Purchases and Sales Made in Q3 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Lgt Financial Advisors LLC
Dallas, TX |
BUY
|
- |
26New |
$2.46K - $2.73K
|
26
$2.74K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
26+ 1.08% |
$2.46K - $2.73K
|
2.43K
$256K
|
|
|
Nov 06, 2023
Q3 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
24+ 1.0% |
$2.27K - $2.52K
|
2.42K
$255K
|
|
|
Nov 08, 2023
Q3 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
23+ 20.72% |
$2.18K - $2.42K
|
134
$14.1K
|
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
22+ 0.1% |
$2.08K - $2.31K
|
22.9K
$2.41M
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
22+ 2.51% |
$2.08K - $2.31K
|
900
$94.9K
|
|
|
Nov 07, 2023
Q3 2023
|
Pointe Capital Management LLC
|
BUY
|
- |
21+ 0.51% |
$1.99K - $2.21K
|
4.15K
$438K
|
|
|
Nov 14, 2023
Q3 2023
|
Cannell & Co.
New York, NY |
BUY
|
- |
21+ 0.46% |
$1.99K - $2.21K
|
4.55K
$479K
|
|
|
Oct 23, 2023
Q3 2023
|
Tfc Financial Management
|
BUY
|
- |
20+ 31.75% |
$1.89K - $2.1K
|
83
$8.75K
|
|
|
Oct 12, 2023
Q3 2023
|
Patten Group, Inc.
|
BUY
|
- |
19+ 0.12% |
$1.8K - $2K
|
15.8K
$1.67M
|
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
19+ 0.93% |
$1.8K - $2K
|
2.06K
$217K
|
|
|
Nov 14, 2023
Q3 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
17+ 1.39% |
$1.61K - $1.79K
|
1.24K
$131K
|
|
|
Nov 02, 2023
Q3 2023
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
17+ 0.49% |
$1.61K - $1.79K
|
3.49K
$368K
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
15+ 0.75% |
$1.42K - $1.58K
|
2.01K
$212K
|
|
|
Nov 08, 2023
Q3 2023
|
Plancorp, LLC
|
BUY
|
- |
15+ 0.31% |
$1.42K - $1.58K
|
4.78K
$504K
|
|
|
Oct 17, 2023
Q3 2023
|
Park Place Capital Corp
Birmingham, AL |
BUY
|
- |
13+ 0.37% |
$1.23K - $1.37K
|
3.57K
$377K
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
11+ 0.47% |
$1.04K - $1.16K
|
2.35K
$248K
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
9+ 0.16% |
$853 - $946
|
5.6K
$590K
|
|
|
Nov 14, 2023
Q3 2023
|
Altman Advisors, Inc.
Chicago, IL |
BUY
|
- |
8+ 0.05% |
$758 - $841
|
14.7K
$1.55M
|
|
|
Oct 25, 2023
Q3 2023
|
Veracity Capital LLC
|
BUY
|
- |
6+ 0.18% |
$568 - $631
|
3.41K
$360K
|
|
|
Oct 12, 2023
Q3 2023
|
Hibernia Wealth Partners, LLC
Baton Rouge, LA |
BUY
|
- |
4New |
$379 - $421
|
4
$422
|
|
|
Nov 14, 2023
Q3 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
4+ 0.12% |
$379 - $421
|
3.32K
$350K
|
|
|
Nov 07, 2023
Q3 2023
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
4+ 0.09% |
$379 - $421
|
4.64K
$489K
|
|
|
Nov 03, 2023
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
2+ 0.09% |
$189 - $210
|
2.14K
$226K
|
|
|
Oct 24, 2023
Q3 2023
|
Hartford Financial Management Inc.
|
BUY
|
- |
2+ 14.29% |
$189 - $210
|
16
$1.69K
|
|
|
Mar 13, 2024
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
2+ 0.09% |
$189 - $210
|
2.14K
$226K
|
|
|
Nov 13, 2023
Q3 2023
|
Barry Investment Advisors, LLC
|
BUY
|
- |
2+ 0.1% |
$189 - $210
|
2.1K
$221K
|
|
|
Nov 02, 2023
Q3 2023
|
Crew Capital Management, Ltd.
|
BUY
|
- |
1+ 0.03% |
$94.7 - $105
|
3.27K
$345K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-1- 0.36% |
$94.7 - $105
|
278
$29.3K
|
|
|
Oct 13, 2023
Q3 2023
|
Peoples Financial Services Corp.
|
SELL
|
- |
-2- 0.07% |
$189 - $210
|
2.73K
$288K
|
|
|
Oct 27, 2023
Q3 2023
|
Smith, Salley & Associates
|
SELL
|
- |
-3- 0.09% |
$284 - $315
|
3.24K
$341K
|
|
|
Oct 18, 2023
Q3 2023
|
High Mark Wealth Management LLC
|
SELL
|
- |
-4- 6.78% |
$379 - $421
|
55
$5.8K
|
|
|
Oct 30, 2023
Q3 2023
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-6- 0.01% |
$568 - $631
|
43.8K
$4.62M
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-7- 0.08% |
$663 - $736
|
8.33K
$879K
|
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-7- 0.09% |
$663 - $736
|
8.08K
$852K
|
|
|
Dec 18, 2023
Q3 2023
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-7- 0.3% |
$663 - $736
|
2.32K
$245K
|
|
|
Oct 30, 2023
Q3 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-7- 0.16% |
$663 - $736
|
4.36K
$460K
|
|
|
Aug 01, 2024
Q3 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-8- 8.89% |
$758 - $841
|
82
$8.65K
|
|
|
Oct 24, 2023
Q3 2023
|
Scott & Selber, Inc.
|
SELL
|
- |
-9- 0.09% |
$853 - $946
|
10.6K
$1.11M
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-10- 0.08% |
$947 - $1.05K
|
12K
$1.26M
|
|
|
Oct 16, 2023
Q3 2023
|
Montecito Bank & Trust
|
SELL
|
- |
-11- 0.29% |
$1.04K - $1.16K
|
3.72K
$392K
|
|
|
Nov 03, 2023
Q3 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-12- 0.92% |
$1.14K - $1.26K
|
1.3K
$137K
|
|
|
Nov 01, 2023
Q3 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-12- 0.31% |
$1.14K - $1.26K
|
3.89K
$410K
|
|
|
Oct 25, 2023
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-13- 0.4% |
$1.23K - $1.37K
|
3.2K
$338K
|
|
|
Nov 13, 2023
Q3 2023
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-15- 0.57% |
$1.42K - $1.58K
|
2.6K
$274K
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-18- 1.9% |
$1.71K - $1.89K
|
931
$98.2K
|
|
|
Oct 10, 2023
Q3 2023
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-20- 0.2% |
$1.89K - $2.1K
|
9.91K
$1.05M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-21- 0.29% |
$1.99K - $2.21K
|
7.12K
$751K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-22Closed |
$2.08K - $2.31K
|
0
$0
|