Purchases and Sales Made in Q1 2021 in Pcm Fund, Inc. (PCM)
This table provides information about the institutional ownership of Pcm Fund, Inc. (PCM) during Q1 2021. The information is specifically focused on institutions that hold shares of PCM FUND, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
23.7K+ 41.14% |
$257K - $272K
|
81.2K
$654K
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.28K+ 22.14% |
$35.5K - $37.7K
|
18.1K
$145K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
1.51K+ 207.57% |
$16.4K - $17.4K
|
2.24K
$18K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
219+ 0.7% |
$2.37K - $2.52K
|
31.6K
$254K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-500- 11.11% |
$5.42K - $5.75K
|
4K
$32.2K
|
|
May 11, 2021
Q1 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-1.48K- 4.73% |
$16K - $17K
|
29.8K
$240K
|
|
Apr 22, 2021
Q1 2021
|
Sol Capital Management CO
|
SELL
|
- |
-1.94K- 1.11% |
$21K - $22.3K
|
173K
$1.39M
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.66KClosed |
$39.6K - $42K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.62K- 18.62% |
$50.1K - $53.1K
|
20.2K
$163K
|
|
May 18, 2021
Q1 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-7.54K- 7.2% |
$81.8K - $86.7K
|
97.2K
$782K
|
|
Apr 21, 2021
Q1 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-16.6KClosed |
$179K - $190K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-91.5KClosed |
$992K - $1.05M
|
0
$0
|