Purchases and Sales Made in Q4 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
862K+ 13.68% |
$34.3M - $40.9M
|
7.16M
$324M
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
222KNew |
$8.82M - $10.5M
|
222K
$10M
|
|
Jan 10, 2022
Q4 2021
|
Impac Tfolio, LLC
|
BUY
|
- |
189KNew |
$7.51M - $8.95M
|
189K
$8.54M
|
|
Feb 01, 2022
Q4 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
152K+ 6.96% |
$6.07M - $7.23M
|
2.34M
$106M
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
122K+ 21.95% |
$4.88M - $5.81M
|
680K
$30.8M
|
|
Feb 08, 2022
Q4 2021
|
Perella Weinberg Partners Capital Management LP
|
BUY
|
- |
113KNew |
$4.51M - $5.38M
|
113K
$5.13M
|
|
Feb 15, 2022
Q4 2021
|
Hill Island Financial LLC
Grand Rapids, MI |
BUY
|
- |
90.2KNew |
$3.59M - $4.28M
|
90.2K
$4.08M
|
|
Feb 11, 2022
Q4 2021
|
Silverhawk Asset Management, LLC
|
BUY
|
- |
72.9KNew |
$2.9M - $3.46M
|
72.9K
$3.3M
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
71.9K+ 13.71% |
$2.86M - $3.41M
|
596K
$27M
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
71.3K+ 129.62% |
$2.84M - $3.39M
|
126K
$5.72M
|
|
Feb 11, 2022
Q4 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
61.2K+ 13.99% |
$2.44M - $2.9M
|
498K
$22.6M
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
52K+ 20.57% |
$2.07M - $2.47M
|
305K
$13.8M
|
|
May 04, 2022
Q4 2021
|
Foresight Capital Management Advisors, Inc.
|
BUY
|
- |
46.4KNew |
$1.85M - $2.2M
|
46.4K
$2.1M
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
37K+ 33.19% |
$1.47M - $1.76M
|
149K
$6.72M
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
34K+ 39.75% |
$1.35M - $1.61M
|
120K
$5.41M
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
29.8K+ 36.5% |
$1.19M - $1.41M
|
111K
$5.04M
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
28.8K+ 568.65% |
$1.15M - $1.37M
|
33.9K
$1.53M
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
27.1K+ 27.69% |
$1.08M - $1.29M
|
125K
$5.65M
|
|
Jan 26, 2022
Q4 2021
|
Scott Capital Advisors, LLC
|
BUY
|
- |
24.1KNew |
$960K - $1.14M
|
24.1K
$1.09M
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
22.6K+ 12.67% |
$902K - $1.08M
|
201K
$9.12M
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
19.4K+ 49.43% |
$772K - $920K
|
58.6K
$2.65M
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
18.9K+ 185.1% |
$752K - $897K
|
29.1K
$1.32M
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
17.4K+ 88.77% |
$693K - $826K
|
37K
$1.67M
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
16.8K+ 1087.17% |
$668K - $796K
|
18.3K
$829K
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
16.5KNew |
$658K - $785K
|
16.5K
$748K
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Inc
|
BUY
|
- |
15.8KNew |
$629K - $750K
|
15.8K
$715K
|
|
Jan 26, 2022
Q4 2021
|
Andrew Hill Investment Advisors, Inc.
Naples, FL |
BUY
|
- |
13.7KNew |
$544K - $649K
|
13.7K
$618K
|
|
Feb 10, 2022
Q4 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
13.5K+ 54.08% |
$536K - $639K
|
38.4K
$1.74M
|
|
Feb 11, 2022
Q4 2021
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
12.8K+ 77.7% |
$509K - $607K
|
29.2K
$1.32M
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.1KNew |
$480K - $573K
|
12.1K
$546K
|
|
May 02, 2022
Q4 2021
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
11.8KNew |
$471K - $562K
|
11.8K
$535K
|
|
Feb 09, 2022
Q4 2021
|
Evolution Advisers, Inc.
|
BUY
|
- |
11.7KNew |
$464K - $553K
|
11.7K
$528K
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
11.6KNew |
$462K - $551K
|
11.6K
$526K
|
|
Feb 10, 2022
Q4 2021
|
Old Mission Capital LLC
|
BUY
|
- |
11.5KNew |
$458K - $546K
|
11.5K
$521K
|
|
Jan 28, 2022
Q4 2021
|
Vahanian & Associates Financial Planning Inc.
|
BUY
|
- |
9.8KNew |
$390K - $465K
|
9.8K
$444K
|
|
Feb 14, 2022
Q4 2021
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
9.71KNew |
$387K - $461K
|
9.71K
$439K
|
|
Feb 17, 2022
Q4 2021
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
9.43KNew |
$375K - $448K
|
9.43K
$427K
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
8.57K+ 19.65% |
$341K - $407K
|
52.2K
$2.36M
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
8.51KNew |
$339K - $404K
|
8.51K
$385K
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
8.48K+ 75.43% |
$338K - $402K
|
19.7K
$892K
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.19K+ 16.81% |
$326K - $389K
|
56.9K
$2.57M
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7.67K+ 85.96% |
$305K - $364K
|
16.6K
$751K
|
|
Feb 03, 2022
Q4 2021
|
Palisades Hudson Asset Management, L.P.
Fort Lauderdale, FL |
BUY
|
- |
7.17KNew |
$285K - $340K
|
7.17K
$324K
|
|
Feb 11, 2022
Q4 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
6.93KNew |
$276K - $329K
|
6.93K
$314K
|
|
Jan 26, 2022
Q4 2021
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
BUY
|
- |
6.85K+ 30.42% |
$273K - $325K
|
29.4K
$1.33M
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.65K+ 13.31% |
$265K - $316K
|
56.6K
$2.56M
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
6.38K+ 64.56% |
$254K - $303K
|
16.3K
$736K
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
6.11KNew |
$243K - $290K
|
6.11K
$277K
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
5.79KNew |
$230K - $275K
|
5.79K
$262K
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
5.77K+ 20589.29% |
$230K - $274K
|
5.79K
$262K
|