Purchases and Sales Made in Q4 2021 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q4 2021. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.96K- 4.41% |
$36.2K - $40.8K
|
64.1K
$718K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.87K- 18.27% |
$47.3K - $53.4K
|
17.3K
$194K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
SELL
|
- |
-4.9K- 3.23% |
$59.9K - $67.6K
|
147K
$1.64M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.91K- 9.28% |
$60.1K - $67.8K
|
48K
$537K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.2K- 2.12% |
$75.9K - $85.6K
|
286K
$3.2M
|
|
|
Feb 10, 2022
Q4 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-6.38KClosed |
$78K - $88K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-7.07K- 14.0% |
$86.5K - $97.6K
|
43.4K
$486K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-7.57K- 3.28% |
$92.6K - $104K
|
224K
$2.5M
|
|
|
Mar 17, 2022
Q4 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-10.8K- 29.64% |
$133K - $150K
|
25.7K
$288K
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-12.7KClosed |
$156K - $176K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13.9K- 63.2% |
$171K - $192K
|
8.12K
$90.9K
|
|
|
Feb 02, 2022
Q4 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-21.4K- 30.34% |
$261K - $295K
|
49.1K
$549K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-23.8KClosed |
$291K - $329K
|
0
$0
|
|
|
Jan 04, 2022
Q4 2021
|
Confluence Investment Management LLC
|
SELL
|
- |
-32.9K- 50.32% |
$402K - $454K
|
32.5K
$364K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-34.8KClosed |
$426K - $480K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-63.4K- 18.27% |
$775K - $875K
|
284K
$3.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-110KClosed |
$1.34M - $1.52M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-117K- 37.4% |
$1.42M - $1.61M
|
195K
$2.18M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-267KClosed |
$3.27M - $3.69M
|
0
$0
|