Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Fund Inc (PFD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2021
Q2 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-4.69KClosed |
$78K - $87.1K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-5KClosed |
$83.1K - $92.8K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Signature Wealth Management Partners, LLC
|
BUY
|
- |
14.4KNew |
$247K - $288K
|
14.4K
$164K
|
|
|
May 11, 2021
Q1 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-12KClosed |
$207K - $241K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-600Closed |
$10.3K - $12K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 10, 2021
Q4 2020
|
Nwk Group, Inc.
San Francisco, CA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Wolff Wiese Magana LLC
|
BUY
|
- |
996New |
$16K - $20.7K
|
996
$11.4K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.15KClosed |
$16.2K - $19.3K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2020
Q2 2020
|
Covington Capital Management
|
SELL
|
- |
-200- 1.32% |
$2.23K - $3.17K
|
14.9K
$170K
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-500Closed |
$5.57K - $7.94K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-13.9KClosed |
$155K - $221K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-10KClosed |
$81.1K - $174K
|
0
$0
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4.56K- 86.86% |
$37K - $79.4K
|
690
$7.87K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-71.1KClosed |
$1.07M - $1.16M
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-4.48KClosed |
$67.5K - $73.2K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Sep 14, 2021
Q3 2019
|
Cwm, LLC
|
BUY
|
- |
1.29KNew |
$18.5K - $20.5K
|
1.29K
$14.7K
|
|
|
Dec 03, 2019
Q3 2019
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-903Closed |
$12.9K - $14.3K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-5.45KClosed |
$78.2K - $86.6K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-12.5KClosed |
$180K - $199K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-300Closed |
$3.98K - $4.52K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Parallel Advisors, LLC
|
SELL
|
- |
-2.15KClosed |
$28.5K - $32.4K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-3.05KClosed |
$40.4K - $46K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Destination Wealth Management
|
SELL
|
- |
-1.52KClosed |
$20.1K - $22.9K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-3.12KClosed |
$41.3K - $47K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-11.5KClosed |
$136K - $159K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-1.75KClosed |
$20.7K - $24.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-12.4KClosed |
$133K - $162K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Aug 30, 2024
Q3 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
3.2K+ 2.46% |
$41.5K - $45.5K
|
133K
$1.52M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.86KClosed |
$37.1K - $40.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-3.3KClosed |
$43.9K - $44.9K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Gradient Investments LLC
|
SELL
|
- |
-4Closed |
$53.2 - $54.4
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-16.4KClosed |
$219K - $246K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Us Bancorp \De\
|
BUY
|
- |
300New |
$4K - $4.49K
|
300
$3.42K
|
|
|
May 07, 2018
Q1 2018
|
Noesis Capital Mangement Corp
|
SELL
|
- |
-13.8KClosed |
$184K - $207K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
61.7KNew |
$823K - $924K
|
61.7K
$704K
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-200Closed |
$2.98K - $3.18K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Oct 26, 2017
Q3 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-289Closed |
$4.19K - $4.4K
|
0
$0
|
|
| Q2 2016 | |||||||
|
Sep 18, 2017
Q2 2016
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-18KClosed |
N/A
|
0
$0
|
|