Latest Institutional Sells of Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This list provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Fund Inc (PFD) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-100K- 45.59% |
$1.04M - $1.2M
|
119K
$1.34M
|
|
|
Nov 13, 2024
Q3 2024
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-71.2K- 78.87% |
$739K - $852K
|
19.1K
$213K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-41.6K- 11.6% |
$432K - $498K
|
317K
$3.55M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-29.7K- 58.15% |
$308K - $355K
|
21.4K
$239K
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-19K- 12.37% |
$197K - $227K
|
134K
$1.5M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12.9K- 7.43% |
$134K - $154K
|
161K
$1.8M
|
|
|
Oct 08, 2024
Q3 2024
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-6.82K- 28.74% |
$70.8K - $81.6K
|
16.9K
$189K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.74K- 3.27% |
$28.4K - $32.7K
|
80.9K
$906K
|
|
|
Oct 09, 2024
Q3 2024
|
Long View Wealth Management
Atlanta, GA |
SELL
|
- |
-2.65K- 10.43% |
$27.5K - $31.7K
|
22.8K
$255K
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-475- 2.67% |
$4.93K - $5.68K
|
17.3K
$194K
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
SELL
|
- |
-260- 0.19% |
$2.7K - $3.11K
|
140K
$1.57M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-91- 0.52% |
$945 - $1.09K
|
17.3K
$193K
|
|
|
Oct 23, 2024
Q3 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-2- 0.06% |
$20.8 - $23.9
|
3.36K
$37.6K
|
|
| Q2 2024 | |||||||
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-14.6K- 11.5% |
$144K - $154K
|
112K
$1.26M
|
|
|
Jul 26, 2024
Q2 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-7.1K- 99.72% |
$70K - $74.9K
|
20
$224
|
|
|
Sep 20, 2024
Q2 2024
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.31K- 15.03% |
$22.8K - $24.3K
|
13K
$146K
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-708- 68.08% |
$6.98K - $7.47K
|
332
$3.72K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-233- 1.29% |
$2.3K - $2.46K
|
17.8K
$199K
|
|
| Q1 2024 | |||||||
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.28K- 78.88% |
$12.7K - $13.6K
|
343
$3.84K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-30- 4.34% |
$298 - $319
|
662
$7.41K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-5.8K- 22.87% |
$49.9K - $58.3K
|
19.6K
$219K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-16.1K- 55.17% |
$147K - $164K
|
13.1K
$147K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.91K- 6.28% |
$26.5K - $29.6K
|
43.4K
$486K
|
|
| Q2 2023 | |||||||
|
Jul 12, 2023
Q2 2023
|
Heron Bay Capital Management
|
SELL
|
- |
-28.2K- 40.48% |
$270K - $308K
|
41.4K
$463K
|
|
| Q1 2023 | |||||||
|
May 03, 2023
Q1 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-12.5K- 44.64% |
$124K - $160K
|
15.5K
$173K
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.5K- 10.07% |
$14.9K - $19.2K
|
13.4K
$150K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-188- 1.36% |
$1.87K - $2.41K
|
13.6K
$152K
|
|
| Q4 2022 | |||||||
|
Jan 10, 2023
Q4 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-1K- 50.0% |
$10.2K - $11.7K
|
1K
$11.2K
|
|
| Q3 2022 | |||||||
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.88K- 22.36% |
$30.2K - $38.2K
|
10K
$112K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-856- 22.2% |
$8.97K - $11.4K
|
3K
$33.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-325- 47.45% |
$3.41K - $4.32K
|
360
$4.03K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-228- 1.57% |
$2.39K - $3.03K
|
14.3K
$159K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-11.1KClosed |
$131K - $156K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.82KClosed |
$45K - $53.6K
|
0
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-3.33KClosed |
$39.2K - $46.7K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
National Bank Of Canada
|
SELL
|
- |
-1.2KClosed |
$14.2K - $16.9K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Addison Advisors LLC
|
SELL
|
- |
-921Closed |
$10.9K - $12.9K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-419Closed |
$4.94K - $5.89K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-12.8KClosed |
$172K - $219K
|
0
$0
|
|
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-1.5KClosed |
$20.2K - $25.8K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1.5KClosed |
$20.2K - $25.8K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.3KClosed |
$17.5K - $22.4K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Costello Asset Management, Inc
|
SELL
|
- |
-553Closed |
$7.45K - $9.51K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-6.24KClosed |
$97.3K - $111K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.88KClosed |
$29.3K - $33.4K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1.75KClosed |
$27.3K - $31.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Better Money Decisions, LLC
|
SELL
|
- |
-200Closed |
$3.12K - $3.56K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 25, 2021
Q3 2021
|
Cadent Capital Advisors, LLC
|
SELL
|
- |
-33KClosed |
$507K - $557K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-13.6KClosed |
$208K - $229K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-10KClosed |
$154K - $169K
|
0
$0
|
|