Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2022
Q4 2021
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-6.42K- 1.48% |
$512K - $566K
|
428K
$42.4M
|
|
|
Feb 01, 2022
Q4 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-6.42K- 24.99% |
$512K - $566K
|
19.3K
$1.91M
|
|
|
Feb 02, 2022
Q4 2021
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-6.49K- 35.22% |
$517K - $572K
|
11.9K
$1.18M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-6.5K- 13.73% |
$518K - $572K
|
40.8K
$4.04M
|
|
|
Jan 26, 2022
Q4 2021
|
Norris Perne & French LLP
Grand Rapids, MI |
SELL
|
- |
-6.69K- 52.93% |
$534K - $590K
|
5.95K
$590K
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-6.7K- 38.29% |
$534K - $590K
|
10.8K
$1.07M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6.78K- 10.19% |
$540K - $597K
|
59.7K
$5.92M
|
|
|
Feb 11, 2022
Q4 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-6.84K- 62.0% |
$545K - $603K
|
4.19K
$415K
|
|
|
Mar 11, 2022
Q4 2021
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-6.89K- 13.26% |
$549K - $608K
|
45.1K
$4.47M
|
|
|
Feb 07, 2022
Q4 2021
|
Northeast Investment Management
|
SELL
|
- |
-6.91K- 18.17% |
$550K - $609K
|
31.1K
$3.08M
|
|
|
Feb 18, 2022
Q4 2021
|
Comerica Bank
|
SELL
|
- |
-6.98K- 8.21% |
$556K - $615K
|
78K
$7.73M
|
|
|
Jan 18, 2022
Q4 2021
|
Fairhaven Wealth Management, LLC
|
SELL
|
- |
-7K- 25.65% |
$558K - $617K
|
20.3K
$2.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Redwood Investment Management, LLC
Scottsdale, AZ |
SELL
|
- |
-7.12KClosed |
$567K - $627K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-7.12K- 54.44% |
$568K - $628K
|
5.96K
$591K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-7.18KClosed |
$572K - $632K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-7.18K- 9.73% |
$572K - $633K
|
66.6K
$6.6M
|
|
|
Feb 10, 2022
Q4 2021
|
Bahl & Gaynor Inc
|
SELL
|
- |
-7.6K- 5.45% |
$606K - $670K
|
132K
$13.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
SELL
|
- |
-7.79K- 54.49% |
$621K - $686K
|
6.51K
$645K
|
|
|
Feb 14, 2022
Q4 2021
|
Ariel Investments, LLC
Chicago, IL |
SELL
|
- |
-7.91K- 42.65% |
$630K - $697K
|
10.6K
$1.05M
|
|
|
Jan 26, 2022
Q4 2021
|
Welch Group, LLC
|
SELL
|
- |
-8.57K- 34.04% |
$683K - $755K
|
16.6K
$1.65M
|
|
|
Feb 08, 2022
Q4 2021
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-8.58K- 2.87% |
$684K - $756K
|
290K
$28.7M
|
|
|
Jan 31, 2022
Q4 2021
|
Bristol John W & CO Inc
|
SELL
|
- |
-8.76K- 1.19% |
$698K - $772K
|
725K
$71.9M
|
|
|
Feb 08, 2022
Q4 2021
|
Q Pula Trading Management LP
New York, NY |
SELL
|
- |
-9.7KClosed |
$773K - $855K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Arjuna Capital
|
SELL
|
- |
-9.78KClosed |
$780K - $862K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Salem Capital Management Inc
|
SELL
|
- |
-10.8K- 34.97% |
$857K - $947K
|
20K
$1.98M
|
|
|
Jan 14, 2022
Q4 2021
|
17 Capital Partners, LLC
|
SELL
|
- |
-10.8KClosed |
$858K - $949K
|
0
$0
|
|
|
Jan 04, 2022
Q4 2021
|
Park National Corp
|
SELL
|
- |
-10.9K- 25.61% |
$866K - $958K
|
31.6K
$3.13M
|
|
|
Feb 09, 2022
Q4 2021
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-11.5K- 21.71% |
$919K - $1.02M
|
41.6K
$4.12M
|
|
|
Feb 11, 2022
Q4 2021
|
Foyston, Gordon, & Payne Inc
Toronto, A6 |
SELL
|
- |
-11.6K- 26.9% |
$928K - $1.03M
|
31.6K
$3.14M
|
|
|
Feb 14, 2022
Q4 2021
|
Seven Eight Capital, LP
|
SELL
|
- |
-11.7KClosed |
$933K - $1.03M
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Zevin Asset Management LLC
|
SELL
|
- |
-11.9K- 16.2% |
$949K - $1.05M
|
61.6K
$6.1M
|
|
|
Jan 13, 2022
Q4 2021
|
Perkins Coie Trust CO
|
SELL
|
- |
-12.4K- 86.55% |
$990K - $1.09M
|
1.93K
$191K
|
|
|
Oct 26, 2022
Q4 2021
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-12.6K- 63.9% |
$1.01M - $1.11M
|
7.13K
$707K
|
|
|
Feb 09, 2022
Q4 2021
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-12.7K- 16.02% |
$1.02M - $1.12M
|
66.8K
$6.62M
|
|
|
Jan 26, 2022
Q4 2021
|
Narwhal Capital Management
|
SELL
|
- |
-12.8K- 18.26% |
$1.02M - $1.13M
|
57.2K
$5.66M
|
|
|
Feb 08, 2022
Q4 2021
|
Hemenway Trust CO LLC
|
SELL
|
- |
-13.1K- 5.92% |
$1.04M - $1.15M
|
207K
$20.5M
|
|
|
Feb 08, 2022
Q4 2021
|
Kidder Stephen W
|
SELL
|
- |
-13.9K- 24.57% |
$1.11M - $1.23M
|
42.7K
$4.24M
|
|
|
Jan 27, 2022
Q4 2021
|
Krilogy Financial LLC
|
SELL
|
- |
-14.6KClosed |
$1.16M - $1.28M
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-15.1KClosed |
$1.2M - $1.33M
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Inc
|
SELL
|
- |
-15.4K- 4.37% |
$1.23M - $1.36M
|
337K
$33.4M
|
|
|
Jan 19, 2022
Q4 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-15.6K- 31.24% |
$1.24M - $1.37M
|
34.3K
$3.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-15.6K- 5.87% |
$1.25M - $1.38M
|
251K
$24.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-15.7K- 68.34% |
$1.25M - $1.38M
|
7.27K
$721K
|
|
|
Feb 10, 2022
Q4 2021
|
Financial Counselors Inc
|
SELL
|
- |
-15.8K- 6.26% |
$1.26M - $1.39M
|
236K
$23.4M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-16.1K- 1.5% |
$1.28M - $1.42M
|
1.05M
$105M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
SELL
|
- |
-16.4K- 57.34% |
$1.31M - $1.45M
|
12.2K
$1.21M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-16.9K- 1.63% |
$1.34M - $1.49M
|
1.02M
$101M
|
|
|
Feb 14, 2022
Q4 2021
|
Strategic Global Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-16.9K- 79.96% |
$1.35M - $1.49M
|
4.24K
$420K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17.4K- 4.79% |
$1.39M - $1.53M
|
346K
$34.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-17.5K- 66.29% |
$1.39M - $1.54M
|
8.9K
$882K
|