Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-2.26K- 18.92% |
$180K - $199K
|
9.67K
$952K
|
|
Jan 14, 2022
Q4 2021
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-2.29K- 4.56% |
$183K - $202K
|
48K
$4.73M
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.31K- 10.13% |
$184K - $203K
|
20.4K
$2.01M
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.33K- 0.76% |
$186K - $206K
|
306K
$30.1M
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-2.35K- 6.63% |
$187K - $207K
|
33K
$3.25M
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.36K- 46.82% |
$188K - $208K
|
2.68K
$264K
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-2.41K- 48.92% |
$192K - $212K
|
2.52K
$248K
|
|
Feb 09, 2022
Q4 2021
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-2.43K- 1.59% |
$194K - $214K
|
150K
$14.8M
|
|
Jan 21, 2022
Q4 2021
|
Goepper Burkhardt LLC
|
SELL
|
- |
-2.45KClosed |
$195K - $216K
|
0
$0
|
|
Jan 25, 2022
Q4 2021
|
Deroy & Devereaux Private Investment Counsel Inc
|
SELL
|
- |
-2.48KClosed |
$197K - $218K
|
0
$0
|
|
May 04, 2022
Q4 2021
|
Hall Capital Management CO Inc
|
SELL
|
- |
-2.49K- 25.05% |
$198K - $219K
|
7.44K
$732K
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.49KClosed |
$199K - $220K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Rockland Trust CO
|
SELL
|
- |
-2.5KClosed |
$199K - $220K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Patten & Patten Inc
|
SELL
|
- |
-2.52K- 4.42% |
$201K - $222K
|
54.5K
$5.36M
|
|
Feb 11, 2022
Q4 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-2.52K- 22.97% |
$201K - $222K
|
8.46K
$833K
|
|
Feb 11, 2022
Q4 2021
|
Royal Fund Management, LLC
|
SELL
|
- |
-2.53K- 7.54% |
$202K - $223K
|
31.1K
$3.06M
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-2.54K- 13.31% |
$203K - $224K
|
16.6K
$1.63M
|
|
Jan 20, 2022
Q4 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-2.55K- 20.79% |
$203K - $224K
|
9.7K
$955K
|
|
Jan 18, 2022
Q4 2021
|
Norway Savings Bank
|
SELL
|
- |
-2.57K- 30.02% |
$204K - $226K
|
5.98K
$589K
|
|
Jan 25, 2022
Q4 2021
|
Brown Miller Wealth Management, LLC
|
SELL
|
- |
-2.59KClosed |
$206K - $228K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Court Place Advisors, LLC
Ellicott City, MD |
SELL
|
- |
-2.6K- 12.11% |
$207K - $229K
|
18.9K
$1.86M
|
|
Feb 11, 2022
Q4 2021
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-2.63K- 21.06% |
$209K - $231K
|
9.84K
$969K
|
|
Feb 14, 2022
Q4 2021
|
Cary Street Partners Asset Management LLC
Richmond, VA |
SELL
|
- |
-2.63K- 16.37% |
$209K - $232K
|
13.4K
$1.32M
|
|
Jan 25, 2022
Q4 2021
|
Foster & Motley Inc
Cincinnati, OH |
SELL
|
- |
-2.65K- 38.66% |
$211K - $234K
|
4.2K
$414K
|
|
Jan 31, 2022
Q4 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-2.66KClosed |
$212K - $234K
|
0
$0
|
|
Jul 24, 2024
Q4 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-2.67KClosed |
$213K - $236K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-2.7KClosed |
$215K - $238K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-2.71K- 42.09% |
$216K - $238K
|
3.72K
$367K
|
|
Feb 14, 2022
Q4 2021
|
Gqg Partners LLC
Ft. Lauderdale, FL |
SELL
|
- |
-2.75K- 17.24% |
$219K - $243K
|
13.2K
$1.3M
|
|
Jan 31, 2022
Q4 2021
|
Annex Advisory Services, LLC
|
SELL
|
- |
-2.76K- 16.6% |
$220K - $243K
|
13.8K
$1.36M
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.76K- 49.62% |
$220K - $243K
|
2.8K
$276K
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO
|
SELL
|
- |
-2.82K- 5.43% |
$225K - $248K
|
49.1K
$4.84M
|
|
Feb 02, 2022
Q4 2021
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-2.83KClosed |
$225K - $249K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-2.84KClosed |
$226K - $250K
|
0
$0
|
|
Jan 14, 2022
Q4 2021
|
Scout Investments, Inc.
|
SELL
|
- |
-2.93K- 1.87% |
$234K - $258K
|
154K
$15.1M
|
|
Mar 01, 2022
Q4 2021
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-2.97K- 21.52% |
$237K - $262K
|
10.8K
$1.07M
|
|
Feb 09, 2022
Q4 2021
|
Cohen Lawrence B
Boston, MA |
SELL
|
- |
-3K- 10.39% |
$239K - $264K
|
25.8K
$2.54M
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-3K- 4.13% |
$239K - $264K
|
69.6K
$6.85M
|
|
Feb 08, 2022
Q4 2021
|
Arnhold LLC
|
SELL
|
- |
-3K- 19.19% |
$239K - $264K
|
12.6K
$1.24M
|
|
Feb 11, 2022
Q4 2021
|
Eagle Asset Management Inc
St Petersburg, FL |
SELL
|
- |
-3.01K- 21.36% |
$240K - $265K
|
11.1K
$1.09M
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-3.01K- 35.42% |
$240K - $265K
|
5.49K
$540K
|
|
Jan 31, 2022
Q4 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-3.06KClosed |
$244K - $270K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Mitchell Capital Management CO
|
SELL
|
- |
-3.08KClosed |
$246K - $272K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-3.09K- 21.23% |
$247K - $273K
|
11.5K
$1.13M
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-3.09K- 21.23% |
$247K - $273K
|
11.5K
$1.13M
|
|
Feb 15, 2022
Q4 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-3.11K- 56.21% |
$247K - $274K
|
2.42K
$238K
|
|
Jan 31, 2022
Q4 2021
|
Altium Wealth Management LLC
|
SELL
|
- |
-3.13K- 24.27% |
$249K - $276K
|
9.76K
$960K
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-3.15KClosed |
$251K - $277K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Fca Corp
Houston, TX |
SELL
|
- |
-3.15K- 13.4% |
$251K - $278K
|
20.4K
$2M
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.18K- 0.45% |
$254K - $281K
|
709K
$69.8M
|