Purchases and Sales Made in Q3 2021 in Principal Financial Group Inc (PFG)
This table provides information about the institutional ownership of Principal Financial Group Inc (PFG) during Q3 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL FINANCIAL GROUP INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Zions Bancorporation, N.A.
|
BUY
|
- |
237+ 131.67% |
$14K - $16.1K
|
417
$32.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
236+ 2.02% |
$14K - $16.1K
|
11.9K
$921K
|
|
|
Mar 23, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
233+ 1.91% |
$13.8K - $15.9K
|
12.4K
$960K
|
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
BUY
|
- |
231+ 3.1% |
$13.7K - $15.7K
|
7.67K
$593K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
228+ 2.98% |
$13.5K - $15.5K
|
7.87K
$608K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
215+ 4.04% |
$12.7K - $14.6K
|
5.53K
$427K
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
204+ 0.06% |
$12.1K - $13.9K
|
348K
$26.9M
|
|
|
Oct 21, 2021
Q3 2021
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
200New |
$11.8K - $13.6K
|
200
$15.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
200+ 2.57% |
$11.8K - $13.6K
|
7.99K
$617K
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
192+ 45.39% |
$11.4K - $13.1K
|
615
$47.5K
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
184+ 51.69% |
$10.9K - $12.5K
|
540
$41.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Waldron Private Wealth LLC
|
BUY
|
- |
180+ 3.39% |
$10.7K - $12.3K
|
5.5K
$424K
|
|
|
Nov 02, 2021
Q3 2021
|
Ing Groep Nv
|
BUY
|
- |
179+ 0.8% |
$10.6K - $12.2K
|
22.5K
$1.74M
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
177+ 3.33% |
$10.5K - $12.1K
|
5.5K
$425K
|
|
|
Oct 08, 2021
Q3 2021
|
Centennial Wealth Advisory LLC
|
BUY
|
- |
170+ 5.16% |
$10.1K - $11.6K
|
3.46K
$267K
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
163+ 187.36% |
$9.65K - $11.1K
|
250
$19.3K
|
|
|
Nov 09, 2021
Q3 2021
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
160New |
$9.47K - $10.9K
|
160
$12.4K
|
|
|
Oct 21, 2021
Q3 2021
|
Lake Point Wealth Management
|
BUY
|
- |
146+ 77.25% |
$8.64K - $9.95K
|
335
$25.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
135+ 1.3% |
$7.99K - $9.2K
|
10.5K
$811K
|
|
|
Nov 16, 2021
Q3 2021
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
115+ 28.4% |
$6.81K - $7.83K
|
520
$40.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
110+ 38.73% |
$6.51K - $7.49K
|
394
$30.4K
|
|
|
Oct 06, 2021
Q3 2021
|
Martin Capital Partners, LLC
|
BUY
|
- |
104+ 1.11% |
$6.16K - $7.08K
|
9.45K
$730K
|
|
|
Nov 03, 2021
Q3 2021
|
Spectrum Management Group, LLC
|
BUY
|
- |
103+ 54.79% |
$6.1K - $7.02K
|
291
$22.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
99+ 0.33% |
$5.86K - $6.74K
|
30.2K
$2.33M
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
91New |
$5.39K - $6.2K
|
91
$7.03K
|
|
|
Oct 26, 2021
Q3 2021
|
Legacy Financial Advisors, Inc.
|
BUY
|
- |
83+ 1.97% |
$4.91K - $5.65K
|
4.31K
$333K
|
|
|
Nov 15, 2021
Q3 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
78New |
$4.62K - $5.31K
|
78
$6.02K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
66+ 0.23% |
$3.91K - $4.5K
|
28.8K
$2.23M
|
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
58New |
$3.43K - $3.95K
|
58
$4.48K
|
|
|
Oct 05, 2021
Q3 2021
|
Ibm Retirement Fund
|
BUY
|
- |
57+ 0.75% |
$3.37K - $3.88K
|
7.64K
$590K
|
|
|
Nov 04, 2021
Q3 2021
|
Pfg Private Wealth Management, LLC
|
BUY
|
- |
56New |
$3.32K - $3.81K
|
56
$4.33K
|
|
|
Oct 15, 2021
Q3 2021
|
Trilogy Capital Inc.
|
BUY
|
- |
53+ 0.33% |
$3.14K - $3.61K
|
16K
$1.23M
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
47+ 4.7% |
$2.78K - $3.2K
|
1.05K
$80.8K
|
|
|
Oct 19, 2021
Q3 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
44New |
$2.6K - $3K
|
44
$3.4K
|
|
|
Oct 21, 2021
Q3 2021
|
Hanson & Doremus Investment Management
|
BUY
|
- |
35New |
$2.07K - $2.38K
|
35
$2.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
29+ 0.48% |
$1.72K - $1.98K
|
6.12K
$473K
|
|
|
Nov 12, 2021
Q3 2021
|
Mv Capital Management, Inc.
|
BUY
|
- |
29+ 40.28% |
$1.72K - $1.98K
|
101
$7.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
BUY
|
- |
22+ 5.29% |
$1.3K - $1.5K
|
438
$33.8K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
21+ 0.57% |
$1.24K - $1.43K
|
3.68K
$284K
|
|
|
Nov 15, 2021
Q3 2021
|
Foster Group, Inc.
|
BUY
|
- |
10+ 0.07% |
$592 - $681
|
15.3K
$1.18M
|
|
|
Oct 21, 2021
Q3 2021
|
Mokosak Advisory Group, LLC
|
BUY
|
- |
9+ 0.14% |
$533 - $613
|
6.6K
$510K
|
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
8+ 0.19% |
$474 - $545
|
4.16K
$321K
|
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
BUY
|
- |
7+ 1.32% |
$414 - $477
|
539
$41.6K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
6+ 0.73% |
$355 - $409
|
823
$63.6K
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
BUY
|
- |
6+ 0.01% |
$355 - $409
|
42.9K
$3.31M
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
5+ 0.9% |
$296 - $341
|
562
$43.4K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
4+ 0.29% |
$237 - $272
|
1.38K
$106K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
4+ 0.85% |
$237 - $272
|
475
$36.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Valley National Advisers Inc
|
BUY
|
- |
3+ 1.05% |
$178 - $204
|
290
$22.4K
|
|
|
Nov 10, 2021
Q3 2021
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
3+ 0.86% |
$178 - $204
|
352
$27.2K
|