Latest Institutional Purchases of Pennant Park Floating Rate Capital Ltd. (PFLT)
This list provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
7.01KNew |
$72.7K - $77.6K
|
7.01K
$77.6K
|
|
|
Aug 14, 2023
Q2 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
3.59KNew |
$37.2K - $39.7K
|
3.59K
$39.7K
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
BUY
|
- |
311+ 223.74% |
$3.23K - $3.44K
|
450
$4.98K
|
|
|
Jul 17, 2023
Q2 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
275New |
$2.85K - $3.04K
|
275
$3.04K
|
|
| Q1 2023 | |||||||
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
70.8KNew |
$706K - $863K
|
70.8K
$783K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
16K+ 142.86% |
$160K - $195K
|
27.2K
$301K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.69K+ 11.65% |
$16.9K - $20.7K
|
16.2K
$180K
|
|
|
May 16, 2023
Q1 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
213+ 687.1% |
$2.13K - $2.6K
|
244
$2.7K
|
|
| Q4 2022 | |||||||
|
Feb 06, 2023
Q4 2022
|
Meitav Dash Investments LTD
|
BUY
|
- |
12.1KNew |
$118K - $140K
|
12.1K
$133K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.2KNew |
$99.8K - $119K
|
10.2K
$113K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
943New |
$9.21K - $10.9K
|
943
$10.4K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
512New |
$5K - $5.94K
|
512
$5.67K
|
|
|
Feb 13, 2023
Q4 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
300New |
$2.93K - $3.48K
|
300
$3.32K
|
|
|
Feb 13, 2023
Q4 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
110New |
$1.07K - $1.28K
|
110
$1.22K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
56+ 0.49% |
$547 - $650
|
11.5K
$127K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
19New |
$186 - $220
|
19
$210
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
1+ 3.23% |
$9.77 - $11.6
|
32
$354
|
|
| Q3 2022 | |||||||
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
2.25K+ 6.39% |
$21.6K - $29.6K
|
37.4K
$414K
|
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
BUY
|
- |
302+ 100.0% |
$2.9K - $3.98K
|
604
$6.69K
|
|
|
Oct 27, 2022
Q3 2022
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
194New |
$1.86K - $2.56K
|
194
$2.15K
|
|
| Q2 2022 | |||||||
|
Aug 08, 2022
Q2 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
26.3KNew |
$275K - $373K
|
26.3K
$291K
|
|
|
Aug 05, 2022
Q2 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
26.3KNew |
$275K - $373K
|
26.3K
$291K
|
|
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
2.53KNew |
$26.4K - $35.9K
|
2.53K
$28K
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
926New |
$9.68K - $13.1K
|
926
$10.3K
|
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
19New |
$199 - $270
|
19
$210
|
|
| Q1 2022 | |||||||
|
May 11, 2023
Q1 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
534New |
$6.53K - $7.24K
|
534
$5.91K
|
|
| Q4 2021 | |||||||
|
Feb 15, 2022
Q4 2021
|
Altshuler Shaham LTD
|
BUY
|
CALL |
1.89MNew |
$23.1M - $26.1M
|
1.89M
$20.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
2.75KNew |
$33.6K - $38K
|
2.75K
$30.4K
|
|
|
Feb 09, 2022
Q4 2021
|
American National Bank
|
BUY
|
- |
800New |
$9.78K - $11K
|
800
$8.86K
|
|
|
Dec 19, 2023
Q4 2021
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
76New |
$929 - $1.05K
|
76
$841
|
|
| Q3 2021 | |||||||
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
2.33KNew |
$29.1K - $31.2K
|
2.33K
$25.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.16KNew |
$14.5K - $15.5K
|
1.16K
$12.8K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
20KNew |
$239K - $264K
|
20K
$221K
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
14.9KNew |
$178K - $197K
|
14.9K
$165K
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
1.06KNew |
$11.1K - $13.4K
|
1.06K
$11.8K
|
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
500New |
$5.23K - $6.32K
|
500
$5.54K
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6.86KNew |
$53.5K - $75.1K
|
6.86K
$75.9K
|
|
| Q3 2020 | |||||||
|
Oct 27, 2020
Q3 2020
|
Cutler Group LP
|
BUY
|
- |
3.4K+ 125.93% |
$27.1K - $30K
|
6.1K
$67.5K
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.12KNew |
$4.21K - $14.2K
|
1.12K
$12.4K
|
|
| Q2 2019 | |||||||
|
Jul 25, 2019
Q2 2019
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
54New |
$618 - $721
|
54
$598
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
490KNew |
$6.45M - $6.78M
|
490K
$5.43M
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
1.94K+ 3.52% |
$26.6K - $28.3K
|
57K
$631K
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Focused Wealth Management, Inc
|
BUY
|
- |
750New |
N/A
|
750
$8.3K
|
|
|
Aug 08, 2017
Q2 2017
|
Atwood & Palmer Inc
|
BUY
|
- |
640New |
N/A
|
640
$7.08K
|
|
| Q4 2014 | |||||||
|
Sep 22, 2017
Q4 2014
|
Allen Investment Management LLC
|
BUY
|
- |
12.3KNew |
N/A
|
12.3K
$137K
|
|