Purchases and Sales Made in Q4 2020 in Nuveen Senior Income Fund (NSL)
This table provides information about the institutional ownership of Nuveen Senior Income Fund (NSL) during Q4 2020. The information is specifically focused on institutions that hold shares of NUVEEN SENIOR INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 16, 2021
Q4 2020
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
183K+ 5.05% |
$856K - $961K
|
3.82M
$0
|
|
Feb 03, 2021
Q4 2020
|
Shaker Financial Services, LLC
|
BUY
|
- |
82.9KNew |
$387K - $434K
|
82.9K
$0
|
|
Feb 03, 2021
Q4 2020
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
69.8KNew |
$326K - $366K
|
69.8K
$0
|
|
Feb 11, 2021
Q4 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
29.5KNew |
$138K - $155K
|
29.5K
$0
|
|
Feb 09, 2021
Q4 2020
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
28.1KNew |
$131K - $147K
|
28.1K
$0
|
|
Feb 11, 2021
Q4 2020
|
Archer Investment Corp
|
BUY
|
- |
27.4KNew |
$128K - $144K
|
27.4K
$0
|
|
Jan 19, 2021
Q4 2020
|
Fny Investment Advisers, LLC
|
BUY
|
- |
24.1KNew |
$112K - $126K
|
24.1K
$0
|
|
Feb 10, 2021
Q4 2020
|
Family Management Corp
New York, NY |
BUY
|
- |
20.2KNew |
$94.2K - $106K
|
20.2K
$0
|
|
Jan 14, 2021
Q4 2020
|
Kovack Advisors, Inc.
|
BUY
|
- |
18.7KNew |
$87.3K - $98K
|
18.7K
$0
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.2KNew |
$84.8K - $95.2K
|
18.2K
$0
|
|
Feb 08, 2021
Q4 2020
|
Elk River Wealth Management, LLC
|
BUY
|
- |
17.4KNew |
$81.3K - $91.2K
|
17.4K
$0
|
|
Feb 16, 2021
Q4 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
17.3KNew |
$80.6K - $90.5K
|
17.3K
$0
|
|
Feb 17, 2021
Q4 2020
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.3KNew |
$76K - $85.2K
|
16.3K
$0
|
|
Feb 10, 2021
Q4 2020
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
14.6K+ 14.25% |
$68.2K - $76.5K
|
117K
$0
|
|
Mar 10, 2021
Q4 2020
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
14.1KNew |
$65.7K - $73.8K
|
14.1K
$0
|
|
Jan 20, 2021
Q4 2020
|
Park Avenue Securities LLC
|
BUY
|
- |
12.9K+ 8.98% |
$60.1K - $67.4K
|
156K
$0
|
|
Feb 01, 2021
Q4 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
12.3KNew |
$57.3K - $64.3K
|
12.3K
$0
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12K+ 18.28% |
$55.9K - $62.7K
|
77.4K
$0
|
|
Feb 11, 2021
Q4 2020
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
11.6KNew |
$54K - $60.6K
|
11.6K
$0
|
|
Feb 02, 2021
Q4 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.61K+ 6.76% |
$44.9K - $50.4K
|
152K
$0
|
|
Jan 25, 2021
Q4 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
9.06K+ 10.9% |
$42.3K - $47.5K
|
92.2K
$0
|
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.87K+ 70.32% |
$36.8K - $41.2K
|
19.1K
$0
|
|
Feb 16, 2021
Q4 2020
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
6.39K+ 0.54% |
$29.9K - $33.5K
|
1.19M
$0
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
BUY
|
- |
4.5KNew |
$21K - $23.6K
|
4.5K
$0
|
|
Feb 12, 2021
Q4 2020
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
2.97KNew |
$13.9K - $15.5K
|
2.97K
$0
|
|
Feb 19, 2021
Q4 2020
|
Albion Financial Group
|
BUY
|
- |
1.7KNew |
$7.94K - $8.91K
|
1.7K
$0
|
|
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.25K+ 6.33% |
$5.82K - $6.53K
|
20.9K
$0
|
|
Feb 03, 2021
Q4 2020
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.22K+ 4.35% |
$5.69K - $6.39K
|
29.2K
$0
|
|
Feb 04, 2021
Q4 2020
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.07K+ 4.98% |
$5.01K - $5.62K
|
22.6K
$0
|
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1K+ 8.24% |
$4.67K - $5.24K
|
13.1K
$0
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
363+ 2.49% |
$1.7K - $1.9K
|
14.9K
$0
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
72+ 0.39% |
$336 - $377
|
18.6K
$0
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
35+ 184.21% |
$163 - $183
|
54
$0
|
|
Jan 21, 2021
Q4 2020
|
Capital Investment Advisors, LLC
|
BUY
|
- |
26+ 0.05% |
$121 - $136
|
54.3K
$0
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-26Closed |
$121 - $136
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-146- 0.63% |
$682 - $765
|
23.1K
$0
|
|
Jan 26, 2021
Q4 2020
|
E&G Advisors, LP
|
SELL
|
- |
-500- 0.5% |
$2.34K - $2.62K
|
100K
$0
|
|
Feb 04, 2021
Q4 2020
|
Ellevest, Inc.
|
SELL
|
- |
-691Closed |
$3.23K - $3.62K
|
0
$0
|
|
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
SELL
|
- |
-1.1K- 7.77% |
$5.15K - $5.78K
|
13.1K
$0
|
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.5K- 53.57% |
$7.01K - $7.86K
|
1.3K
$0
|
|
Feb 11, 2021
Q4 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-1.58K- 86.34% |
$7.38K - $8.28K
|
250
$0
|
|
Jan 27, 2021
Q4 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2.02K- 0.1% |
$9.45K - $10.6K
|
1.98M
$0
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.04K- 10.47% |
$9.53K - $10.7K
|
17.5K
$0
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.15K- 4.06% |
$10K - $11.3K
|
50.8K
$0
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.65K- 2.22% |
$12.4K - $13.9K
|
117K
$0
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.92K- 1.19% |
$13.7K - $15.3K
|
243K
$0
|
|
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-3.2K- 82.58% |
$14.9K - $16.8K
|
675
$0
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.36K- 3.14% |
$15.7K - $17.6K
|
104K
$0
|
|
Feb 16, 2021
Q4 2020
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-4K- 3.66% |
$18.7K - $21K
|
105K
$0
|