Purchases and Sales Made in Q3 2021 in Nuveen Senior Income Fund (NSL)
This table provides information about the institutional ownership of Nuveen Senior Income Fund (NSL) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN SENIOR INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
1.09MNew |
$6.17M - $6.45M
|
1.09M
$0
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
563KNew |
$3.2M - $3.34M
|
563K
$0
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
278K+ 165.97% |
$1.58M - $1.65M
|
445K
$0
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
150KNew |
$854K - $891K
|
150K
$0
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
124K+ 30.51% |
$706K - $737K
|
530K
$0
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
95.8KNew |
$545K - $569K
|
95.8K
$0
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
75.4KNew |
$429K - $448K
|
75.4K
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
65.1K+ 32.33% |
$370K - $386K
|
266K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
50.3K+ 18.28% |
$286K - $299K
|
326K
$0
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
19.2KNew |
$109K - $114K
|
19.2K
$0
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
15.2K+ 66.21% |
$86.5K - $90.3K
|
38.2K
$0
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.2K+ 8.51% |
$80.8K - $84.3K
|
181K
$0
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
13.7K+ 8.09% |
$78K - $81.4K
|
183K
$0
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.1KNew |
$74.7K - $78K
|
13.1K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.5K+ 85.41% |
$59.9K - $62.6K
|
22.9K
$0
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.1K+ 25.64% |
$46.1K - $48.1K
|
39.7K
$0
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
4.87K+ 17.01% |
$27.7K - $28.9K
|
33.5K
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.85K+ 17.78% |
$16.2K - $16.9K
|
18.9K
$0
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.76K+ 0.91% |
$10K - $10.5K
|
195K
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.26K+ 1.76% |
$7.16K - $7.47K
|
72.7K
$0
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1K+ 35.71% |
$5.69K - $5.94K
|
3.8K
$0
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
271+ 1.76% |
$1.54K - $1.61K
|
15.6K
$0
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
17New |
$96.7 - $101
|
17
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
16+ 0.04% |
$91 - $95
|
36.2K
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-131Closed |
$745 - $778
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-142Closed |
$808 - $843
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-238- 0.26% |
$1.35K - $1.41K
|
90.8K
$0
|
|
Nov 05, 2021
Q3 2021
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-250Closed |
$1.42K - $1.49K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-322- 31.05% |
$1.83K - $1.91K
|
715
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-367- 3.31% |
$2.09K - $2.18K
|
10.7K
$0
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-450- 4.16% |
$2.56K - $2.67K
|
10.4K
$0
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-947- 4.07% |
$5.39K - $5.63K
|
22.3K
$0
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.54K- 3.03% |
$8.75K - $9.14K
|
49.3K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.68K- 9.08% |
$9.57K - $9.99K
|
16.8K
$0
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2K- 6.8% |
$11.4K - $11.9K
|
27.4K
$0
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.28K- 4.74% |
$13K - $13.6K
|
45.8K
$0
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.42K- 6.72% |
$13.8K - $14.4K
|
33.6K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.48K- 2.49% |
$14.1K - $14.7K
|
96.9K
$0
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.2K- 4.27% |
$23.9K - $24.9K
|
94.2K
$0
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-9.5K- 32.2% |
$54.1K - $56.4K
|
20K
$0
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-10KClosed |
$56.9K - $59.4K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-11.6K- 60.73% |
$66K - $68.9K
|
7.5K
$0
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-13KClosed |
$73.8K - $77.1K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.1K- 18.34% |
$86K - $89.8K
|
67.3K
$0
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-19.1K- 43.47% |
$109K - $113K
|
24.8K
$0
|
|
May 20, 2022
Q3 2021
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-19.3K- 17.23% |
$110K - $115K
|
92.7K
$0
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-20KClosed |
$114K - $119K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-20.1K- 9.82% |
$115K - $120K
|
185K
$0
|
|
Oct 19, 2021
Q3 2021
|
Next Capital Management LLC
|
SELL
|
- |
-20.7K- 5.63% |
$118K - $123K
|
347K
$0
|