Purchases and Sales Made in Q1 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 27, 2022
Q1 2022
|
Financial Management Professionals, Inc.
|
BUY
|
- |
37+ 1.42% |
$291 - $329
|
2.65K
$11.6K
|
|
|
May 09, 2022
Q1 2022
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
31+ 2.14% |
$244 - $276
|
1.48K
$6.49K
|
|
|
Apr 06, 2023
Q1 2022
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
29+ 0.25% |
$228 - $258
|
11.4K
$50.1K
|
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
23+ 0.84% |
$181 - $204
|
2.77K
$12.1K
|
|
|
May 11, 2022
Q1 2022
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
23+ 2.11% |
$181 - $204
|
1.11K
$4.87K
|
|
|
Apr 19, 2022
Q1 2022
|
Ellevest, Inc.
|
BUY
|
- |
20+ 2.09% |
$157 - $178
|
977
$4.28K
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
19+ 0.03% |
$149 - $169
|
60.5K
$265K
|
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
BUY
|
- |
16+ 1.25% |
$126 - $142
|
1.29K
$5.66K
|
|
|
May 13, 2022
Q1 2022
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
10New |
$78.6 - $88.9
|
10
$43.8
|
|
|
Apr 19, 2022
Q1 2022
|
Pfg Advisors
|
BUY
|
- |
4+ 0.03% |
$31.4 - $35.6
|
14.5K
$63.7K
|
|
|
Apr 25, 2022
Q1 2022
|
Tsfg, LLC
|
BUY
|
- |
4New |
$31.4 - $35.6
|
4
$17.5
|
|
|
May 04, 2022
Q1 2022
|
Smh Capital Advisors Inc
|
BUY
|
- |
1+ 0.0% |
$7.86 - $8.89
|
115K
$504K
|
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
SELL
|
- |
-8Closed |
$62.9 - $71.1
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-29- 0.22% |
$228 - $258
|
13.1K
$57.3K
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-35Closed |
$275 - $311
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-45- 1.29% |
$354 - $400
|
3.44K
$15.1K
|
|
|
May 26, 2022
Q1 2022
|
Gradient Investments LLC
|
SELL
|
- |
-80Closed |
$629 - $711
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-93- 0.88% |
$731 - $827
|
10.5K
$46.1K
|
|
|
Apr 22, 2022
Q1 2022
|
Rise Advisors, LLC
|
SELL
|
- |
-94- 23.56% |
$739 - $836
|
305
$1.34K
|
|
|
May 06, 2022
Q1 2022
|
Morling Financial Advisors, LLC
|
SELL
|
- |
-95- 0.72% |
$747 - $845
|
13.1K
$57.5K
|
|
|
May 13, 2022
Q1 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-100- 0.18% |
$786 - $889
|
54.3K
$238K
|
|
|
May 16, 2022
Q1 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-200Closed |
$1.57K - $1.78K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Outfitter Financial LLC
|
SELL
|
- |
-200Closed |
$1.57K - $1.78K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-370Closed |
$2.91K - $3.29K
|
0
$0
|
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-400Closed |
$3.14K - $3.56K
|
0
$0
|
|
|
Apr 11, 2022
Q1 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-400Closed |
$3.14K - $3.56K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-415Closed |
$3.26K - $3.69K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-477- 2.34% |
$3.75K - $4.24K
|
19.9K
$87.3K
|
|
|
May 09, 2022
Q1 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-500Closed |
$3.93K - $4.45K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-669- 34.36% |
$5.26K - $5.95K
|
1.28K
$5.6K
|
|
|
Apr 29, 2022
Q1 2022
|
Garner Asset Management Corp
|
SELL
|
- |
-800- 0.43% |
$6.29K - $7.11K
|
185K
$809K
|
|
|
Apr 13, 2022
Q1 2022
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-890- 5.55% |
$7K - $7.91K
|
15.1K
$66.3K
|
|
|
Apr 22, 2022
Q1 2022
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-898- 4.8% |
$7.06K - $7.98K
|
17.8K
$78.1K
|
|
|
Apr 20, 2022
Q1 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-900- 56.25% |
$7.07K - $8K
|
700
$3.07K
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-908- 3.04% |
$7.14K - $8.07K
|
29K
$127K
|
|
|
May 04, 2022
Q1 2022
|
Victory Capital Management Inc
|
SELL
|
- |
-1.04K- 2.51% |
$8.16K - $9.23K
|
40.4K
$177K
|
|
|
Nov 17, 2023
Q1 2022
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-1.12K- 7.72% |
$8.8K - $9.96K
|
13.4K
$58.6K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.12K- 1.81% |
$8.81K - $9.97K
|
60.9K
$267K
|
|
|
May 06, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-1.19K- 1.67% |
$9.31K - $10.5K
|
69.7K
$305K
|
|
|
Apr 15, 2022
Q1 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.4K- 4.22% |
$11K - $12.5K
|
31.8K
$139K
|
|
|
May 04, 2022
Q1 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.5KClosed |
$11.8K - $13.3K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-2.22K- 1.38% |
$17.4K - $19.7K
|
158K
$692K
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.46K- 2.22% |
$19.3K - $21.9K
|
108K
$474K
|
|
|
May 04, 2022
Q1 2022
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-2.5KClosed |
$19.7K - $22.2K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-2.51K- 18.52% |
$19.7K - $22.3K
|
11K
$48.4K
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-2.72K- 9.8% |
$21.4K - $24.2K
|
25K
$110K
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.46K- 16.65% |
$27.2K - $30.7K
|
17.3K
$75.8K
|
|
|
Apr 22, 2022
Q1 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-3.63KClosed |
$28.5K - $32.2K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.68KClosed |
$28.9K - $32.7K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-3.94KClosed |
$31K - $35.1K
|
0
$0
|