Purchases and Sales Made in Q4 2021 in Nuveen Esg Mid Cap Growth ETF (NUMG)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Growth ETF (NUMG) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP GROWTH ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 11, 2022
Q4 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
955+ 24.1% |
$44.9K - $56.8K
|
4.92K
$235K
|
|
|
Jan 28, 2022
Q4 2021
|
Simmons Bank
|
BUY
|
- |
895+ 7.15% |
$42.1K - $53.2K
|
13.4K
$641K
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
765New |
$35.9K - $45.5K
|
765
$36.5K
|
|
|
Feb 07, 2022
Q4 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
707+ 7.95% |
$33.2K - $42K
|
9.6K
$458K
|
|
|
Feb 09, 2022
Q4 2021
|
Retirement Group, LLC
|
BUY
|
- |
650New |
$30.5K - $38.6K
|
650
$31K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
617+ 11.09% |
$29K - $36.7K
|
6.18K
$295K
|
|
|
Jan 21, 2022
Q4 2021
|
Blb&B Advisors, LLC
|
BUY
|
- |
581+ 7.22% |
$27.3K - $34.5K
|
8.63K
$412K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
561+ 16.09% |
$26.4K - $33.4K
|
4.05K
$193K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
484+ 4.67% |
$22.7K - $28.8K
|
10.8K
$518K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
442+ 7.81% |
$20.8K - $26.3K
|
6.1K
$291K
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
425+ 4.57% |
$20K - $25.3K
|
9.73K
$465K
|
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
380+ 9.99% |
$17.9K - $22.6K
|
4.18K
$200K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
341+ 6.46% |
$16K - $20.3K
|
5.62K
$269K
|
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
324New |
$15.2K - $19.3K
|
324
$15.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
309+ 6.1% |
$14.5K - $18.4K
|
5.38K
$257K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
193+ 0.5% |
$9.07K - $11.5K
|
38.5K
$1.84M
|
|
|
Feb 10, 2022
Q4 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
171+ 3.75% |
$8.04K - $10.2K
|
4.73K
$226K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
160+ 2.56% |
$7.52K - $9.51K
|
6.42K
$307K
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
150New |
$7.05K - $8.92K
|
150
$7.16K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
136New |
$6.39K - $8.09K
|
136
$6.5K
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
BUY
|
- |
130+ 2.02% |
$6.11K - $7.73K
|
6.57K
$314K
|
|
|
Feb 14, 2022
Q4 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
108New |
$5.07K - $6.42K
|
108
$5.16K
|
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
BUY
|
- |
103+ 21.46% |
$4.84K - $6.12K
|
583
$27.8K
|
|
|
Feb 11, 2022
Q4 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
60+ 0.3% |
$2.82K - $3.57K
|
20K
$955K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
56+ 0.74% |
$2.63K - $3.33K
|
7.62K
$364K
|
|
|
Feb 24, 2022
Q4 2021
|
Rise Advisors, LLC
|
BUY
|
- |
54New |
$2.54K - $3.21K
|
54
$2.58K
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
BUY
|
- |
10New |
$470 - $595
|
10
$478
|
|
|
Jan 25, 2022
Q4 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
1+ 20.0% |
$47 - $59.5
|
6
$287
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1+ 0.02% |
$47 - $59.5
|
4.26K
$204K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-52- 0.65% |
$2.44K - $3.09K
|
7.93K
$379K
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-69Closed |
$3.24K - $4.1K
|
0
$0
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-85- 1.8% |
$3.99K - $5.05K
|
4.64K
$221K
|
|
|
Feb 01, 2022
Q4 2021
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-135Closed |
$6.34K - $8.03K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-160Closed |
$7.52K - $9.51K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-164- 1.65% |
$7.71K - $9.75K
|
9.79K
$468K
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Financial Planning, Inc.
|
SELL
|
- |
-171Closed |
$8.04K - $10.2K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Townsend Asset Management Corp
|
SELL
|
- |
-197- 6.67% |
$9.26K - $11.7K
|
2.76K
$132K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-235Closed |
$11K - $14K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-471- 1.06% |
$22.1K - $28K
|
44K
$2.1M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-671- 65.72% |
$31.5K - $39.9K
|
350
$16.7K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-696- 7.47% |
$32.7K - $41.4K
|
8.62K
$412K
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-800Closed |
$37.6K - $47.6K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Stewardship Advisors, LLC
|
SELL
|
- |
-1.59K- 2.05% |
$74.8K - $94.7K
|
76.1K
$3.63M
|
|
|
Feb 07, 2022
Q4 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-1.72KClosed |
$80.7K - $102K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Wrapmanager Inc
|
SELL
|
- |
-1.74K- 2.24% |
$82K - $104K
|
75.9K
$3.63M
|
|
|
Feb 10, 2022
Q4 2021
|
Running Point Capital Advisors, LLC
|
SELL
|
- |
-1.84KClosed |
$86.4K - $109K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Erts Wealth Advisors, LLC
|
SELL
|
- |
-3.68KClosed |
$173K - $219K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-4.23KClosed |
$199K - $252K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-4.83KClosed |
$227K - $287K
|
0
$0
|