Purchases and Sales Made in Q3 2022 in Nuveen Senior Income Fund (NSL)
This table provides information about the institutional ownership of Nuveen Senior Income Fund (NSL) during Q3 2022. The information is specifically focused on institutions that hold shares of NUVEEN SENIOR INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
606K+ 157.96% |
$2.83M - $3.15M
|
990K
$0
|
|
Nov 14, 2022
Q3 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
604K+ 59.21% |
$2.81M - $3.13M
|
1.62M
$0
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
153K+ 18.83% |
$714K - $795K
|
967K
$0
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
92K+ 16.63% |
$429K - $478K
|
646K
$0
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
86.9K+ 16.84% |
$405K - $451K
|
603K
$0
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
39.8K+ 12.93% |
$186K - $207K
|
348K
$0
|
|
Nov 15, 2022
Q3 2022
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
29.5K+ 48.45% |
$138K - $153K
|
90.5K
$0
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
21.2K+ 132.8% |
$98.9K - $110K
|
37.2K
$0
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
15.7K+ 11.87% |
$73.2K - $81.6K
|
148K
$0
|
|
Nov 14, 2022
Q3 2022
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
13.9KNew |
$64.8K - $72.2K
|
13.9K
$0
|
|
Nov 14, 2022
Q3 2022
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
13.9KNew |
$64.8K - $72.2K
|
13.9K
$0
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.6KNew |
$63.4K - $70.6K
|
13.6K
$0
|
|
Oct 14, 2022
Q3 2022
|
Next Capital Management LLC
|
BUY
|
- |
10.1K+ 2.02% |
$47K - $52.4K
|
509K
$0
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
10KNew |
$46.6K - $51.9K
|
10K
$0
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
9.46K+ 19.2% |
$44.1K - $49.1K
|
58.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
9.11K+ 54.3% |
$42.4K - $47.3K
|
25.9K
$0
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.06K+ 9.63% |
$37.6K - $41.8K
|
91.7K
$0
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8.02K+ 10.44% |
$37.4K - $41.6K
|
84.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.91K+ 8.08% |
$36.8K - $41K
|
106K
$0
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
5.42K+ 9.37% |
$25.2K - $28.1K
|
63.2K
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.35K+ 11.03% |
$20.3K - $22.6K
|
43.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.14K+ 16.37% |
$14.6K - $16.3K
|
22.3K
$0
|
|
Oct 26, 2022
Q3 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
2.81K+ 2.66% |
$13.1K - $14.6K
|
109K
$0
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.8KNew |
$13K - $14.5K
|
2.8K
$0
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.77K+ 12.3% |
$12.9K - $14.4K
|
25.3K
$0
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.68K+ 1.26% |
$12.5K - $13.9K
|
216K
$0
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.98K+ 6.58% |
$9.21K - $10.3K
|
32K
$0
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
1.65KNew |
$7.69K - $8.56K
|
1.65K
$0
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
647+ 1.16% |
$3.02K - $3.36K
|
56.4K
$0
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
275+ 0.26% |
$1.28K - $1.43K
|
107K
$0
|
|
Nov 08, 2022
Q3 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
250New |
$1.17K - $1.3K
|
250
$0
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
233+ 1.37% |
$1.09K - $1.21K
|
17.2K
$0
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
196New |
$913 - $1.02K
|
196
$0
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
131+ 0.4% |
$610 - $680
|
33.2K
$0
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
31New |
$144 - $161
|
31
$0
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
11+ 2.14% |
$51.3 - $57.1
|
524
$0
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7+ 0.02% |
$32.6 - $36.3
|
38.9K
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-368- 84.4% |
$1.71K - $1.91K
|
68
$0
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-666- 2.98% |
$3.1K - $3.46K
|
21.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1K- 0.94% |
$4.66K - $5.19K
|
106K
$0
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.14K- 2.2% |
$5.31K - $5.91K
|
50.7K
$0
|
|
Oct 19, 2022
Q3 2022
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-1.33K- 0.83% |
$6.18K - $6.88K
|
159K
$0
|
|
Oct 17, 2022
Q3 2022
|
Independent Wealth Network Inc.
|
SELL
|
- |
-1.43K- 9.06% |
$6.65K - $7.4K
|
14.3K
$0
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-1.71K- 2.83% |
$7.95K - $8.85K
|
58.6K
$0
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.74K- 0.84% |
$8.11K - $9.04K
|
206K
$0
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.69K- 6.18% |
$12.5K - $14K
|
40.8K
$0
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.6K- 1.41% |
$21.4K - $23.9K
|
323K
$0
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-9.59K- 33.45% |
$44.7K - $49.8K
|
19.1K
$0
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.6K- 18.85% |
$58.9K - $65.6K
|
54.4K
$0
|