Purchases and Sales Made in Q4 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 02, 2024
Q4 2023
|
Brio Consultants, LLC
|
BUY
|
- |
3.6K+ 11.86% |
$114K - $143K
|
34K
$1.46M
|
|
Jan 17, 2024
Q4 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.81K+ 6.59% |
$89.4K - $111K
|
45.5K
$1.96M
|
|
Jan 08, 2024
Q4 2023
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
2.68K+ 5.96% |
$85K - $106K
|
47.6K
$2.05M
|
|
Jan 12, 2024
Q4 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
2.61K+ 5.38% |
$82.8K - $103K
|
51K
$2.2M
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.58K+ 2.02% |
$81.9K - $102K
|
130K
$5.6M
|
|
Jan 10, 2024
Q4 2023
|
Bkm Wealth Management, LLC
Brookfield, WI |
BUY
|
- |
2.54KNew |
$80.5K - $100K
|
2.54K
$109K
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
2.41KNew |
$76.5K - $95.3K
|
2.41K
$104K
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.39K+ 2.41% |
$75.8K - $94.4K
|
101K
$4.36M
|
|
Feb 15, 2024
Q4 2023
|
Clarity Asset Management, Inc.
Ames, IA |
BUY
|
- |
2.23KNew |
$70.7K - $88.1K
|
2.23K
$95.8K
|
|
Jan 26, 2024
Q4 2023
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
2.07K+ 15.96% |
$65.7K - $81.9K
|
15K
$647K
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
1.97K+ 10.48% |
$62.7K - $78.1K
|
20.8K
$896K
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.9K+ 11.47% |
$60.3K - $75.1K
|
18.4K
$794K
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
1.8K+ 5.8% |
$57.2K - $71.3K
|
32.9K
$1.42M
|
|
Feb 12, 2024
Q4 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
1.79K+ 21.2% |
$56.8K - $70.8K
|
10.2K
$440K
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.65K+ 6.41% |
$52.5K - $65.4K
|
27.4K
$1.18M
|
|
Feb 12, 2024
Q4 2023
|
Palisades Hudson Asset Management, L.P.
Fort Lauderdale, FL |
BUY
|
- |
1.52K+ 4.32% |
$48.3K - $60.2K
|
36.7K
$1.58M
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
1.51K+ 11.4% |
$47.9K - $59.7K
|
14.7K
$634K
|
|
Jan 25, 2024
Q4 2023
|
Eastern Bank
|
BUY
|
- |
1.51K+ 1.2% |
$47.8K - $59.6K
|
127K
$5.45M
|
|
Feb 07, 2024
Q4 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
1.45KNew |
$46.1K - $57.5K
|
1.45K
$62.5K
|
|
Feb 07, 2024
Q4 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
1.39K+ 6.64% |
$44.3K - $55.1K
|
22.4K
$963K
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.34K+ 5.31% |
$42.5K - $53K
|
26.6K
$1.14M
|
|
Feb 12, 2024
Q4 2023
|
Equita Financial Network, Inc.
Fort Washington, PA |
BUY
|
- |
1.25K+ 12.94% |
$39.8K - $49.6K
|
10.9K
$471K
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.24K+ 7.62% |
$39.5K - $49.2K
|
17.6K
$756K
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
1.09K+ 5.18% |
$34.7K - $43.3K
|
22.2K
$956K
|
|
Feb 14, 2024
Q4 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
954+ 5.17% |
$30.3K - $37.8K
|
19.4K
$836K
|
|
Feb 13, 2024
Q4 2023
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
936+ 2.57% |
$29.7K - $37.1K
|
37.4K
$1.61M
|
|
Feb 07, 2024
Q4 2023
|
Neumann Capital Management, LLC
|
BUY
|
- |
900+ 4.52% |
$28.6K - $35.6K
|
20.8K
$896K
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
818+ 1.44% |
$26K - $32.4K
|
57.8K
$2.49M
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
790+ 5.71% |
$25.1K - $31.3K
|
14.6K
$629K
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
754+ 2.7% |
$24K - $29.9K
|
28.7K
$1.23M
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
721New |
$22.9K - $28.5K
|
721
$31K
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
712+ 18.67% |
$22.6K - $28.2K
|
4.53K
$195K
|
|
Jan 24, 2024
Q4 2023
|
Vahanian & Associates Financial Planning Inc.
|
BUY
|
- |
667+ 5.7% |
$21.2K - $26.4K
|
12.4K
$532K
|
|
Feb 12, 2024
Q4 2023
|
Richardson Capital Management LLC
Menomonee Falls, WI |
BUY
|
- |
624New |
$19.8K - $24.7K
|
624
$26.9K
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
600New |
$19.1K - $23.8K
|
600
$25.8K
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
BUY
|
- |
463+ 6.55% |
$14.7K - $18.3K
|
7.53K
$324K
|
|
Feb 07, 2024
Q4 2023
|
First United Bank & Trust
|
BUY
|
- |
425+ 6.07% |
$13.5K - $16.8K
|
7.43K
$320K
|
|
Feb 14, 2024
Q4 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
424+ 3.69% |
$13.5K - $16.8K
|
11.9K
$513K
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
418New |
$13.3K - $16.5K
|
418
$18K
|
|
Feb 06, 2024
Q4 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
402+ 2.65% |
$12.8K - $15.9K
|
15.6K
$670K
|
|
Feb 09, 2024
Q4 2023
|
Winthrop Capital Management, LLC
Carmel, IN |
BUY
|
- |
382New |
$12.1K - $15.1K
|
382
$16.4K
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
380+ 101.6% |
$12.1K - $15K
|
754
$32.5K
|
|
Jan 10, 2024
Q4 2023
|
Trust CO
|
BUY
|
- |
364+ 6.63% |
$11.6K - $14.4K
|
5.86K
$252K
|
|
Feb 01, 2024
Q4 2023
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
338+ 5.04% |
$10.7K - $13.4K
|
7.05K
$303K
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
321+ 2.1% |
$10.2K - $12.7K
|
15.6K
$671K
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
225+ 1.3% |
$7.15K - $8.91K
|
17.6K
$757K
|
|
Jan 10, 2024
Q4 2023
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
183+ 2.76% |
$5.81K - $7.24K
|
6.81K
$293K
|
|
Jan 10, 2024
Q4 2023
|
Scott Capital Advisors, LLC
|
BUY
|
- |
177+ 0.81% |
$5.62K - $7.01K
|
22K
$949K
|
|
Feb 12, 2024
Q4 2023
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
160New |
$5.08K - $6.33K
|
160
$6.89K
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
120+ 1.04% |
$3.81K - $4.75K
|
11.6K
$501K
|