Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Fund Inc (PFD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
SELL
|
- |
-17.7K- 11.38% |
$195K - $213K
|
138K
$1.55M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.54K- 33.54% |
$61.1K - $66.8K
|
11K
$123K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.6K- 9.74% |
$128K - $140K
|
108K
$1.21M
|
|
|
Feb 14, 2025
Q4 2024
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
14.7K+ 112.59% |
$162K - $177K
|
27.7K
$312K
|
|
|
Feb 14, 2025
Q4 2024
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
34.4K+ 180.12% |
$379K - $414K
|
53.4K
$601K
|
|
|
Feb 14, 2025
Q4 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
70.8KNew |
$780K - $853K
|
70.8K
$796K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.4K- 9.93% |
$115K - $126K
|
94.8K
$1.07M
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
39.5KNew |
$435K - $476K
|
39.5K
$444K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-13.8K- 5.48% |
$152K - $166K
|
238K
$2.67M
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-2.53K- 22.61% |
$27.8K - $30.5K
|
8.65K
$97.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-18.1K- 13.49% |
$200K - $218K
|
116K
$1.31M
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
37.8K+ 11.93% |
$417K - $456K
|
355K
$3.99M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
27.3KNew |
$301K - $329K
|
27.3K
$307K
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20.3KNew |
$224K - $244K
|
20.3K
$228K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
334+ 3.19% |
$3.68K - $4.02K
|
10.8K
$121K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.41K- 4.08% |
$59.6K - $65.2K
|
127K
$1.43M
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-449- 2.14% |
$4.95K - $5.41K
|
20.5K
$230K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.95K- 4.83% |
$21.5K - $23.5K
|
38.5K
$433K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.92K+ 11.12% |
$21.1K - $23.1K
|
19.2K
$215K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.7K+ 2.1% |
$18.7K - $20.4K
|
82.6K
$929K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
181KNew |
$2M - $2.18M
|
181K
$2.04M
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
2.78KNew |
$30.6K - $33.5K
|
2.78K
$31.2K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
234+ 1.27% |
$2.58K - $2.82K
|
18.7K
$210K
|
|
|
Jan 30, 2025
Q4 2024
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-202- 1.93% |
$2.23K - $2.43K
|
10.2K
$115K
|
|
|
Jan 30, 2025
Q4 2024
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-293- 1.73% |
$3.23K - $3.53K
|
16.6K
$187K
|
|
|
Jan 30, 2025
Q4 2024
|
Allworth Financial LP
|
BUY
|
- |
1.43KNew |
$15.8K - $17.3K
|
1.43K
$16.1K
|
|
|
Jan 29, 2025
Q4 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
2.97K+ 88.56% |
$32.8K - $35.8K
|
6.33K
$71.2K
|
|
|
Jan 29, 2025
Q4 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
3.51KNew |
$38.7K - $42.3K
|
3.51K
$39.5K
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
SELL
|
- |
-5.3K- 3.78% |
$58.4K - $63.9K
|
135K
$1.52M
|
|
|
Jan 16, 2025
Q4 2024
|
Umb Bank, N.A.
|
BUY
|
- |
86.4KNew |
$952K - $1.04M
|
86.4K
$971K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
338+ 2.39% |
$3.51K - $4.04K
|
14.5K
$163K
|
|
|
Nov 14, 2024
Q3 2024
|
Cooper Financial Group
|
BUY
|
- |
2.36K+ 17.67% |
$24.5K - $28.2K
|
15.7K
$176K
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-475- 2.67% |
$4.93K - $5.68K
|
17.3K
$194K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
441KNew |
$4.58M - $5.28M
|
441K
$4.96M
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
27+ 6.75% |
$280 - $323
|
427
$4.8K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-29.7K- 58.15% |
$308K - $355K
|
21.4K
$240K
|
|
|
Nov 07, 2024
Q3 2024
|
Robinson Capital Management, LLC
|
BUY
|
- |
150+ 0.27% |
$1.56K - $1.79K
|
55K
$618K
|
|
|
Oct 30, 2024
Q3 2024
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
34KNew |
$353K - $407K
|
34K
$382K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
16+ 0.13% |
$166 - $191
|
12.1K
$136K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12.9K- 7.43% |
$134K - $154K
|
161K
$1.81M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16+ 0.07% |
$166 - $191
|
22.1K
$248K
|
|
|
Oct 09, 2024
Q3 2024
|
Long View Wealth Management
Atlanta, GA |
SELL
|
- |
-2.65K- 10.43% |
$27.5K - $31.7K
|
22.8K
$256K
|
|
| Q2 2024 | |||||||
|
Sep 20, 2024
Q2 2024
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.31K- 15.03% |
$22.8K - $24.3K
|
13K
$147K
|
|
|
Aug 06, 2024
Q2 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
3.36KNew |
$33.1K - $35.4K
|
3.36K
$37.8K
|
|
|
Aug 02, 2024
Q2 2024
|
First National Trust CO
|
BUY
|
- |
10.5KNew |
$104K - $111K
|
10.5K
$118K
|
|
|
Aug 01, 2024
Q2 2024
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
1.14K+ 1.69% |
$11.2K - $12K
|
68.6K
$771K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-14.6K- 11.5% |
$144K - $154K
|
112K
$1.26M
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-708- 68.08% |
$6.98K - $7.47K
|
332
$3.73K
|
|
|
Jul 30, 2024
Q2 2024
|
Arrow Financial Corp
|
BUY
|
- |
3.87KNew |
$38.1K - $40.8K
|
3.87K
$43.5K
|
|