Purchases and Sales Made in Q3 2021 in Principal Financial Group Inc (PFG)
This table provides information about the institutional ownership of Principal Financial Group Inc (PFG) during Q3 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL FINANCIAL GROUP INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-225Closed |
$13.3K - $15.3K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Profund Advisors LLC
|
SELL
|
- |
-227- 6.14% |
$13.4K - $15.5K
|
3.47K
$268K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-233- 13.83% |
$13.8K - $15.9K
|
1.45K
$112K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-240- 3.64% |
$14.2K - $16.3K
|
6.36K
$491K
|
|
|
Nov 10, 2021
Q3 2021
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-274- 0.83% |
$16.2K - $18.7K
|
32.8K
$2.53M
|
|
|
Nov 10, 2021
Q3 2021
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-296- 0.54% |
$17.5K - $20.2K
|
54.5K
$4.21M
|
|
|
Oct 12, 2021
Q3 2021
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-300- 1.9% |
$17.8K - $20.4K
|
15.5K
$1.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-310- 17.89% |
$18.4K - $21.1K
|
1.42K
$110K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-317- 2.95% |
$18.8K - $21.6K
|
10.4K
$805K
|
|
|
Nov 05, 2021
Q3 2021
|
Conning Inc.
|
SELL
|
- |
-328- 0.24% |
$19.4K - $22.3K
|
137K
$10.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-331- 2.57% |
$19.6K - $22.5K
|
12.6K
$969K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-342- 1.87% |
$20.2K - $23.3K
|
18K
$1.39M
|
|
|
Oct 21, 2021
Q3 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-350- 10.06% |
$20.7K - $23.8K
|
3.13K
$242K
|
|
|
Nov 17, 2021
Q3 2021
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-359- 2.44% |
$21.3K - $24.5K
|
14.4K
$1.11M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-365Closed |
$21.6K - $24.9K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-386- 37.33% |
$22.9K - $26.3K
|
648
$50.1K
|
|
|
Oct 19, 2021
Q3 2021
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-400- 2.36% |
$23.7K - $27.2K
|
16.6K
$1.28M
|
|
|
Nov 10, 2021
Q3 2021
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-415- 1.31% |
$24.6K - $28.3K
|
31.3K
$2.42M
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-420- 9.12% |
$24.9K - $28.6K
|
4.19K
$323K
|
|
|
Nov 16, 2021
Q3 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-437- 7.67% |
$25.9K - $29.8K
|
5.26K
$407K
|
|
|
Nov 12, 2021
Q3 2021
|
Seeyond
Paris, I0 |
SELL
|
- |
-466- 5.6% |
$27.6K - $31.7K
|
7.86K
$607K
|
|
|
Nov 08, 2021
Q3 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-500- 1.99% |
$29.6K - $34.1K
|
24.7K
$1.9M
|
|
|
Nov 12, 2021
Q3 2021
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-504Closed |
$29.8K - $34.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-508- 0.92% |
$30.1K - $34.6K
|
54.8K
$4.24M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-516- 2.83% |
$30.5K - $35.1K
|
17.7K
$1.37M
|
|
|
Nov 08, 2021
Q3 2021
|
Securian Asset Management, Inc
|
SELL
|
- |
-534- 2.51% |
$31.6K - $36.4K
|
20.8K
$1.6M
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-538- 0.18% |
$31.8K - $36.6K
|
293K
$22.6M
|
|
|
Oct 18, 2021
Q3 2021
|
Nu Wave Investment Management, LLC
|
SELL
|
- |
-550- 23.75% |
$32.6K - $37.5K
|
1.77K
$136K
|
|
|
Nov 15, 2021
Q3 2021
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-551- 12.05% |
$32.6K - $37.5K
|
4.02K
$311K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-559- 6.43% |
$33.1K - $38.1K
|
8.13K
$628K
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-588- 15.0% |
$34.8K - $40.1K
|
3.33K
$257K
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-600- 82.99% |
$35.5K - $40.9K
|
123
$9.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-601Closed |
$35.6K - $40.9K
|
0
$0
|
|
|
Sep 12, 2022
Q3 2021
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-620- 9.84% |
$36.7K - $42.2K
|
5.68K
$439K
|
|
|
Nov 15, 2021
Q3 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-633- 0.03% |
$37.5K - $43.1K
|
1.93M
$149M
|
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Inc
|
SELL
|
- |
-648- 15.65% |
$38.4K - $44.1K
|
3.49K
$270K
|
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-685Closed |
$40.6K - $46.7K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arizona State Retirement System
|
SELL
|
- |
-717- 0.93% |
$42.4K - $48.8K
|
76.3K
$5.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Natixis
Paris, I0 |
SELL
|
- |
-722- 6.07% |
$42.7K - $49.2K
|
11.2K
$863K
|
|
|
Oct 15, 2021
Q3 2021
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-726- 2.39% |
$43K - $49.5K
|
29.7K
$2.29M
|
|
|
Nov 15, 2021
Q3 2021
|
High Point Advisor Group LLC
Downers Grove, IL |
SELL
|
- |
-727- 9.63% |
$43K - $49.5K
|
6.82K
$527K
|
|
|
Nov 09, 2021
Q3 2021
|
Washington Trust CO
|
SELL
|
- |
-739Closed |
$43.7K - $50.3K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-769Closed |
$45.5K - $52.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Burney CO
Reston, VA |
SELL
|
- |
-797- 3.73% |
$47.2K - $54.3K
|
20.6K
$1.59M
|
|
|
Nov 01, 2021
Q3 2021
|
B. Metzler Seel. Sohn & Co. Holding Ag
Frankfurt, 2M |
SELL
|
- |
-844- 10.18% |
$50K - $57.5K
|
7.44K
$575K
|
|
|
Jan 10, 2025
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-847- 1.34% |
$50.1K - $57.7K
|
62.4K
$4.82M
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-847- 1.34% |
$50.1K - $57.7K
|
62.4K
$4.82M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-871- 20.06% |
$51.6K - $59.3K
|
3.47K
$268K
|
|
|
Nov 04, 2021
Q3 2021
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-883- 28.51% |
$52.3K - $60.1K
|
2.21K
$171K
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-973- 8.91% |
$57.6K - $66.3K
|
9.95K
$768K
|