Purchases and Sales Made in Q3 2024 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q3 2024. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
441KNew |
$4.58M - $5.28M
|
441K
$4.98M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
54.2K+ 106.38% |
$563K - $649K
|
105K
$1.19M
|
|
|
Oct 30, 2024
Q3 2024
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
34KNew |
$353K - $407K
|
34K
$384K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
19.8K+ 8.51% |
$205K - $236K
|
252K
$2.84M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.5KNew |
$171K - $198K
|
16.5K
$186K
|
|
|
Nov 13, 2024
Q3 2024
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
13KNew |
$135K - $156K
|
13K
$147K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.3K+ 10.23% |
$128K - $147K
|
132K
$1.49M
|
|
|
Oct 24, 2024
Q3 2024
|
Ellis Investment Partners, LLC
|
BUY
|
- |
10.4KNew |
$108K - $125K
|
10.4K
$118K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
5.5K+ 35.6% |
$57.1K - $65.8K
|
20.9K
$236K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
4.06K+ 57.13% |
$42.2K - $48.6K
|
11.2K
$126K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.47K+ 6.52% |
$25.7K - $29.6K
|
40.4K
$456K
|
|
|
Nov 14, 2024
Q3 2024
|
Cooper Financial Group
|
BUY
|
- |
2.36K+ 17.67% |
$24.5K - $28.2K
|
15.7K
$177K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
1.07K+ 0.7% |
$11.1K - $12.8K
|
155K
$1.75M
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
338+ 2.39% |
$3.51K - $4.04K
|
14.5K
$164K
|
|
|
Nov 07, 2024
Q3 2024
|
Robinson Capital Management, LLC
|
BUY
|
- |
150+ 0.27% |
$1.56K - $1.79K
|
55K
$620K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
29+ 0.28% |
$301 - $347
|
10.5K
$118K
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
27+ 6.75% |
$280 - $323
|
427
$4.82K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
16+ 0.13% |
$166 - $191
|
12.1K
$136K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16+ 0.07% |
$166 - $191
|
22.1K
$249K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 23, 2024
Q3 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-2- 0.06% |
$20.8 - $23.9
|
3.36K
$37.9K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-91- 0.52% |
$945 - $1.09K
|
17.3K
$195K
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
SELL
|
- |
-260- 0.19% |
$2.7K - $3.11K
|
140K
$1.58M
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-475- 2.67% |
$4.93K - $5.68K
|
17.3K
$195K
|
|
|
Oct 09, 2024
Q3 2024
|
Long View Wealth Management
Atlanta, GA |
SELL
|
- |
-2.65K- 10.43% |
$27.5K - $31.7K
|
22.8K
$257K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.74K- 3.27% |
$28.4K - $32.7K
|
80.9K
$913K
|
|
|
Oct 08, 2024
Q3 2024
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-6.82K- 28.74% |
$70.8K - $81.6K
|
16.9K
$191K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12.9K- 7.43% |
$134K - $154K
|
161K
$1.81M
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-19K- 12.37% |
$197K - $227K
|
134K
$1.51M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-29.7K- 58.15% |
$308K - $355K
|
21.4K
$241K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-41.6K- 11.6% |
$432K - $498K
|
317K
$3.58M
|
|
|
Nov 13, 2024
Q3 2024
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-71.2K- 78.87% |
$739K - $852K
|
19.1K
$215K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-100K- 45.59% |
$1.04M - $1.2M
|
119K
$1.35M
|