Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Fund Inc (PFD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 17, 2025
Q2 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
31+ 0.48% |
$321 - $351
|
6.5K
$74.5K
|
|
| Q1 2025 | |||||||
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-200- 35.71% |
$2.22K - $2.29K
|
360
$4.13K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
33.7K+ 31.23% |
$374K - $385K
|
142K
$1.62M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.26K+ 3.47% |
$91.6K - $94.4K
|
246K
$2.82M
|
|
|
May 15, 2025
Q1 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-6.09K- 8.6% |
$67.5K - $69.6K
|
64.7K
$742K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.09K- 2.2% |
$23.2K - $23.9K
|
92.7K
$1.06M
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
65.5KNew |
$726K - $748K
|
65.5K
$750K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-16.7K- 14.39% |
$185K - $191K
|
99.5K
$1.14M
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.56K+ 14.21% |
$17.3K - $17.8K
|
12.5K
$144K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
30+ 0.35% |
$333 - $343
|
8.68K
$99.5K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
15.5K+ 76.53% |
$172K - $177K
|
35.8K
$410K
|
|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
65.1K+ 18.35% |
$722K - $744K
|
420K
$4.81M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-10.4K- 5.74% |
$115K - $119K
|
171K
$1.96M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.77K- 6.37% |
$97.2K - $100K
|
129K
$1.48M
|
|
|
May 13, 2025
Q1 2025
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-33.2K- 62.07% |
$368K - $379K
|
20.3K
$232K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.47KNew |
$16.3K - $16.8K
|
1.47K
$16.9K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-862- 0.68% |
$9.56K - $9.85K
|
126K
$1.45M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.6KNew |
$207K - $213K
|
18.6K
$214K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
74+ 0.39% |
$821 - $846
|
19.2K
$221K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 09, 2025
Q1 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
4K+ 10.13% |
$44.4K - $45.7K
|
43.5K
$499K
|
|
|
May 08, 2025
Q1 2025
|
O'Rourke & Company, Inc
Boston, MA |
BUY
|
- |
12.4KNew |
$138K - $142K
|
12.4K
$142K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.46K+ 16.78% |
$71.6K - $73.8K
|
44.9K
$515K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
30+ 0.28% |
$333 - $343
|
10.8K
$124K
|
|
|
May 06, 2025
Q1 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
13.4KNew |
$149K - $153K
|
13.4K
$154K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.3K- 28.32% |
$58.8K - $60.6K
|
13.4K
$154K
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-700- 4.05% |
$7.76K - $8K
|
16.6K
$190K
|
|
|
Apr 16, 2025
Q1 2025
|
Pathway Financial Advisors LLC
|
BUY
|
- |
12.8K+ 77.1% |
$142K - $147K
|
29.4K
$337K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
1.5K+ 53.96% |
$16.6K - $17.1K
|
4.28K
$49K
|
|
| Q4 2024 | |||||||
|
Jul 16, 2025
Q4 2024
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
935+ 1.25% |
$10.3K - $11.3K
|
75.8K
$869K
|
|
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.54K- 4.23% |
$39K - $42.6K
|
80K
$917K
|
|
|
Apr 29, 2025
Q4 2024
|
Byrne Financial Freedom, LLC
Franklin, MA |
BUY
|
- |
10.6KNew |
$117K - $128K
|
10.6K
$121K
|
|
|
Feb 14, 2025
Q4 2024
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
14.7K+ 112.59% |
$162K - $177K
|
27.7K
$318K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
27.3KNew |
$301K - $329K
|
27.3K
$313K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-449- 2.14% |
$4.95K - $5.41K
|
20.5K
$235K
|
|
|
Jan 30, 2025
Q4 2024
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-202- 1.93% |
$2.23K - $2.43K
|
10.2K
$117K
|
|
|
Jan 30, 2025
Q4 2024
|
Allworth Financial LP
|
BUY
|
- |
1.43KNew |
$15.8K - $17.3K
|
1.43K
$16.4K
|
|
|
Jan 29, 2025
Q4 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
2.97K+ 88.56% |
$32.8K - $35.8K
|
6.33K
$72.6K
|
|
|
Jan 29, 2025
Q4 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
3.51KNew |
$38.7K - $42.3K
|
3.51K
$40.2K
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
SELL
|
- |
-5.3K- 3.78% |
$58.4K - $63.9K
|
135K
$1.54M
|
|
|
Jan 16, 2025
Q4 2024
|
Umb Bank, N.A.
|
BUY
|
- |
86.4KNew |
$952K - $1.04M
|
86.4K
$990K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
338+ 2.39% |
$3.51K - $4.04K
|
14.5K
$166K
|
|
|
Nov 14, 2024
Q3 2024
|
Cooper Financial Group
|
BUY
|
- |
2.36K+ 17.67% |
$24.5K - $28.2K
|
15.7K
$180K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
441KNew |
$4.58M - $5.28M
|
441K
$5.06M
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
27+ 6.75% |
$280 - $323
|
427
$4.89K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-29.7K- 58.15% |
$308K - $355K
|
21.4K
$245K
|
|
|
Nov 07, 2024
Q3 2024
|
Robinson Capital Management, LLC
|
BUY
|
- |
150+ 0.27% |
$1.56K - $1.79K
|
55K
$630K
|
|
|
Oct 30, 2024
Q3 2024
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
34KNew |
$353K - $407K
|
34K
$390K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
16+ 0.13% |
$166 - $191
|
12.1K
$139K
|
|