Purchases and Sales Made in Q4 2021 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q4 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Psi Advisors, LLC
|
SELL
|
- |
-2.38K- 1.81% |
$47.8K - $49.1K
|
129K
$2.41M
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.74KClosed |
$55.2K - $56.7K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.08KClosed |
$62K - $63.6K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.12K- 3.31% |
$62.7K - $64.4K
|
91.1K
$1.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-4.64K- 4.04% |
$93.3K - $95.7K
|
110K
$2.06M
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-5.15K- 3.29% |
$104K - $106K
|
151K
$2.83M
|
|
|
Feb 01, 2022
Q4 2021
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-6.46K- 13.89% |
$130K - $133K
|
40K
$749K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.49K- 12.49% |
$130K - $134K
|
45.4K
$849K
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-9.68KClosed |
$195K - $200K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-11.1KClosed |
$223K - $229K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-15.2K- 13.47% |
$306K - $314K
|
97.7K
$1.83M
|
|
|
Feb 16, 2022
Q4 2021
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-15.2K- 13.47% |
$306K - $314K
|
97.7K
$1.83M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-16.1K- 48.0% |
$324K - $332K
|
17.4K
$326K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-17.4K- 87.6% |
$349K - $359K
|
2.46K
$46K
|
|
|
Jan 25, 2022
Q4 2021
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-23.7K- 2.27% |
$477K - $490K
|
1.02M
$19.1M
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-26K- 94.92% |
$522K - $536K
|
1.39K
$26K
|
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-32.3K- 17.04% |
$650K - $667K
|
157K
$2.94M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-37K- 10.6% |
$744K - $763K
|
312K
$5.83M
|
|
|
Jan 31, 2022
Q4 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-75.8K- 26.61% |
$1.52M - $1.56M
|
209K
$3.91M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-128K- 37.77% |
$2.57M - $2.64M
|
211K
$3.94M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-221K- 39.87% |
$4.44M - $4.55M
|
333K
$6.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-337K- 23.34% |
$6.78M - $6.96M
|
1.11M
$20.7M
|