Purchases and Sales Made in Q4 2021 in Nuveen Senior Income Fund (NSL)
This table provides information about the institutional ownership of Nuveen Senior Income Fund (NSL) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN SENIOR INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 20, 2022
Q4 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
1.2M+ 1625.48% |
$6.85M - $7.28M
|
1.27M
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
210K+ 264.64% |
$1.2M - $1.28M
|
289K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
132K+ 29.57% |
$753K - $800K
|
577K
$0
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
111KNew |
$634K - $674K
|
111K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
101K+ 37.84% |
$576K - $613K
|
367K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
100K+ 18.94% |
$575K - $611K
|
631K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
34.1KNew |
$195K - $207K
|
34.1K
$0
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
30.8KNew |
$176K - $187K
|
30.8K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
29.3K+ 73.73% |
$167K - $178K
|
69K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
28.4K+ 124.31% |
$163K - $173K
|
51.3K
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
25KNew |
$143K - $152K
|
25K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
25KNew |
$143K - $152K
|
25K
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.4K+ 13.47% |
$140K - $148K
|
205K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Lloyd Park, LLC
Wilmette, IL |
BUY
|
- |
23.6KNew |
$135K - $143K
|
23.6K
$0
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
19.4K+ 10.61% |
$111K - $118K
|
203K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Aristides Capital LLC
Ottawa Hills, OH |
BUY
|
- |
14.8KNew |
$84.6K - $89.9K
|
14.8K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Aveo Capital Partners, LLC
|
BUY
|
- |
12KNew |
$68.7K - $73.1K
|
12K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
11.7KNew |
$67.1K - $71.3K
|
11.7K
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11K+ 44.24% |
$62.8K - $66.8K
|
35.8K
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
10.1KNew |
$57.9K - $61.6K
|
10.1K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
10K+ 13.27% |
$57.2K - $60.8K
|
85.4K
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Segantii Capital Management LTD
|
BUY
|
- |
8.13KNew |
$46.5K - $49.4K
|
8.13K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
4.11K+ 12.25% |
$23.5K - $25K
|
37.7K
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3.45K+ 24.17% |
$19.7K - $21K
|
17.7K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.35K+ 0.6% |
$19.2K - $20.4K
|
566K
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
2.74K+ 8.18% |
$15.7K - $16.6K
|
36.2K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
1.75KNew |
$10K - $10.6K
|
1.75K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.7K+ 4.69% |
$9.72K - $10.3K
|
37.9K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.68K+ 2.31% |
$9.6K - $10.2K
|
74.4K
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.6K+ 1.7% |
$9.15K - $9.73K
|
95.8K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.5K+ 13.58% |
$8.58K - $9.12K
|
12.5K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
1.5KNew |
$8.58K - $9.12K
|
1.5K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.2KNew |
$6.86K - $7.3K
|
1.2K
$0
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1K+ 35.71% |
$5.72K - $6.08K
|
3.8K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
361+ 2.31% |
$2.06K - $2.19K
|
16K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
33+ 0.2% |
$189 - $201
|
16.9K
$0
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
17+ 0.09% |
$97.2 - $103
|
19.2K
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
11+ 0.02% |
$62.9 - $66.9
|
45.9K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-17Closed |
$97.2 - $103
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-129- 0.58% |
$738 - $784
|
22.2K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-210- 1.96% |
$1.2K - $1.28K
|
10.5K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-425- 1.28% |
$2.43K - $2.58K
|
32.8K
$0
|
|
|
Jan 13, 2022
Q4 2021
|
E&G Advisors, LP
|
SELL
|
- |
-500- 0.52% |
$2.86K - $3.04K
|
95.3K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-616- 0.92% |
$3.52K - $3.75K
|
66.7K
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-715Closed |
$4.09K - $4.35K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-1.12K- 8.55% |
$6.4K - $6.8K
|
12K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Albion Financial Group
|
SELL
|
- |
-1.7KClosed |
$9.72K - $10.3K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-1.88K- 15.32% |
$10.8K - $11.4K
|
10.4K
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-3.14K- 73.55% |
$18K - $19.1K
|
1.13K
$0
|