Purchases and Sales Made in Q4 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.71K- 13.88% |
$54.3K - $67.7K
|
10.6K
$456K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-1.8K- 6.38% |
$57.1K - $71.1K
|
26.4K
$1.14M
|
|
|
Feb 07, 2024
Q4 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-1.96K- 11.44% |
$62.2K - $77.5K
|
15.1K
$652K
|
|
|
Jan 08, 2024
Q4 2023
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
SELL
|
- |
-2.02K- 18.31% |
$64.1K - $79.9K
|
9K
$387K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.02K- 5.95% |
$64.2K - $80K
|
31.9K
$1.37M
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.18K- 20.46% |
$69.3K - $86.3K
|
8.48K
$365K
|
|
|
Jan 23, 2024
Q4 2023
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-2.35K- 15.77% |
$74.8K - $93.2K
|
12.6K
$541K
|
|
|
Feb 08, 2024
Q4 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-2.46K- 1.86% |
$78K - $97.2K
|
129K
$5.57M
|
|
|
Feb 05, 2024
Q4 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-2.67K- 29.62% |
$84.7K - $106K
|
6.33K
$273K
|
|
|
Jan 18, 2024
Q4 2023
|
Sandbox Financial Partners, LLC
Bethesda, MD |
SELL
|
- |
-2.99K- 13.22% |
$95K - $118K
|
19.6K
$845K
|
|
|
Jan 12, 2024
Q4 2023
|
Cx Institutional
|
SELL
|
- |
-3.43K- 26.31% |
$109K - $136K
|
9.59K
$413K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-3.85K- 19.75% |
$122K - $152K
|
15.6K
$673K
|
|
|
Jan 18, 2024
Q4 2023
|
Sage Financial Group Inc
|
SELL
|
- |
-4.16K- 37.35% |
$132K - $165K
|
6.98K
$300K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.22K- 5.68% |
$134K - $167K
|
70K
$3.01M
|
|
|
Feb 05, 2024
Q4 2023
|
Savant Capital, LLC
|
SELL
|
- |
-6.54K- 22.01% |
$208K - $259K
|
23.2K
$998K
|
|
|
Feb 09, 2024
Q4 2023
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-7.18K- 21.3% |
$228K - $284K
|
26.5K
$1.14M
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.46K- 48.39% |
$237K - $295K
|
7.95K
$342K
|
|
|
Feb 08, 2024
Q4 2023
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
SELL
|
- |
-7.58K- 17.85% |
$241K - $300K
|
34.9K
$1.5M
|
|
|
Feb 01, 2024
Q4 2023
|
Vicus Capital
State College, PA |
SELL
|
- |
-7.86K- 17.07% |
$250K - $311K
|
38.2K
$1.64M
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-8.35K- 33.22% |
$265K - $330K
|
16.8K
$722K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-9.18K- 3.66% |
$292K - $363K
|
242K
$10.4M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-10.5K- 14.81% |
$333K - $415K
|
60.3K
$2.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11K- 7.44% |
$350K - $436K
|
137K
$5.91M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-11.5K- 14.34% |
$365K - $455K
|
68.6K
$2.95M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.6K- 14.41% |
$369K - $460K
|
69.1K
$2.97M
|
|
|
Jan 26, 2024
Q4 2023
|
Financial Connections Group, Inc.
|
SELL
|
- |
-12.6K- 43.36% |
$399K - $497K
|
16.4K
$706K
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-12.6K- 36.95% |
$402K - $500K
|
21.6K
$928K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-12.7K- 22.71% |
$403K - $502K
|
43.2K
$1.86M
|
|
|
Jan 18, 2024
Q4 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-13.1K- 33.1% |
$417K - $520K
|
26.6K
$1.14M
|
|
|
Oct 31, 2024
Q4 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-13.1K- 33.1% |
$417K - $520K
|
26.6K
$1.14M
|
|
|
Jan 08, 2024
Q4 2023
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-14.3K- 19.33% |
$455K - $568K
|
59.8K
$2.58M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.5K- 5.0% |
$492K - $613K
|
294K
$12.7M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.7K- 20.35% |
$529K - $660K
|
65.2K
$2.81M
|
|
|
Feb 05, 2024
Q4 2023
|
Mission Wealth Management, LP
|
SELL
|
- |
-18.5K- 2.26% |
$589K - $734K
|
800K
$34.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-37.4K- 7.64% |
$1.19M - $1.48M
|
452K
$19.5M
|
|
|
Jan 02, 2024
Q4 2023
|
Impac Tfolio, LLC
|
SELL
|
- |
-47.3K- 13.95% |
$1.5M - $1.87M
|
292K
$12.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-53.9K- 14.35% |
$1.71M - $2.14M
|
322K
$13.9M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-78.7K- 35.97% |
$2.5M - $3.12M
|
140K
$6.03M
|
|
|
Jan 23, 2024
Q4 2023
|
Tiaa Trust, National Association
Charlotte, NC |
SELL
|
- |
-312K- 16.53% |
$9.91M - $12.4M
|
1.58M
$67.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-342K- 6.13% |
$10.9M - $13.5M
|
5.24M
$225M
|