Purchases and Sales Made in Q1 2023 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q1 2023. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 24, 2023
Q1 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
430K+ 22.52% |
$2.17M - $2.67M
|
2.34M
$11.8M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
94K+ 24.25% |
$474K - $584K
|
482K
$2.44M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.3K+ 13.39% |
$384K - $474K
|
646K
$3.27M
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
65.3K+ 2.47% |
$329K - $406K
|
2.71M
$13.7M
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
61KNew |
$307K - $379K
|
61K
$309K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
45.3K+ 277.68% |
$228K - $281K
|
61.6K
$312K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
36.2K+ 93.62% |
$183K - $225K
|
75K
$379K
|
|
|
Apr 17, 2023
Q1 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
33.1KNew |
$167K - $206K
|
33.1K
$168K
|
|
|
May 09, 2023
Q1 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
32.8K+ 121.19% |
$165K - $203K
|
59.8K
$303K
|
|
|
Apr 12, 2023
Q1 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
23.8K+ 180.2% |
$120K - $147K
|
36.9K
$187K
|
|
|
May 15, 2023
Q1 2023
|
Castle Knight Management LP
New York, NY |
BUY
|
- |
23K+ 31.08% |
$116K - $143K
|
97K
$491K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
20K+ 28.17% |
$101K - $124K
|
91K
$460K
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
19.8KNew |
$99.6K - $123K
|
19.8K
$100K
|
|
|
May 03, 2023
Q1 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
16KNew |
$80.8K - $99.5K
|
16K
$81.1K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
15.3K+ 11.29% |
$77.1K - $95K
|
151K
$763K
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
15KNew |
$75.6K - $93.2K
|
15K
$75.9K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
14.9KNew |
$75.3K - $92.8K
|
14.9K
$75.6K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
13.8K+ 29.74% |
$69.4K - $85.4K
|
60K
$304K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
13.3K+ 68.5% |
$66.9K - $82.4K
|
32.7K
$165K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
11K+ 44.02% |
$55.6K - $68.6K
|
36.1K
$183K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.8KNew |
$54.5K - $67.1K
|
10.8K
$54.7K
|
|
|
May 08, 2023
Q1 2023
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
10.5KNew |
$52.8K - $65.1K
|
10.5K
$53K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
9.14K+ 914200.0% |
$46.1K - $56.8K
|
9.14K
$46.3K
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
8.57K+ 43.35% |
$43.2K - $53.2K
|
28.3K
$143K
|
|
|
Apr 11, 2023
Q1 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
6.43K+ 10.78% |
$32.4K - $39.9K
|
66.1K
$335K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
5.94KNew |
$29.9K - $36.9K
|
5.94K
$30K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.9K+ 11.22% |
$29.8K - $36.7K
|
58.5K
$296K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
5.11K+ 6.36% |
$25.7K - $31.7K
|
85.4K
$432K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.23K+ 8.94% |
$21.3K - $26.3K
|
51.6K
$261K
|
|
|
May 12, 2023
Q1 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
4.09K+ 13.6% |
$20.6K - $25.4K
|
34.2K
$173K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3.8KNew |
$19.2K - $23.6K
|
3.8K
$19.2K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
2.85K+ 15.48% |
$14.4K - $17.7K
|
21.3K
$108K
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
2.71K+ 15.56% |
$13.7K - $16.8K
|
20.2K
$102K
|
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
2K+ 20.0% |
$10.1K - $12.4K
|
12K
$60.7K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.43KNew |
$7.19K - $8.86K
|
1.43K
$7.22K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.42K+ 11.9% |
$7.14K - $8.79K
|
13.3K
$67.4K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.23K+ 1.17% |
$6.21K - $7.65K
|
106K
$538K
|
|
|
May 10, 2023
Q1 2023
|
Waddell & Associates, LLC
|
BUY
|
- |
579+ 4.1% |
$2.92K - $3.6K
|
14.7K
$74.4K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
538+ 4.33% |
$2.71K - $3.34K
|
13K
$65.6K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
333+ 0.5% |
$1.68K - $2.07K
|
67.6K
$342K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
280+ 2.47% |
$1.41K - $1.74K
|
11.6K
$58.8K
|
|
|
May 01, 2023
Q1 2023
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
71New |
$358 - $441
|
71
$359
|
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
10+ 4.42% |
$50.4 - $62.1
|
236
$1.19K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6+ 4.69% |
$30.2 - $37.3
|
134
$678
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 4.26% |
$10.1 - $12.4
|
49
$248
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-34- 12.59% |
$171 - $211
|
236
$1.19K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-109- 0.22% |
$549 - $677
|
49.2K
$249K
|
|
|
Apr 18, 2023
Q1 2023
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-146- 0.97% |
$736 - $907
|
14.8K
$75.1K
|
|
|
May 11, 2023
Q1 2023
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-340- 34.0% |
$1.71K - $2.11K
|
660
$3.34K
|
|
|
May 12, 2023
Q1 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-825- 1.19% |
$4.16K - $5.12K
|
68.4K
$346K
|