Purchases and Sales Made in Q1 2021 in Nuveen Senior Income Fund (NSL)
This table provides information about the institutional ownership of Nuveen Senior Income Fund (NSL) during Q1 2021. The information is specifically focused on institutions that hold shares of NUVEEN SENIOR INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
595KNew |
$3.08M - $3.37M
|
595K
$0
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
176K+ 10347.94% |
$911K - $996K
|
178K
$0
|
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
52.6K+ 63.51% |
$273K - $298K
|
136K
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Congress Park Capital LLC
|
BUY
|
- |
28KNew |
$145K - $158K
|
28K
$0
|
|
|
May 12, 2021
Q1 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
26.5K+ 22.62% |
$137K - $150K
|
144K
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
12.6K+ 3.89% |
$65.5K - $71.6K
|
337K
$0
|
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
10.8KNew |
$56K - $61.2K
|
10.8K
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
10.6KNew |
$54.9K - $60K
|
10.6K
$0
|
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
10.1KNew |
$52.4K - $57.3K
|
10.1K
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
10KNew |
$51.8K - $56.6K
|
10K
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
9.56K+ 39.69% |
$49.5K - $54.1K
|
33.6K
$0
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.62K+ 31.67% |
$34.3K - $37.5K
|
27.5K
$0
|
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.86K+ 3.86% |
$30.4K - $33.2K
|
158K
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.72K+ 6.21% |
$29.6K - $32.4K
|
97.9K
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
4.71K+ 3.02% |
$24.4K - $26.7K
|
161K
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
BUY
|
- |
4.65KNew |
$24.1K - $26.3K
|
4.65K
$0
|
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.06K+ 6.53% |
$21K - $23K
|
66.2K
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
2.93K+ 12.93% |
$15.2K - $16.6K
|
25.5K
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
2.56K+ 1.16% |
$13.2K - $14.5K
|
223K
$0
|
|
|
May 12, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.7KNew |
$8.81K - $9.62K
|
1.7K
$0
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.54K+ 0.63% |
$7.98K - $8.72K
|
244K
$0
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.11K+ 0.95% |
$5.75K - $6.28K
|
118K
$0
|
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
935+ 2.51% |
$4.84K - $5.29K
|
38.2K
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Robinson Capital Management, LLC
|
BUY
|
- |
550New |
$2.85K - $3.11K
|
550
$0
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
507+ 0.65% |
$2.63K - $2.87K
|
77.9K
$0
|
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
166+ 1.11% |
$860 - $940
|
15.1K
$0
|
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
140+ 0.6% |
$725 - $792
|
23.3K
$0
|
|
|
May 17, 2021
Q1 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
114New |
$591 - $645
|
114
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
20+ 0.04% |
$104 - $113
|
54.3K
$0
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7- 12.96% |
$36.3 - $39.6
|
47
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Elk River Wealth Management, LLC
|
SELL
|
- |
-600- 3.45% |
$3.11K - $3.4K
|
16.8K
$0
|
|
|
May 12, 2021
Q1 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-675Closed |
$3.5K - $3.82K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.2K- 1.16% |
$6.22K - $6.79K
|
103K
$0
|
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.33K- 9.3% |
$6.89K - $7.53K
|
13K
$0
|
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.5K- 53.57% |
$7.77K - $8.49K
|
1.3K
$0
|
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.66K- 10.21% |
$8.6K - $9.4K
|
14.6K
$0
|
|
|
Apr 12, 2021
Q1 2021
|
E&G Advisors, LP
|
SELL
|
- |
-2.1K- 2.09% |
$10.9K - $11.9K
|
98.3K
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.97KClosed |
$15.4K - $16.8K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-4.5KClosed |
$23.3K - $25.5K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-4.96K- 1.42% |
$25.7K - $28.1K
|
344K
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.97K- 26.74% |
$25.7K - $28.1K
|
13.6K
$0
|
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.77K- 35.49% |
$35K - $38.3K
|
12.3K
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Next Capital Management LLC
|
SELL
|
- |
-7.1K- 1.46% |
$36.8K - $40.2K
|
479K
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-7.42K- 42.53% |
$38.5K - $42K
|
10K
$0
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.08K- 4.48% |
$41.9K - $45.7K
|
172K
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Os, LLC
|
SELL
|
- |
-12.7KClosed |
$66K - $72.1K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-17.3KClosed |
$89.4K - $97.7K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-18.2KClosed |
$94.1K - $103K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-18.7KClosed |
$96.9K - $106K
|
0
$0
|