Purchases and Sales Made in Q3 2021 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q3 2021. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.59KClosed |
$19.8K - $21.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.75KClosed |
$21.9K - $23.5K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.76K- 0.6% |
$22.1K - $23.7K
|
292K
$3.24M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.52K- 3.62% |
$31.5K - $33.8K
|
67.1K
$743K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.6K- 9.89% |
$32.5K - $34.9K
|
23.7K
$262K
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-3.15K- 7.92% |
$39.4K - $42.2K
|
36.6K
$405K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.7K- 13.67% |
$58.7K - $63K
|
29.6K
$328K
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-7.27K- 4.79% |
$91K - $97.5K
|
144K
$1.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-7.27K- 4.79% |
$91K - $97.5K
|
144K
$1.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-7.92K- 55.39% |
$99K - $106K
|
6.38K
$70.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-11.5KClosed |
$144K - $155K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Nine Point Two Capital LLC
Los Angeles, CA |
SELL
|
- |
-11.8KClosed |
$147K - $158K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
SELL
|
- |
-11.8K- 7.19% |
$147K - $158K
|
152K
$1.68M
|
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-12.4KClosed |
$155K - $166K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-13.2K- 3.66% |
$165K - $177K
|
347K
$3.84M
|
|
|
Nov 05, 2021
Q3 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-14.9K- 17.46% |
$186K - $200K
|
70.5K
$780K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-15.2K- 12.84% |
$190K - $204K
|
103K
$1.14M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16K- 5.95% |
$201K - $215K
|
254K
$2.81M
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-16.3K- 6.58% |
$204K - $218K
|
231K
$2.56M
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-33.6K- 5.76% |
$420K - $450K
|
549K
$6.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-33.6KClosed |
$420K - $450K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-34.9KClosed |
$437K - $468K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-41.4K- 11.74% |
$518K - $556K
|
312K
$3.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-246KClosed |
$3.07M - $3.29M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-336K- 99.93% |
$4.2M - $4.5M
|
223
$2.47K
|