NMAI) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen Multi-Asset Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
864KNew |
$15.1M - $16.7M
|
864K
$10.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
843KNew |
$14.7M - $16.3M
|
843K
$10M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
677KNew |
$11.8M - $13.1M
|
677K
$8.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Heron Bay Capital Management
|
BUY
|
- |
343KNew |
$5.99M - $6.64M
|
343K
$4.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
233KNew |
$4.07M - $4.51M
|
233K
$2.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
222KNew |
$3.87M - $4.3M
|
222K
$2.63M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
178KNew |
$3.1M - $3.44M
|
178K
$2.11M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
147KNew |
$2.56M - $2.84M
|
147K
$1.74M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
140KNew |
$2.45M - $2.72M
|
140K
$1.66M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
130KNew |
$2.26M - $2.51M
|
130K
$1.54M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
129KNew |
$2.24M - $2.49M
|
129K
$1.53M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
117KNew |
$2.05M - $2.27M
|
117K
$1.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
91.1KNew |
$1.59M - $1.76M
|
91.1K
$1.08M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
89.5KNew |
$1.56M - $1.73M
|
89.5K
$1.06M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
84.9KNew |
$1.48M - $1.64M
|
84.9K
$1.01M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
59.4KNew |
$1.04M - $1.15M
|
59.4K
$704K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
53.9KNew |
$939K - $1.04M
|
53.9K
$639K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
53.7KNew |
$937K - $1.04M
|
53.7K
$637K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
49.7KNew |
$867K - $961K
|
49.7K
$589K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
46.5KNew |
$810K - $899K
|
46.5K
$551K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
42.9KNew |
$748K - $830K
|
42.9K
$509K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
42.3KNew |
$737K - $818K
|
42.3K
$501K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
42.2KNew |
$736K - $817K
|
42.2K
$501K
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
38.7KNew |
$674K - $748K
|
38.7K
$459K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
33.6KNew |
$586K - $650K
|
33.6K
$399K
|
|
|
Jan 26, 2022
Q4 2021
|
Rmb Capital Management, LLC
|
BUY
|
- |
30.7KNew |
$535K - $594K
|
30.7K
$364K
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
29.6KNew |
$516K - $573K
|
29.6K
$351K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
29.3KNew |
$511K - $567K
|
29.3K
$347K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
28.1KNew |
$489K - $543K
|
28.1K
$333K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
24.6KNew |
$429K - $476K
|
24.6K
$292K
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
21.5KNew |
$374K - $415K
|
21.5K
$254K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
20.7KNew |
$362K - $401K
|
20.7K
$246K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
17.9KNew |
$311K - $346K
|
17.9K
$212K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15.8KNew |
$276K - $306K
|
15.8K
$188K
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
15.2KNew |
$264K - $293K
|
15.2K
$180K
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
14.1KNew |
$246K - $273K
|
14.1K
$167K
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
13.7KNew |
$239K - $265K
|
13.7K
$162K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
13.5KNew |
$236K - $262K
|
13.5K
$161K
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
13.4KNew |
$233K - $259K
|
13.4K
$159K
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.3KNew |
$231K - $257K
|
13.3K
$157K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
12.7KNew |
$222K - $246K
|
12.7K
$151K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.4KNew |
$217K - $241K
|
12.4K
$148K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
10.8KNew |
$188K - $208K
|
10.8K
$128K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
10.6KNew |
$184K - $204K
|
10.6K
$125K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
10.2KNew |
$177K - $197K
|
10.2K
$121K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
7.44KNew |
$130K - $144K
|
7.44K
$88.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
7.26KNew |
$127K - $141K
|
7.26K
$86.2K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.98KNew |
$122K - $135K
|
6.98K
$82.8K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
5.04KNew |
$87.9K - $97.5K
|
5.04K
$59.8K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.38K+ 35.44% |
$76.3K - $84.7K
|
16.7K
$198K
|