Purchases and Sales Made in Q3 2021 in Principal Financial Group Inc (PFG)
This table provides information about the institutional ownership of Principal Financial Group Inc (PFG) during Q3 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL FINANCIAL GROUP INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
2+ 0.47% |
$118 - $136
|
425
$32.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
2+ 0.78% |
$118 - $136
|
260
$20.1K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
1+ 0.07% |
$59.2 - $68.1
|
1.46K
$113K
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
1+ 0.14% |
$59.2 - $68.1
|
698
$53.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1+ 0.03% |
$59.2 - $68.1
|
3.25K
$251K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-1- 1.92% |
$59.2 - $68.1
|
51
$3.94K
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-5- 2.09% |
$296 - $341
|
234
$18.1K
|
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-8- 1.9% |
$474 - $545
|
412
$31.8K
|
|
|
Nov 07, 2023
Q3 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-8- 1.2% |
$474 - $545
|
660
$51K
|
|
|
Nov 10, 2021
Q3 2021
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-11- 0.02% |
$651 - $749
|
58.1K
$4.49M
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-14- 0.72% |
$829 - $954
|
1.92K
$149K
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-14- 0.72% |
$829 - $954
|
1.92K
$149K
|
|
|
Nov 12, 2021
Q3 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-22- 1.09% |
$1.3K - $1.5K
|
2K
$154K
|
|
|
Oct 25, 2021
Q3 2021
|
Rockland Trust CO
|
SELL
|
- |
-22- 0.11% |
$1.3K - $1.5K
|
19.3K
$1.49M
|
|
|
Oct 14, 2021
Q3 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-28- 0.72% |
$1.66K - $1.91K
|
3.86K
$298K
|
|
|
Nov 09, 2021
Q3 2021
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-35- 2.25% |
$2.07K - $2.38K
|
1.52K
$117K
|
|
|
Oct 21, 2021
Q3 2021
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-35- 0.86% |
$2.07K - $2.38K
|
4.05K
$313K
|
|
|
Nov 02, 2021
Q3 2021
|
Peregrine Capital Management LLC
|
SELL
|
- |
-40- 20.0% |
$2.37K - $2.72K
|
160
$12.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-44- 1.08% |
$2.6K - $3K
|
4.04K
$312K
|
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-50- 3.17% |
$2.96K - $3.41K
|
1.53K
$118K
|
|
|
Oct 27, 2021
Q3 2021
|
Carret Asset Management, LLC
|
SELL
|
- |
-50- 0.59% |
$2.96K - $3.41K
|
8.45K
$653K
|
|
|
Nov 12, 2021
Q3 2021
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-53- 0.98% |
$3.14K - $3.61K
|
5.33K
$412K
|
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-56Closed |
$3.32K - $3.81K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-62- 1.13% |
$3.67K - $4.22K
|
5.42K
$419K
|
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-63- 3.86% |
$3.73K - $4.29K
|
1.57K
$121K
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-65- 24.16% |
$3.85K - $4.43K
|
204
$15.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Isthmus Partners, LLC
Madison, WI |
SELL
|
- |
-79Closed |
$4.68K - $5.38K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Plimoth Trust CO LLC
|
SELL
|
- |
-80- 0.53% |
$4.74K - $5.45K
|
14.9K
$1.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-87- 33.21% |
$5.15K - $5.93K
|
175
$13.5K
|
|
|
Oct 27, 2021
Q3 2021
|
Ogorek Anthony Joseph
|
SELL
|
- |
-92- 44.02% |
$5.45K - $6.27K
|
117
$9.04K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-95- 0.62% |
$5.62K - $6.47K
|
15.3K
$1.18M
|
|
|
Nov 12, 2021
Q3 2021
|
British Columbia Investment Management Corp
Victoria, A1 |
SELL
|
- |
-96- 0.19% |
$5.68K - $6.54K
|
50.3K
$3.89M
|
|
|
Nov 04, 2021
Q3 2021
|
Regions Financial Corp
|
SELL
|
- |
-100- 2.83% |
$5.92K - $6.81K
|
3.44K
$265K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-100- 9.36% |
$5.92K - $6.81K
|
968
$74.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-102- 0.92% |
$6.04K - $6.95K
|
11K
$849K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-107- 0.98% |
$6.33K - $7.29K
|
10.8K
$832K
|
|
|
Nov 15, 2021
Q3 2021
|
Altshuler Shaham LTD
|
SELL
|
- |
-109Closed |
$6.45K - $7.43K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-119- 4.09% |
$7.04K - $8.11K
|
2.79K
$216K
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-127- 4.82% |
$7.52K - $8.65K
|
2.51K
$194K
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-133- 11.1% |
$7.87K - $9.06K
|
1.07K
$82.3K
|
|
|
Oct 20, 2021
Q3 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-140Closed |
$8.29K - $9.54K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-147- 0.55% |
$8.7K - $10K
|
26.8K
$2.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-150- 1.31% |
$8.88K - $10.2K
|
11.3K
$876K
|
|
|
Nov 17, 2021
Q3 2021
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-160- 2.43% |
$9.47K - $10.9K
|
6.42K
$496K
|
|
|
Nov 08, 2021
Q3 2021
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-172- 1.73% |
$10.2K - $11.7K
|
9.78K
$755K
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-184- 1.52% |
$10.9K - $12.5K
|
12K
$923K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-197Closed |
$11.7K - $13.4K
|
0
$0
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-200- 0.63% |
$11.8K - $13.6K
|
31.5K
$2.44M
|
|
|
Nov 10, 2021
Q3 2021
|
Hoyle Cohen, LLC
|
SELL
|
- |
-201- 0.35% |
$11.9K - $13.7K
|
57K
$4.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-206- 2.58% |
$12.2K - $14K
|
7.77K
$600K
|