Purchases and Sales Made in Q4 2024 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q4 2024. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
181KNew |
$2M - $2.18M
|
181K
$2.08M
|
|
|
Jan 16, 2025
Q4 2024
|
Umb Bank, N.A.
|
BUY
|
- |
86.4KNew |
$952K - $1.04M
|
86.4K
$990K
|
|
|
Feb 14, 2025
Q4 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
70.8KNew |
$780K - $853K
|
70.8K
$812K
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
39.5KNew |
$435K - $476K
|
39.5K
$453K
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
37.8K+ 11.93% |
$417K - $456K
|
355K
$4.07M
|
|
|
Feb 14, 2025
Q4 2024
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
34.4K+ 180.12% |
$379K - $414K
|
53.4K
$612K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
27.3KNew |
$301K - $329K
|
27.3K
$313K
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20.3KNew |
$224K - $244K
|
20.3K
$233K
|
|
|
Feb 14, 2025
Q4 2024
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
14.7K+ 112.59% |
$162K - $177K
|
27.7K
$318K
|
|
|
Apr 29, 2025
Q4 2024
|
Byrne Financial Freedom, LLC
Franklin, MA |
BUY
|
- |
10.6KNew |
$117K - $128K
|
10.6K
$121K
|
|
|
Jan 29, 2025
Q4 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
3.51KNew |
$38.7K - $42.3K
|
3.51K
$40.2K
|
|
|
Jan 29, 2025
Q4 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
2.97K+ 88.56% |
$32.8K - $35.8K
|
6.33K
$72.6K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
2.78KNew |
$30.6K - $33.5K
|
2.78K
$31.9K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.92K+ 11.12% |
$21.1K - $23.1K
|
19.2K
$220K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.7K+ 2.1% |
$18.7K - $20.4K
|
82.6K
$947K
|
|
|
Jan 30, 2025
Q4 2024
|
Allworth Financial LP
|
BUY
|
- |
1.43KNew |
$15.8K - $17.3K
|
1.43K
$16.4K
|
|
|
Jul 16, 2025
Q4 2024
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
935+ 1.25% |
$10.3K - $11.3K
|
75.8K
$869K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
334+ 3.19% |
$3.68K - $4.02K
|
10.8K
$124K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
234+ 1.27% |
$2.58K - $2.82K
|
18.7K
$215K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 30, 2025
Q4 2024
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-202- 1.93% |
$2.23K - $2.43K
|
10.2K
$117K
|
|
|
Jan 30, 2025
Q4 2024
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-293- 1.73% |
$3.23K - $3.53K
|
16.6K
$191K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-449- 2.14% |
$4.95K - $5.41K
|
20.5K
$235K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.95K- 4.83% |
$21.5K - $23.5K
|
38.5K
$441K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-2.53K- 22.61% |
$27.8K - $30.5K
|
8.65K
$99.1K
|
|
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.54K- 4.23% |
$39K - $42.6K
|
80K
$917K
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
SELL
|
- |
-5.3K- 3.78% |
$58.4K - $63.9K
|
135K
$1.54M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.41K- 4.08% |
$59.6K - $65.2K
|
127K
$1.46M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.54K- 33.54% |
$61.1K - $66.8K
|
11K
$126K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.4K- 9.93% |
$115K - $126K
|
94.8K
$1.09M
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.6K- 9.74% |
$128K - $140K
|
108K
$1.24M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-13.8K- 5.48% |
$152K - $166K
|
238K
$2.73M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
SELL
|
- |
-17.7K- 11.38% |
$195K - $213K
|
138K
$1.58M
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-18.1K- 13.49% |
$200K - $218K
|
116K
$1.33M
|