Purchases and Sales Made in Q3 2021 in Ofs Capital Corp (OFS)
This table provides information about the institutional ownership of Ofs Capital Corp (OFS) during Q3 2021. The information is specifically focused on institutions that hold shares of OFS Capital Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
506KNew |
$4.45M - $5.33M
|
506K
$4.65M
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
38.2K+ 115.55% |
$336K - $403K
|
71.3K
$656K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
33.1KNew |
$291K - $349K
|
33.1K
$304K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
20KNew |
$176K - $211K
|
20K
$184K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
14.7K+ 110.39% |
$129K - $155K
|
27.9K
$257K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
10.1K+ 28.18% |
$89.2K - $107K
|
46.1K
$424K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
9.55K+ 56.9% |
$84K - $101K
|
26.3K
$242K
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
6.8K+ 29.23% |
$59.8K - $71.7K
|
30.1K
$276K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.64K+ 89.56% |
$32K - $38.4K
|
7.7K
$70.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.96K+ 301.22% |
$26K - $31.2K
|
3.94K
$36.2K
|
|
|
Oct 07, 2021
Q3 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
2.55K+ 15.0% |
$22.4K - $26.9K
|
19.6K
$180K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.34K+ 4.66% |
$20.6K - $24.7K
|
52.7K
$485K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
2.04KNew |
$18K - $21.6K
|
2.04K
$18.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
749+ 913.41% |
$6.59K - $7.9K
|
831
$7.65K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
722+ 5.71% |
$6.35K - $7.62K
|
13.4K
$123K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
227+ 2.22% |
$2K - $2.39K
|
10.4K
$96.1K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
83+ 2.22% |
$730 - $876
|
3.83K
$35.2K
|
|
|
Nov 01, 2021
Q3 2021
|
Kavar Capital Partners Group, LLC
Leawood, KS |
BUY
|
- |
2+ 0.01% |
$17.6 - $21.1
|
14.1K
$130K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-851Closed |
$7.49K - $8.98K
|
0
$0
|
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
SELL
|
- |
-1.22K- 0.31% |
$10.7K - $12.9K
|
387K
$3.56M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.9K- 8.23% |
$16.7K - $20K
|
21.2K
$195K
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-4.9K- 31.16% |
$43.1K - $51.6K
|
10.8K
$99.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-11.7K- 77.88% |
$103K - $123K
|
3.31K
$30.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
- |
-12.1KClosed |
$106K - $128K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-17.4K- 39.23% |
$154K - $184K
|
27K
$249K
|
|
|
Nov 15, 2021
Q3 2021
|
Western Standard LLC
Los Angeles, CA |
SELL
|
- |
-64.6K- 21.26% |
$568K - $681K
|
239K
$2.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-83.1KClosed |
$731K - $877K
|
0
$0
|