Purchases and Sales Made in Q4 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
100+ 1.43% |
$3.18K - $3.96K
|
7.1K
$320K
|
|
|
Jan 17, 2024
Q4 2023
|
Sound Stewardship, LLC
Overland Park, KS |
BUY
|
- |
80+ 0.71% |
$2.54K - $3.17K
|
11.4K
$515K
|
|
|
Jan 19, 2024
Q4 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
80+ 1.14% |
$2.54K - $3.17K
|
7.09K
$320K
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
79+ 0.81% |
$2.51K - $3.13K
|
9.78K
$441K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
68+ 7.25% |
$2.16K - $2.69K
|
1.01K
$45.4K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
59New |
$1.87K - $2.34K
|
59
$2.66K
|
|
|
Jan 29, 2024
Q4 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
53+ 0.52% |
$1.68K - $2.1K
|
10.2K
$458K
|
|
|
Jan 23, 2024
Q4 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
51+ 0.87% |
$1.62K - $2.02K
|
5.92K
$267K
|
|
|
Feb 09, 2024
Q4 2023
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
50+ 0.18% |
$1.59K - $1.98K
|
27.5K
$1.24M
|
|
|
Feb 08, 2024
Q4 2023
|
Asset Dedication, LLC
|
BUY
|
- |
40New |
$1.27K - $1.58K
|
40
$1.8K
|
|
|
Feb 06, 2024
Q4 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
39+ 23.64% |
$1.24K - $1.54K
|
204
$9.2K
|
|
|
Feb 01, 2024
Q4 2023
|
Larson Financial Group LLC
|
BUY
|
- |
30+ 0.44% |
$953 - $1.19K
|
6.89K
$310K
|
|
|
Feb 05, 2024
Q4 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
13+ 0.4% |
$413 - $515
|
3.26K
$147K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
8+ 1.17% |
$254 - $317
|
689
$31.1K
|
|
|
Feb 02, 2024
Q4 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
5+ 0.05% |
$159 - $198
|
10.5K
$472K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
3+ 4.84% |
$95.3 - $119
|
65
$2.93K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-3- 0.13% |
$95.3 - $119
|
2.26K
$102K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-7- 2.93% |
$222 - $277
|
232
$10.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-21- 1.21% |
$667 - $831
|
1.71K
$77K
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-78- 0.25% |
$2.48K - $3.09K
|
31.3K
$1.41M
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-80- 45.2% |
$2.54K - $3.17K
|
97
$4.37K
|
|
|
Feb 06, 2024
Q4 2023
|
Blue Barn Wealth, LLC
|
SELL
|
- |
-90- 1.06% |
$2.86K - $3.56K
|
8.38K
$378K
|
|
|
May 30, 2024
Q4 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-103- 0.23% |
$3.27K - $4.08K
|
44.5K
$2.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-106- 0.92% |
$3.37K - $4.2K
|
11.4K
$516K
|
|
|
Jan 31, 2024
Q4 2023
|
Dt Investment Partners, LLC
|
SELL
|
- |
-141- 53.61% |
$4.48K - $5.58K
|
122
$5.5K
|
|
|
Jan 08, 2024
Q4 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-149- 0.63% |
$4.73K - $5.9K
|
23.3K
$1.05M
|
|
|
Jan 17, 2024
Q4 2023
|
Stordahl Capital Management, Inc.
|
SELL
|
- |
-206- 2.54% |
$6.54K - $8.16K
|
7.91K
$356K
|
|
|
Jan 19, 2024
Q4 2023
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-227- 0.16% |
$7.21K - $8.99K
|
143K
$6.43M
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-260- 0.94% |
$8.26K - $10.3K
|
27.5K
$1.24M
|
|
|
Feb 02, 2024
Q4 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-266- 10.8% |
$8.45K - $10.5K
|
2.2K
$99.1K
|
|
|
Jan 25, 2024
Q4 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-278- 0.24% |
$8.83K - $11K
|
117K
$5.27M
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-287- 0.25% |
$9.12K - $11.4K
|
113K
$5.08M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-295- 0.28% |
$9.37K - $11.7K
|
105K
$4.71M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-306- 14.23% |
$9.72K - $12.1K
|
1.85K
$83.2K
|
|
|
Feb 06, 2024
Q4 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-348- 2.15% |
$11.1K - $13.8K
|
15.8K
$712K
|
|
|
Jan 29, 2024
Q4 2023
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-352- 5.66% |
$11.2K - $13.9K
|
5.86K
$264K
|
|
|
Feb 07, 2024
Q4 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-403- 5.89% |
$12.8K - $16K
|
6.44K
$290K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-461- 16.98% |
$14.6K - $18.3K
|
2.25K
$102K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-522- 4.86% |
$16.6K - $20.7K
|
10.2K
$460K
|
|
|
Aug 13, 2024
Q4 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-621- 4.74% |
$19.7K - $24.6K
|
12.5K
$563K
|
|
|
Jan 18, 2024
Q4 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-669- 7.51% |
$21.3K - $26.5K
|
8.24K
$371K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-671- 3.84% |
$21.3K - $26.6K
|
16.8K
$758K
|
|
|
Feb 14, 2024
Q4 2023
|
Retirement Group, LLC
|
SELL
|
- |
-770- 58.03% |
$24.5K - $30.5K
|
557
$25.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-802- 32.27% |
$25.5K - $31.8K
|
1.68K
$75.9K
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
SELL
|
- |
-856- 1.15% |
$27.2K - $33.9K
|
73.5K
$3.31M
|
|
|
Jan 17, 2024
Q4 2023
|
Rtd Financial Advisors, Inc.
|
SELL
|
- |
-1.34K- 8.62% |
$42.6K - $53.1K
|
14.2K
$641K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.38K- 5.79% |
$43.9K - $54.7K
|
22.5K
$1.01M
|
|
|
Feb 09, 2024
Q4 2023
|
Milestone Investment Advisors LLC
Middleton, WI |
SELL
|
- |
-1.39K- 38.21% |
$44K - $54.9K
|
2.24K
$101K
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-1.53K- 3.76% |
$48.7K - $60.7K
|
39.2K
$1.77M
|