Purchases and Sales Made in Q1 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 06, 2022
Q1 2022
|
Retirement Group, LLC
|
BUY
|
- |
291+ 11.47% |
$10.9K - $12.4K
|
2.83K
$128K
|
|
May 16, 2022
Q1 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
290+ 3.65% |
$10.8K - $12.4K
|
8.24K
$373K
|
|
May 10, 2022
Q1 2022
|
Dravo Bay LLC
Wilmington, DE |
BUY
|
- |
280New |
$10.4K - $11.9K
|
280
$12.7K
|
|
Apr 20, 2022
Q1 2022
|
First United Bank & Trust
|
BUY
|
- |
250+ 2.58% |
$9.32K - $10.7K
|
9.95K
$450K
|
|
Aug 13, 2024
Q1 2022
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
250+ 1.94% |
$9.32K - $10.7K
|
13.1K
$594K
|
|
Apr 20, 2022
Q1 2022
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
245+ 1.93% |
$9.14K - $10.4K
|
13K
$587K
|
|
May 25, 2022
Q1 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
230+ 200.0% |
$8.58K - $9.8K
|
345
$15.6K
|
|
Apr 25, 2022
Q1 2022
|
Scott Capital Advisors, LLC
|
BUY
|
- |
174+ 0.72% |
$6.49K - $7.42K
|
24.3K
$1.1M
|
|
May 12, 2022
Q1 2022
|
S.A. Mason LLC
|
BUY
|
- |
170+ 4.61% |
$6.34K - $7.25K
|
3.86K
$175K
|
|
May 13, 2022
Q1 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
147New |
$5.48K - $6.27K
|
147
$6.65K
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
124New |
$4.62K - $5.29K
|
124
$5.61K
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
112New |
$4.18K - $4.77K
|
112
$5.07K
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
100+ 0.63% |
$3.73K - $4.26K
|
16.1K
$727K
|
|
May 10, 2022
Q1 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
98New |
$3.65K - $4.18K
|
98
$4.44K
|
|
May 05, 2022
Q1 2022
|
Larson Financial Group LLC
|
BUY
|
- |
73+ 1.34% |
$2.72K - $3.11K
|
5.52K
$250K
|
|
May 10, 2022
Q1 2022
|
Wrapmanager Inc
|
BUY
|
- |
66+ 0.55% |
$2.46K - $2.81K
|
12K
$545K
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
30+ 0.35% |
$1.12K - $1.28K
|
8.67K
$392K
|
|
May 16, 2022
Q1 2022
|
Blue Barn Wealth, LLC
|
BUY
|
- |
14+ 0.15% |
$522 - $597
|
9.5K
$430K
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
10+ 0.36% |
$373 - $426
|
2.8K
$127K
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
7+ 0.47% |
$261 - $298
|
1.5K
$68.1K
|
|
May 06, 2022
Q1 2022
|
Navigation Wealth Management, Inc.
Fort Collins, CO |
BUY
|
- |
6New |
$224 - $256
|
6
$272
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 15, 2022
Q1 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-1- 0.18% |
$37.3 - $42.6
|
549
$24.8K
|
|
Apr 29, 2022
Q1 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-5- 0.05% |
$186 - $213
|
10.2K
$461K
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-25Closed |
$932 - $1.07K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-84- 2.01% |
$3.13K - $3.58K
|
4.1K
$185K
|
|
Apr 13, 2022
Q1 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-88- 1.52% |
$3.28K - $3.75K
|
5.7K
$258K
|
|
Apr 19, 2022
Q1 2022
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-127- 1.42% |
$4.74K - $5.41K
|
8.82K
$399K
|
|
May 17, 2022
Q1 2022
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-139- 2.02% |
$5.18K - $5.93K
|
6.75K
$305K
|
|
Apr 22, 2022
Q1 2022
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-192Closed |
$7.16K - $8.18K
|
0
$0
|
|
May 03, 2022
Q1 2022
|
Rtd Financial Advisors, Inc.
|
SELL
|
- |
-236- 2.0% |
$8.8K - $10.1K
|
11.6K
$525K
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-334Closed |
$12.5K - $14.2K
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
SELL
|
- |
-458Closed |
$17.1K - $19.5K
|
0
$0
|
|
May 05, 2022
Q1 2022
|
Greenup Street Wealth Management LLC
|
SELL
|
- |
-495- 8.67% |
$18.5K - $21.1K
|
5.22K
$236K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-575- 1.24% |
$21.4K - $24.5K
|
45.9K
$2.08M
|
|
Apr 29, 2022
Q1 2022
|
Tria Gen Wealth Management LLC
|
SELL
|
- |
-697- 5.43% |
$26K - $29.7K
|
12.1K
$549K
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-739- 55.44% |
$27.6K - $31.5K
|
594
$26.9K
|
|
May 09, 2022
Q1 2022
|
Lincoln National Corp
|
SELL
|
- |
-878- 4.74% |
$32.7K - $37.4K
|
17.7K
$799K
|
|
May 09, 2022
Q1 2022
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
-987Closed |
$36.8K - $42.1K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.28K- 5.31% |
$47.8K - $54.6K
|
22.8K
$1.03M
|
|
Apr 27, 2022
Q1 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.71K- 11.79% |
$63.8K - $73K
|
12.8K
$580K
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.89K- 19.97% |
$70.4K - $80.4K
|
7.56K
$342K
|
|
Apr 19, 2022
Q1 2022
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-1.93K- 6.22% |
$71.9K - $82.2K
|
29.1K
$1.32M
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.11KClosed |
$78.7K - $89.9K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.53K- 16.45% |
$94.2K - $108K
|
12.8K
$580K
|
|
May 12, 2022
Q1 2022
|
Citigroup Inc
|
SELL
|
- |
-2.63K- 94.87% |
$97.9K - $112K
|
142
$6.43K
|
|
Apr 15, 2022
Q1 2022
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-4.28K- 3.35% |
$160K - $183K
|
124K
$5.6M
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.88KClosed |
$182K - $208K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-5.03KClosed |
$187K - $214K
|
0
$0
|
|
May 03, 2022
Q1 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-5.09K- 12.6% |
$190K - $217K
|
35.3K
$1.6M
|