Purchases and Sales Made in Q1 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 26, 2022
Q1 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
6.91K+ 3.2% |
$54.3K - $61.4K
|
223K
$976K
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6.7K+ 6700.0% |
$52.7K - $59.6K
|
6.8K
$29.8K
|
|
|
May 13, 2022
Q1 2022
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
6.5KNew |
$51.1K - $57.8K
|
6.5K
$28.5K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.4K+ 0.65% |
$42.5K - $48K
|
835K
$3.66M
|
|
|
May 12, 2022
Q1 2022
|
Archer Investment Corp
|
BUY
|
- |
5K+ 100.0% |
$39.3K - $44.5K
|
10K
$43.8K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.82K+ 5.12% |
$37.9K - $42.8K
|
98.9K
$433K
|
|
|
May 05, 2022
Q1 2022
|
Philadelphia Trust CO
Philadelphia, PA |
BUY
|
- |
4K+ 2.18% |
$31.4K - $35.6K
|
188K
$822K
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4K+ 5.7% |
$31.4K - $35.5K
|
74.1K
$325K
|
|
|
May 02, 2022
Q1 2022
|
Xml Financial, LLC
|
BUY
|
- |
3.78K+ 1.71% |
$29.7K - $33.6K
|
225K
$986K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.44KNew |
$27K - $30.6K
|
3.44K
$15.1K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.28K+ 8.55% |
$25.8K - $29.2K
|
41.7K
$183K
|
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
3K+ 2.86% |
$23.6K - $26.7K
|
108K
$473K
|
|
|
May 09, 2022
Q1 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
2.9K+ 21.97% |
$22.8K - $25.7K
|
16.1K
$70.4K
|
|
|
May 09, 2022
Q1 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
2.62KNew |
$20.6K - $23.3K
|
2.62K
$11.5K
|
|
|
May 04, 2022
Q1 2022
|
Stephens Inc
|
BUY
|
- |
2.5K+ 17.34% |
$19.7K - $22.2K
|
16.9K
$74.1K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
2.5K+ 3.25% |
$19.7K - $22.2K
|
79.5K
$348K
|
|
|
May 12, 2022
Q1 2022
|
Citigroup Inc
|
BUY
|
- |
2.35K+ 23530.0% |
$18.5K - $20.9K
|
2.36K
$10.3K
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.19K+ 1.72% |
$17.2K - $19.4K
|
129K
$566K
|
|
|
May 16, 2022
Q1 2022
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
2.09K+ 13.01% |
$16.4K - $18.6K
|
18.1K
$79.4K
|
|
|
May 13, 2022
Q1 2022
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
1.95K+ 16.74% |
$15.3K - $17.3K
|
13.6K
$59.6K
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.83K+ 5.02% |
$14.3K - $16.2K
|
38.2K
$167K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.62K+ 0.12% |
$12.7K - $14.4K
|
1.4M
$6.15M
|
|
|
May 12, 2022
Q1 2022
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
1.36K+ 1.47% |
$10.7K - $12.1K
|
94K
$412K
|
|
|
Apr 18, 2022
Q1 2022
|
Carmel Capital Partners, LLC
|
BUY
|
- |
1.3K+ 12.87% |
$10.2K - $11.6K
|
11.4K
$49.9K
|
|
|
Apr 29, 2022
Q1 2022
|
Mckinley Capital Management LLC
|
BUY
|
- |
1.28K+ 0.23% |
$10.1K - $11.4K
|
558K
$2.44M
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
1.27KNew |
$9.99K - $11.3K
|
1.27K
$5.57K
|
|
|
May 03, 2022
Q1 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.11K+ 0.44% |
$8.69K - $9.83K
|
250K
$1.1M
|
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
BUY
|
- |
1KNew |
$7.86K - $8.89K
|
1K
$4.38K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
983+ 107.2% |
$7.73K - $8.74K
|
1.9K
$8.32K
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
888+ 4.07% |
$6.98K - $7.89K
|
22.7K
$99.5K
|
|
|
Jun 17, 2022
Q1 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
675New |
$5.31K - $6K
|
675
$2.96K
|
|
|
Apr 18, 2022
Q1 2022
|
Cadence Bank Na
|
BUY
|
- |
555+ 2.22% |
$4.36K - $4.93K
|
25.6K
$112K
|
|
|
May 06, 2022
Q1 2022
|
Valley National Advisers Inc
|
BUY
|
- |
538New |
$4.23K - $4.78K
|
538
$2.36K
|
|
|
Jun 27, 2023
Q1 2022
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
520+ 2.24% |
$4.09K - $4.62K
|
23.8K
$104K
|
|
|
May 12, 2022
Q1 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
500+ 0.83% |
$3.93K - $4.45K
|
60.5K
$265K
|
|
|
Apr 29, 2022
Q1 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
300New |
$2.36K - $2.67K
|
300
$1.31K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
278+ 2.06% |
$2.19K - $2.47K
|
13.8K
$60.4K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
272+ 0.47% |
$2.14K - $2.42K
|
57.8K
$253K
|
|
|
May 16, 2022
Q1 2022
|
Greytown Advisors Inc.
Miami, FL |
BUY
|
- |
220+ 0.56% |
$1.73K - $1.96K
|
39.8K
$174K
|
|
|
May 16, 2022
Q1 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
217+ 0.7% |
$1.71K - $1.93K
|
31.3K
$137K
|
|
|
Apr 18, 2022
Q1 2022
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
210+ 1.3% |
$1.65K - $1.87K
|
16.4K
$71.8K
|
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
204+ 23.18% |
$1.6K - $1.81K
|
1.08K
$4.75K
|
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
109+ 0.39% |
$857 - $969
|
28K
$123K
|
|
|
Apr 19, 2022
Q1 2022
|
Fifth Third Bancorp
|
BUY
|
- |
100+ 10.0% |
$786 - $889
|
1.1K
$4.82K
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
96+ 0.29% |
$755 - $853
|
33K
$145K
|
|
|
May 02, 2022
Q1 2022
|
Thrive Wealth Management, LLC
|
BUY
|
- |
72+ 0.14% |
$566 - $640
|
51.3K
$225K
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
70+ 2.15% |
$550 - $622
|
3.32K
$14.5K
|
|
|
Apr 27, 2022
Q1 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
57+ 0.17% |
$448 - $507
|
33.6K
$147K
|
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
BUY
|
- |
52+ 1040.0% |
$409 - $462
|
57
$250
|
|
|
May 16, 2022
Q1 2022
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
45+ 2.24% |
$354 - $400
|
2.06K
$9.01K
|