Purchases and Sales Made in Q3 2024 in Principal ETF U.S. Small Cap M (PSC)
This table provides information about the institutional ownership of Principal ETF U.S. Small Cap M (PSC) during Q3 2024. The information is specifically focused on institutions that hold shares of PRINCIPAL ETF U.S. SMALL-CAP M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
227K+ 158.36% |
$10.8M - $11.9M
|
370K
$19.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
123K+ 125.78% |
$5.82M - $6.42M
|
220K
$11.4M
|
|
|
Oct 31, 2024
Q3 2024
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
37.4K+ 0.39% |
$1.77M - $1.96M
|
9.62M
$498M
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
35K+ 2.77% |
$1.66M - $1.83M
|
1.3M
$67.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
32.4K+ 49.21% |
$1.54M - $1.7M
|
98.2K
$5.08M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
27.1K+ 2.23% |
$1.29M - $1.42M
|
1.25M
$64.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
22.3KNew |
$1.06M - $1.16M
|
22.3K
$1.15M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.4KNew |
$967K - $1.07M
|
20.4K
$1.06M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
13.9K+ 47972.41% |
$660K - $728K
|
13.9K
$722K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.2K+ 72.8% |
$626K - $690K
|
31.3K
$1.62M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.3K+ 11.89% |
$583K - $643K
|
116K
$5.99M
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
6.03K+ 39.8% |
$286K - $315K
|
21.2K
$1.1M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.11K+ 50.08% |
$242K - $268K
|
15.3K
$793K
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
4.02KNew |
$191K - $211K
|
4.02K
$208K
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.95KNew |
$188K - $207K
|
3.95K
$205K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.83KNew |
$182K - $200K
|
3.83K
$198K
|
|
|
Nov 13, 2024
Q3 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
1.07K+ 25.99% |
$50.9K - $56.2K
|
5.2K
$269K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
878+ 6.95% |
$41.6K - $45.9K
|
13.5K
$700K
|
|
|
Nov 01, 2024
Q3 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
702+ 2.21% |
$33.3K - $36.7K
|
32.5K
$1.68M
|
|
|
Oct 30, 2024
Q3 2024
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
664+ 6036.36% |
$31.5K - $34.7K
|
675
$34.9K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
282+ 4.31% |
$13.4K - $14.8K
|
6.82K
$353K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-4.18K- 83.89% |
$198K - $218K
|
802
$41.5K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-44.7K- 43.61% |
$2.12M - $2.34M
|
57.8K
$2.99M
|
|
|
Oct 30, 2024
Q3 2024
|
Legacy Cg, LLC
Plano, TX |
SELL
|
- |
-124K- 37.11% |
$5.87M - $6.48M
|
210K
$10.9M
|