Purchases and Sales Made in Q4 2021 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q4 2021. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2022
Q4 2021
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
BUY
|
- |
153KNew |
$1.87M - $2.11M
|
153K
$1.69M
|
|
|
Jan 13, 2022
Q4 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
59.7K+ 2.59% |
$730K - $824K
|
2.37M
$26.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
52.7KNew |
$644K - $727K
|
52.7K
$582K
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
44.5K+ 8.09% |
$544K - $614K
|
594K
$6.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
29.7KNew |
$363K - $410K
|
29.7K
$328K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
24.5K+ 9.02% |
$300K - $338K
|
296K
$3.27M
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.4KNew |
$298K - $337K
|
24.4K
$269K
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
23.2K+ 9.71% |
$284K - $320K
|
262K
$2.9M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
23.2K+ 12.51% |
$283K - $320K
|
208K
$2.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.1K+ 10.14% |
$196K - $222K
|
174K
$1.93M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
13.6K+ 13.16% |
$166K - $188K
|
117K
$1.29M
|
|
|
Feb 16, 2022
Q4 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
13.1K+ 47.82% |
$161K - $181K
|
40.6K
$449K
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
13.1KNew |
$160K - $181K
|
13.1K
$145K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
10.2K+ 23.83% |
$124K - $140K
|
52.8K
$583K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
10KNew |
$122K - $138K
|
10K
$111K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.83K+ 12.79% |
$71.3K - $80.5K
|
51.4K
$568K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.75K+ 45.49% |
$70.3K - $79.3K
|
18.4K
$203K
|
|
|
Feb 11, 2022
Q4 2021
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
4.97KNew |
$60.7K - $68.5K
|
4.97K
$54.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.78K+ 6.01% |
$58.5K - $66K
|
84.3K
$932K
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
4.25K+ 103.54% |
$51.9K - $58.6K
|
8.35K
$92.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
2.75KNew |
$33.6K - $38K
|
2.75K
$30.4K
|
|
|
Feb 08, 2022
Q4 2021
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
2.7K+ 16.98% |
$33K - $37.3K
|
18.6K
$206K
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
BUY
|
- |
2.37KNew |
$29K - $32.7K
|
2.37K
$26.2K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.55K+ 193.03% |
$19K - $21.4K
|
2.35K
$26K
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
1.39K+ 52.96% |
$16.9K - $19.1K
|
4K
$44.2K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
900New |
$11K - $12.4K
|
900
$9.95K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
829+ 3.47% |
$10.1K - $11.4K
|
24.7K
$273K
|
|
|
Feb 09, 2022
Q4 2021
|
American National Bank
|
BUY
|
- |
800New |
$9.78K - $11K
|
800
$8.84K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
775+ 17.73% |
$9.48K - $10.7K
|
5.15K
$56.9K
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
628+ 34.52% |
$7.68K - $8.67K
|
2.45K
$27K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
395New |
$4.83K - $5.45K
|
395
$4.36K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
225+ 0.23% |
$2.75K - $3.11K
|
97.9K
$1.08M
|
|
|
Jan 31, 2022
Q4 2021
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
171+ 0.72% |
$2.09K - $2.36K
|
23.8K
$263K
|
|
|
Jan 31, 2022
Q4 2021
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
137+ 1.36% |
$1.68K - $1.89K
|
10.2K
$113K
|
|
|
Feb 15, 2022
Q4 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
134New |
$1.64K - $1.85K
|
134
$1.48K
|
|
|
Feb 14, 2022
Q4 2021
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
100New |
$1.22K - $1.38K
|
100
$1.11K
|
|
|
Dec 19, 2023
Q4 2021
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
76New |
$929 - $1.05K
|
76
$840
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
50+ 200.0% |
$612 - $690
|
75
$829
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
42+ 0.12% |
$514 - $580
|
35K
$386K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-200Closed |
$2.45K - $2.76K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Hudock, Inc.
|
SELL
|
- |
-200- 33.33% |
$2.45K - $2.76K
|
400
$4.42K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-407Closed |
$4.98K - $5.62K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-475- 3.4% |
$5.81K - $6.56K
|
13.5K
$149K
|
|
|
Feb 14, 2022
Q4 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-853- 0.87% |
$10.4K - $11.8K
|
97.3K
$1.08M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-875Closed |
$10.7K - $12.1K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.1K- 3.71% |
$13.4K - $15.2K
|
28.5K
$315K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.13K- 5.7% |
$13.9K - $15.6K
|
18.7K
$207K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.6K- 7.7% |
$19.6K - $22.1K
|
19.2K
$212K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$30.6K - $34.5K
|
0
$0
|