Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-692- 3.41% |
$55.2K - $61K
|
19.6K
$1.93M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-697- 2.87% |
$55.6K - $61.4K
|
23.5K
$2.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-700- 46.17% |
$55.8K - $61.7K
|
816
$80.3K
|
|
|
Feb 08, 2022
Q4 2021
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-701- 14.87% |
$55.9K - $61.8K
|
4.01K
$395K
|
|
|
Jan 28, 2022
Q4 2021
|
Gw Henssler & Associates LTD
|
SELL
|
- |
-724- 0.35% |
$57.7K - $63.8K
|
208K
$20.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-742- 12.5% |
$59.1K - $65.4K
|
5.19K
$511K
|
|
|
Jan 19, 2022
Q4 2021
|
Cerro Pacific Wealth Advisors LLC
|
SELL
|
- |
-772- 19.37% |
$61.5K - $68K
|
3.21K
$316K
|
|
|
Feb 02, 2022
Q4 2021
|
Hurlow Wealth Management Group, Inc.
|
SELL
|
- |
-784- 19.08% |
$62.5K - $69.1K
|
3.33K
$327K
|
|
|
Feb 10, 2022
Q4 2021
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-795- 9.55% |
$63.4K - $70.1K
|
7.53K
$742K
|
|
|
Feb 10, 2022
Q4 2021
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
SELL
|
- |
-806- 10.53% |
$64.2K - $71K
|
6.85K
$674K
|
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-811- 0.57% |
$64.6K - $71.5K
|
143K
$14M
|
|
|
Feb 04, 2022
Q4 2021
|
Amg National Trust Bank
|
SELL
|
- |
-835- 1.25% |
$66.5K - $73.6K
|
66K
$6.5M
|
|
|
Feb 07, 2022
Q4 2021
|
Keybank National Association
|
SELL
|
- |
-840- 1.86% |
$66.9K - $74K
|
44.3K
$4.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-849- 5.33% |
$67.7K - $74.8K
|
15.1K
$1.49M
|
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-850Closed |
$67.7K - $74.9K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-859- 2.67% |
$68.5K - $75.7K
|
31.4K
$3.09M
|
|
|
Feb 10, 2022
Q4 2021
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-868- 94.25% |
$69.2K - $76.5K
|
53
$5.22K
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-880- 4.2% |
$70.1K - $77.6K
|
20.1K
$1.97M
|
|
|
Feb 15, 2022
Q4 2021
|
Abbot Financial Management, Inc.
North Andover, MA |
SELL
|
- |
-890- 3.33% |
$70.9K - $78.4K
|
25.8K
$2.54M
|
|
|
Feb 01, 2022
Q4 2021
|
Palisade Asset Management, LLC
|
SELL
|
- |
-894- 4.03% |
$71.3K - $78.8K
|
21.3K
$2.1M
|
|
|
Feb 10, 2022
Q4 2021
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-897- 9.21% |
$71.5K - $79.1K
|
8.84K
$870K
|
|
|
Feb 08, 2022
Q4 2021
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-905- 8.2% |
$72.1K - $79.8K
|
10.1K
$998K
|
|
|
Jan 19, 2022
Q4 2021
|
Blue Fin Capital, Inc.
|
SELL
|
- |
-909- 26.24% |
$72.4K - $80.1K
|
2.56K
$252K
|
|
|
Feb 11, 2022
Q4 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-915- 0.75% |
$72.9K - $80.6K
|
121K
$11.9M
|
|
|
Feb 04, 2022
Q4 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-938- 12.28% |
$74.8K - $82.7K
|
6.7K
$660K
|
|
|
Jan 05, 2022
Q4 2021
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-975- 2.54% |
$77.7K - $85.9K
|
37.5K
$3.69M
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-987- 10.77% |
$78.7K - $87K
|
8.18K
$805K
|
|
|
Feb 11, 2022
Q4 2021
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-1K- 1.08% |
$79.7K - $88.1K
|
92K
$9.06M
|
|
|
Feb 09, 2022
Q4 2021
|
Cannell & Co.
New York, NY |
SELL
|
- |
-1K- 15.39% |
$79.7K - $88.1K
|
5.5K
$541K
|
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-1.01K- 14.79% |
$80.4K - $88.9K
|
5.81K
$572K
|
|
|
Jan 21, 2022
Q4 2021
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-1.04K- 46.19% |
$82.7K - $91.5K
|
1.21K
$119K
|
|
|
Feb 10, 2022
Q4 2021
|
Smith, Salley & Associates
|
SELL
|
- |
-1.05K- 2.62% |
$83.4K - $92.2K
|
38.8K
$3.82M
|
|
|
Jan 24, 2022
Q4 2021
|
Bfsg, LLC
|
SELL
|
- |
-1.06K- 26.78% |
$84.1K - $93K
|
2.89K
$284K
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-1.07K- 13.74% |
$85.5K - $94.6K
|
6.74K
$663K
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.1K- 1.39% |
$88K - $97.3K
|
78.3K
$7.71M
|
|
|
Feb 01, 2022
Q4 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-1.12K- 13.63% |
$89.4K - $98.9K
|
7.11K
$700K
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.13K- 6.87% |
$89.7K - $99.2K
|
15.3K
$1.5M
|
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.13K- 3.33% |
$90.3K - $99.9K
|
32.9K
$3.24M
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-1.15K- 3.67% |
$91.5K - $101K
|
30.2K
$2.97M
|
|
|
Feb 09, 2022
Q4 2021
|
Saturna Capital Corp
Bellingham, WA |
SELL
|
- |
-1.15K- 0.36% |
$91.7K - $101K
|
320K
$31.5M
|
|
|
Feb 11, 2022
Q4 2021
|
South State Corp
|
SELL
|
- |
-1.17K- 6.0% |
$93.5K - $103K
|
18.4K
$1.81M
|
|
|
Feb 07, 2022
Q4 2021
|
First City Capital Management, Inc.
|
SELL
|
- |
-1.18K- 17.25% |
$93.6K - $104K
|
5.64K
$555K
|
|
|
Feb 11, 2022
Q4 2021
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-1.19K- 28.93% |
$94.8K - $105K
|
2.92K
$288K
|
|
|
Jan 25, 2022
Q4 2021
|
Sepio Capital, LP
|
SELL
|
- |
-1.2K- 2.04% |
$95.6K - $106K
|
57.7K
$5.68M
|
|
|
Feb 08, 2022
Q4 2021
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-1.22K- 5.44% |
$97.4K - $108K
|
21.3K
$2.09M
|
|
|
Feb 09, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-1.24K- 8.86% |
$98.5K - $109K
|
12.7K
$1.25M
|
|
|
Dec 01, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-1.24K- 8.86% |
$98.5K - $109K
|
12.7K
$1.25M
|
|
|
Feb 17, 2022
Q4 2021
|
V Wealth Advisors LLC
|
SELL
|
- |
-1.25K- 19.09% |
$99.9K - $110K
|
5.31K
$523K
|
|
|
Feb 11, 2022
Q4 2021
|
First National Bank Of Omaha
Omaha, NE |
SELL
|
- |
-1.25K- 15.85% |
$99.9K - $111K
|
6.66K
$656K
|
|
|
Feb 15, 2022
Q4 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-1.27K- 9.29% |
$102K - $112K
|
12.4K
$1.23M
|