Purchases and Sales Made in Q3 2021 in Oxford Square Capital Corp. (OXSQ)
This table provides information about the institutional ownership of Oxford Square Capital Corp. (OXSQ) during Q3 2021. The information is specifically focused on institutions that hold shares of Oxford Square Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
86.7KNew |
$348K - $431K
|
86.7K
$225K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
53.4KNew |
$215K - $265K
|
53.4K
$139K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
52.7K+ 18.22% |
$212K - $262K
|
342K
$890K
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
28.8KNew |
$116K - $143K
|
28.8K
$74.9K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25KNew |
$100K - $124K
|
25K
$65K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
17.3K+ 42.68% |
$69.4K - $85.9K
|
57.7K
$150K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12K+ 45.99% |
$48.2K - $59.6K
|
38.1K
$99K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
10.8K+ 16.11% |
$43.5K - $53.8K
|
78K
$203K
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
10.4KNew |
$41.7K - $51.5K
|
10.4K
$27K
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
6.32K+ 4.44% |
$25.4K - $31.4K
|
149K
$386K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.84KNew |
$19.4K - $24K
|
4.84K
$12.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
3.1KNew |
$12.5K - $15.4K
|
3.1K
$8.06K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
2.3K+ 15.35% |
$9.23K - $11.4K
|
17.2K
$44.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.01K+ 4.53% |
$8.08K - $9.99K
|
46.4K
$121K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.4K+ 6.76% |
$5.63K - $6.96K
|
22.1K
$57.5K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.07K+ 2.19% |
$4.31K - $5.33K
|
50K
$130K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.05K+ 4.55% |
$4.21K - $5.2K
|
24K
$62.5K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
271+ 1.96% |
$1.09K - $1.35K
|
14.1K
$36.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Cowen Prime Advisors LLC
|
BUY
|
- |
200+ 14.29% |
$804 - $994
|
1.6K
$4.16K
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
75+ 2.44% |
$301 - $373
|
3.16K
$8.2K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
24+ 2.4% |
$96.5 - $119
|
1.03K
$2.67K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-200- 1.32% |
$804 - $994
|
15K
$38.9K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-471- 14.4% |
$1.89K - $2.34K
|
2.8K
$7.28K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-500- 18.82% |
$2.01K - $2.49K
|
2.16K
$5.61K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2K- 71.38% |
$8.04K - $9.94K
|
802
$2.09K
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-3.39KClosed |
$13.6K - $16.9K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.69K- 10.69% |
$26.9K - $33.2K
|
55.9K
$145K
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-6.94K- 28.07% |
$27.9K - $34.5K
|
17.8K
$46.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-8.79K- 45.36% |
$35.3K - $43.7K
|
10.6K
$27.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-9.75K- 3.08% |
$39.2K - $48.4K
|
307K
$797K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.7KClosed |
$43.1K - $53.2K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-11.3KClosed |
$45.6K - $56.4K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15K- 7.84% |
$60.2K - $74.4K
|
176K
$458K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-19.9K- 14.38% |
$80.1K - $99.1K
|
119K
$308K
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-20.1K- 58.83% |
$80.8K - $99.9K
|
14.1K
$36.6K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-29.7KClosed |
$119K - $147K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-40.7K- 49.51% |
$164K - $202K
|
41.5K
$108K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-43.3K- 43.28% |
$174K - $215K
|
56.8K
$148K
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-43.5K- 11.76% |
$175K - $216K
|
326K
$849K
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-45.5K- 11.64% |
$183K - $226K
|
345K
$897K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-72K- 58.72% |
$289K - $358K
|
50.6K
$132K
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-380K- 47.64% |
$1.53M - $1.89M
|
417K
$1.08M
|