Purchases and Sales Made in Q3 2023 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q3 2023. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
786KNew |
$3.81M - $4.44M
|
786K
$3.98M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
404K+ 93.52% |
$1.96M - $2.28M
|
837K
$4.23M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
329K+ 13.17% |
$1.59M - $1.86M
|
2.83M
$14.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
164KNew |
$795K - $926K
|
164K
$829K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
153K+ 142.9% |
$744K - $866K
|
261K
$1.32M
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
117K+ 414.11% |
$569K - $663K
|
146K
$737K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
111K+ 100.9% |
$539K - $628K
|
221K
$1.12M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
60.4K+ 8.55% |
$293K - $342K
|
767K
$3.88M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
37.4KNew |
$181K - $211K
|
37.4K
$189K
|
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
24.3K+ 30.46% |
$118K - $137K
|
104K
$527K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
23.9KNew |
$116K - $135K
|
23.9K
$121K
|
|
|
Nov 01, 2023
Q3 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
20.2KNew |
$97.9K - $114K
|
20.2K
$102K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
19.4KNew |
$93.9K - $109K
|
19.4K
$98K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
16.9KNew |
$81.9K - $95.4K
|
16.9K
$85.4K
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
16.4K+ 22.65% |
$79.6K - $92.7K
|
88.9K
$450K
|
|
|
Oct 30, 2023
Q3 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
14.9K+ 92.97% |
$72.3K - $84.2K
|
30.9K
$156K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.8K+ 3.65% |
$62.3K - $72.6K
|
365K
$1.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
12.1KNew |
$58.8K - $68.5K
|
12.1K
$61.3K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
12K+ 13.12% |
$58.3K - $68K
|
104K
$525K
|
|
|
Oct 11, 2023
Q3 2023
|
Atlas Financial Advisors, Inc.
|
BUY
|
- |
12KNew |
$58.2K - $67.8K
|
12K
$60.7K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
10.8KNew |
$52.5K - $61.1K
|
10.8K
$54.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
10KNew |
$48.5K - $56.5K
|
10K
$50.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
9K+ 24.37% |
$43.7K - $50.9K
|
45.9K
$232K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
6.5K+ 5.72% |
$31.5K - $36.7K
|
120K
$608K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
5.54K+ 9.26% |
$26.9K - $31.3K
|
65.4K
$331K
|
|
|
Oct 12, 2023
Q3 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
4.98K+ 7.35% |
$24.1K - $28.1K
|
72.7K
$368K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
4.84K+ 24.68% |
$23.5K - $27.4K
|
24.5K
$124K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
4.23K+ 21.36% |
$20.5K - $23.9K
|
24K
$122K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.8K+ 3.59% |
$18.4K - $21.5K
|
110K
$555K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
3.36K+ 16.75% |
$16.3K - $19K
|
23.4K
$119K
|
|
|
Nov 06, 2023
Q3 2023
|
L.M. Kohn & Company
|
BUY
|
- |
3.36K+ 24.16% |
$16.3K - $19K
|
17.3K
$87.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
3.07K+ 6.71% |
$14.9K - $17.4K
|
48.9K
$247K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3K+ 57.23% |
$14.5K - $17K
|
8.24K
$41.7K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.55K+ 28.64% |
$12.4K - $14.4K
|
11.5K
$58K
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
2K+ 13.33% |
$9.7K - $11.3K
|
17K
$86K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2K+ 16.89% |
$9.7K - $11.3K
|
13.8K
$70K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
1.77K+ 4.71% |
$8.58K - $10K
|
39.3K
$199K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.32K+ 1.81% |
$6.41K - $7.46K
|
74.2K
$376K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
991New |
$4.81K - $5.6K
|
991
$5.01K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
940New |
$4.56K - $5.31K
|
940
$4.76K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
914New |
$4.43K - $5.16K
|
914
$4.62K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
720+ 1.4% |
$3.49K - $4.07K
|
52.3K
$264K
|
|
|
Nov 07, 2023
Q3 2023
|
Waddell & Associates, LLC
|
BUY
|
- |
711+ 4.63% |
$3.45K - $4.02K
|
16.1K
$81.3K
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
677+ 6.34% |
$3.28K - $3.83K
|
11.4K
$57.5K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
359+ 2.77% |
$1.74K - $2.03K
|
13.3K
$67.3K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
306+ 0.88% |
$1.48K - $1.73K
|
35K
$177K
|
|
|
Oct 25, 2023
Q3 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
235+ 1.56% |
$1.14K - $1.33K
|
15.3K
$77.4K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
100+ 0.66% |
$485 - $565
|
15.3K
$77.4K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
100New |
$485 - $565
|
100
$506
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
46+ 4.97% |
$223 - $260
|
971
$4.91K
|