Purchases and Sales Made in Q1 2025 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q1 2025. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 19, 2025
Q1 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
74.9KNew |
$830K - $856K
|
74.9K
$858K
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
65.5KNew |
$726K - $748K
|
65.5K
$750K
|
|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
65.1K+ 18.35% |
$722K - $744K
|
420K
$4.81M
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
33.7K+ 31.23% |
$374K - $385K
|
142K
$1.62M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.6KNew |
$207K - $213K
|
18.6K
$214K
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
15.5K+ 76.53% |
$172K - $177K
|
35.8K
$410K
|
|
|
May 06, 2025
Q1 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
13.4KNew |
$149K - $153K
|
13.4K
$154K
|
|
|
Apr 16, 2025
Q1 2025
|
Pathway Financial Advisors LLC
|
BUY
|
- |
12.8K+ 77.1% |
$142K - $147K
|
29.4K
$337K
|
|
|
May 08, 2025
Q1 2025
|
O'Rourke & Company, Inc
Boston, MA |
BUY
|
- |
12.4KNew |
$138K - $142K
|
12.4K
$142K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.26K+ 3.47% |
$91.6K - $94.4K
|
246K
$2.82M
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
6.47KNew |
$71.8K - $74K
|
6.47K
$74.2K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.46K+ 16.78% |
$71.6K - $73.8K
|
44.9K
$515K
|
|
|
May 09, 2025
Q1 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
4K+ 10.13% |
$44.4K - $45.7K
|
43.5K
$499K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.56K+ 14.21% |
$17.3K - $17.8K
|
12.5K
$144K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
1.5K+ 53.96% |
$16.6K - $17.1K
|
4.28K
$49K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.47KNew |
$16.3K - $16.8K
|
1.47K
$16.9K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
915+ 1.11% |
$10.1K - $10.5K
|
83.5K
$957K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
200+ 55.56% |
$2.22K - $2.29K
|
560
$6.42K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
74+ 0.39% |
$821 - $846
|
19.2K
$221K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
30+ 0.35% |
$333 - $343
|
8.68K
$99.5K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
30+ 0.28% |
$333 - $343
|
10.8K
$124K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-200- 35.71% |
$2.22K - $2.29K
|
360
$4.13K
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-700- 4.05% |
$7.76K - $8K
|
16.6K
$190K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-862- 0.68% |
$9.56K - $9.85K
|
126K
$1.45M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.09K- 2.2% |
$23.2K - $23.9K
|
92.7K
$1.06M
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.3K- 28.32% |
$58.8K - $60.6K
|
13.4K
$154K
|
|
|
May 15, 2025
Q1 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-6.09K- 8.6% |
$67.5K - $69.6K
|
64.7K
$742K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.77K- 6.37% |
$97.2K - $100K
|
129K
$1.48M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-10.4K- 5.74% |
$115K - $119K
|
171K
$1.96M
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-16.7K- 14.39% |
$185K - $191K
|
99.5K
$1.14M
|
|
|
May 13, 2025
Q1 2025
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-33.2K- 62.07% |
$368K - $379K
|
20.3K
$232K
|