Purchases and Sales Made in Q2 2022 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q2 2022. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
184KNew |
$1.02M - $1.33M
|
184K
$964K
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
97.9K+ 31.81% |
$543K - $711K
|
405K
$2.13M
|
|
|
Jul 21, 2022
Q2 2022
|
Wedbush Securities Inc
|
BUY
|
- |
83.3K+ 61.08% |
$462K - $605K
|
220K
$1.15M
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
33.8KNew |
$188K - $246K
|
33.8K
$178K
|
|
|
Aug 12, 2022
Q2 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
30KNew |
$167K - $218K
|
30K
$158K
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
24.4K+ 71.46% |
$135K - $177K
|
58.4K
$307K
|
|
|
Aug 15, 2022
Q2 2022
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
24.2KNew |
$134K - $175K
|
24.2K
$127K
|
|
|
Aug 15, 2022
Q2 2022
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
22KNew |
$122K - $160K
|
22K
$116K
|
|
|
Aug 12, 2022
Q2 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
21.9K+ 14.21% |
$122K - $159K
|
176K
$924K
|
|
|
Aug 09, 2022
Q2 2022
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
20.1KNew |
$112K - $146K
|
20.1K
$106K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.3K+ 53.15% |
$96K - $126K
|
49.8K
$262K
|
|
|
Jul 06, 2022
Q2 2022
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
15.5K+ 5.37% |
$86.1K - $113K
|
304K
$1.6M
|
|
|
Jul 27, 2022
Q2 2022
|
Waddell & Associates, LLC
|
BUY
|
- |
13.1KNew |
$72.4K - $94.8K
|
13.1K
$68.5K
|
|
|
Jul 25, 2022
Q2 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
11.4KNew |
$63.1K - $82.6K
|
11.4K
$59.7K
|
|
|
Aug 16, 2022
Q2 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
11.3KNew |
$62.7K - $82K
|
11.3K
$59.3K
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.8K+ 3.64% |
$60.1K - $78.6K
|
309K
$1.62M
|
|
|
Aug 15, 2022
Q2 2022
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
10.4KNew |
$57.4K - $75.1K
|
10.4K
$54.3K
|
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
8.74K+ 27.65% |
$48.5K - $63.5K
|
40.4K
$212K
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
8.66KNew |
$48.1K - $62.9K
|
8.66K
$45.5K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8.62K+ 3.1% |
$47.9K - $62.6K
|
287K
$1.51M
|
|
|
Jul 18, 2022
Q2 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
8K+ 38.43% |
$44.4K - $58.1K
|
28.8K
$151K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
7.37K+ 102.33% |
$40.9K - $53.5K
|
14.6K
$76.5K
|
|
|
Jul 22, 2022
Q2 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
6.65K+ 7.75% |
$36.9K - $48.3K
|
92.5K
$486K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.58K+ 3.19% |
$19.9K - $26K
|
116K
$608K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.54K+ 29.9% |
$19.6K - $25.7K
|
15.4K
$80.8K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3KNew |
$16.7K - $21.8K
|
3K
$15.8K
|
|
|
Jul 13, 2022
Q2 2022
|
Allworth Financial LP
|
BUY
|
- |
2.5KNew |
$13.9K - $18.2K
|
2.5K
$13.1K
|
|
|
Jul 06, 2022
Q2 2022
|
Sage Capital Advisors,Llc
|
BUY
|
- |
2.26K+ 6.5% |
$12.5K - $16.4K
|
37K
$194K
|
|
|
Aug 15, 2022
Q2 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
2.21K+ 5.87% |
$12.3K - $16.1K
|
39.9K
$209K
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.81K+ 824.55% |
$10.1K - $13.2K
|
2.03K
$10.7K
|
|
|
Aug 15, 2022
Q2 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
879+ 3.17% |
$4.88K - $6.38K
|
28.6K
$150K
|
|
|
Aug 02, 2022
Q2 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
696+ 35.64% |
$3.86K - $5.05K
|
2.65K
$13.9K
|
|
|
Jul 18, 2022
Q2 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
622+ 1.22% |
$3.45K - $4.52K
|
51.5K
$270K
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
600New |
$3.33K - $4.36K
|
600
$3.15K
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
577+ 1.45% |
$3.2K - $4.19K
|
40.3K
$212K
|
|
|
Aug 11, 2022
Q2 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
500+ 0.72% |
$2.78K - $3.63K
|
70.2K
$369K
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
300New |
$1.67K - $2.18K
|
300
$1.58K
|
|
|
Aug 25, 2022
Q2 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
203+ 1.78% |
$1.13K - $1.47K
|
11.6K
$61K
|
|
|
Aug 11, 2022
Q2 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
200+ 1.33% |
$1.11K - $1.45K
|
15.2K
$79.8K
|
|
|
Jul 29, 2022
Q2 2022
|
Spectrum Management Group, LLC
|
BUY
|
- |
150+ 25.0% |
$833 - $1.09K
|
750
$3.94K
|
|
|
Apr 04, 2024
Q2 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
BUY
|
- |
75New |
$416 - $545
|
75
$394
|
|
|
Aug 12, 2022
Q2 2022
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
25New |
$139 - $182
|
25
$131
|
|
|
Jul 07, 2022
Q2 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 4.88% |
$11.1 - $14.5
|
43
$226
|
|
|
Aug 10, 2022
Q2 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-30- 0.15% |
$167 - $218
|
19.7K
$104K
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-240Closed |
$1.33K - $1.74K
|
0
$0
|
|
|
Jul 08, 2022
Q2 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-350- 28.0% |
$1.94K - $2.54K
|
900
$4.73K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-500- 2.05% |
$2.78K - $3.63K
|
23.9K
$126K
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-592- 1.26% |
$3.29K - $4.3K
|
46.3K
$243K
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.11K- 3.39% |
$6.16K - $8.06K
|
31.6K
$166K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.94KClosed |
$10.8K - $14.1K
|
0
$0
|