Purchases and Sales Made in Q3 2023 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q3 2023. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
20+ 0.19% |
$97 - $113
|
10.7K
$54.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
12+ 4.88% |
$58.2 - $67.8
|
258
$1.31K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 3.92% |
$9.7 - $11.3
|
53
$268
|
|
|
Nov 13, 2023
Q3 2023
|
Hollencrest Capital Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-300- 0.44% |
$1.46K - $1.7K
|
67.6K
$342K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.29K- 9.49% |
$6.25K - $7.28K
|
12.3K
$62.2K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.86K- 1.34% |
$9.02K - $10.5K
|
136K
$691K
|
|
|
Nov 02, 2023
Q3 2023
|
Vantage Financial Partners, LLC
Elm Grove, WI |
SELL
|
- |
-3.89K- 27.39% |
$18.8K - $22K
|
10.3K
$52.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.75K- 84.59% |
$32.7K - $38.1K
|
1.23K
$6.22K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.11K- 15.38% |
$39.3K - $45.8K
|
44.6K
$226K
|
|
|
Oct 06, 2023
Q3 2023
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-10.2K- 4.04% |
$49.6K - $57.8K
|
243K
$1.23M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-15.2K- 15.2% |
$73.8K - $85.9K
|
84.9K
$429K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-15.4K- 23.41% |
$74.5K - $86.7K
|
50.2K
$254K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-18.2K- 5.29% |
$88.1K - $103K
|
325K
$1.65M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-32.8K- 14.14% |
$159K - $185K
|
199K
$1.01M
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-58.6K- 81.81% |
$284K - $331K
|
13K
$66K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-58.6K- 81.81% |
$284K - $331K
|
13K
$66K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-83.5K- 17.01% |
$405K - $472K
|
408K
$2.06M
|
|
|
Nov 03, 2023
Q3 2023
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-142K- 28.48% |
$690K - $804K
|
357K
$1.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-275K- 85.55% |
$1.33M - $1.55M
|
46.4K
$235K
|