Purchases and Sales Made in Q1 2023 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q1 2023. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.5K- 9.87% |
$7.56K - $9.32K
|
13.7K
$69.3K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.28K- 99.96% |
$11.5K - $14.2K
|
1
$5.06
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-4.32K- 7.4% |
$21.8K - $26.8K
|
54.1K
$274K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.43K- 18.09% |
$22.3K - $27.5K
|
20.1K
$102K
|
|
|
May 12, 2023
Q1 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-5.03K- 81.68% |
$25.3K - $31.2K
|
1.13K
$5.71K
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-6.37K- 33.93% |
$32.1K - $39.6K
|
12.4K
$62.8K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-8.8K- 2.91% |
$44.4K - $54.7K
|
294K
$1.49M
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10KClosed |
$50.4K - $62.1K
|
0
$0
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-18.6K- 5.32% |
$93.8K - $116K
|
331K
$1.68M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-20.5K- 38.29% |
$104K - $128K
|
33.1K
$168K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-28.8K- 19.39% |
$145K - $179K
|
120K
$606K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-31.7K- 8.36% |
$160K - $197K
|
347K
$1.76M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-41.5K- 42.29% |
$209K - $258K
|
56.6K
$286K
|
|
|
Apr 05, 2023
Q1 2023
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-52.8K- 17.31% |
$266K - $328K
|
252K
$1.28M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-68.9K- 10.25% |
$347K - $428K
|
603K
$3.05M
|
|
|
May 05, 2023
Q1 2023
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-259K- 68.74% |
$1.3M - $1.61M
|
118K
$595K
|