Purchases and Sales Made in Q1 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.41K- 0.63% |
$9.39K - $10.8K
|
222K
$730K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-1.47KClosed |
$9.77K - $11.2K
|
0
$0
|
|
|
Apr 06, 2023
Q1 2023
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-1.58K- 3.05% |
$10.5K - $12.1K
|
50.1K
$165K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2K- 9.88% |
$13.3K - $15.3K
|
18.2K
$60K
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.13K- 8.96% |
$14.2K - $16.3K
|
21.7K
$71.2K
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.13K- 8.96% |
$14.2K - $16.3K
|
21.7K
$71.2K
|
|
|
Apr 21, 2023
Q1 2023
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-2.39K- 14.82% |
$15.9K - $18.3K
|
13.7K
$45.2K
|
|
|
May 05, 2023
Q1 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-2.52K- 14.82% |
$16.8K - $19.3K
|
14.5K
$47.6K
|
|
|
Apr 20, 2023
Q1 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.99K- 6.68% |
$19.9K - $22.9K
|
41.7K
$137K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.61K- 19.22% |
$24.1K - $27.7K
|
15.2K
$49.9K
|
|
|
May 10, 2023
Q1 2023
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-4.4K- 13.21% |
$29.3K - $33.7K
|
28.9K
$95.1K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.73K- 4.08% |
$31.6K - $36.2K
|
111K
$366K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-5K- 18.4% |
$33.4K - $38.3K
|
22.2K
$73K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-5.5K- 1.38% |
$36.7K - $42.1K
|
392K
$1.29M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-6.94K- 18.22% |
$46.3K - $53.1K
|
31.1K
$102K
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-7.84K- 30.29% |
$52.3K - $60K
|
18K
$59.4K
|
|
|
Apr 18, 2023
Q1 2023
|
Wmg Financial Advisors, LLC
|
SELL
|
- |
-8.4K- 42.21% |
$56K - $64.3K
|
11.5K
$37.8K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.3K- 9.48% |
$68.9K - $79.2K
|
98.7K
$325K
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10.4KClosed |
$69.5K - $79.8K
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
SELL
|
- |
-11K- 7.94% |
$73.1K - $83.9K
|
127K
$418K
|
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-12.2K- 97.6% |
$81.4K - $93.5K
|
300
$987
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-13.3K- 45.68% |
$88.4K - $101K
|
15.8K
$51.8K
|
|
|
Feb 14, 2024
Q1 2023
|
Kbc Group Nv
|
SELL
|
- |
-13.4K- 10.58% |
$89.6K - $103K
|
114K
$374K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-13.6K- 9.91% |
$90.8K - $104K
|
124K
$407K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-13.8K- 19.74% |
$91.8K - $105K
|
55.9K
$184K
|
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
SELL
|
- |
-15K- 41.66% |
$100K - $115K
|
21K
$69.1K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-17.1K- 36.47% |
$114K - $131K
|
29.8K
$98K
|
|
|
May 08, 2023
Q1 2023
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-20.4K- 26.69% |
$136K - $156K
|
56K
$184K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-21.8K- 19.12% |
$145K - $167K
|
92.1K
$303K
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-22.3K- 3.7% |
$149K - $171K
|
581K
$1.91M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-26.2K- 49.04% |
$175K - $201K
|
27.2K
$89.5K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-27.8K- 19.5% |
$185K - $213K
|
115K
$377K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-33.7K- 21.56% |
$225K - $258K
|
123K
$404K
|
|
|
May 02, 2023
Q1 2023
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-35.3K- 1.96% |
$235K - $270K
|
1.77M
$5.81M
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
SELL
|
- |
-38.5K- 99.97% |
$256K - $295K
|
10
$32.9
|
|
|
May 05, 2023
Q1 2023
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-39.1K- 21.33% |
$261K - $299K
|
144K
$474K
|
|
|
May 11, 2023
Q1 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-57.9K- 11.29% |
$386K - $444K
|
455K
$1.5M
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-60.3K- 18.92% |
$402K - $462K
|
259K
$851K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-62.8K- 40.63% |
$419K - $481K
|
91.7K
$302K
|
|
|
May 15, 2023
Q1 2023
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-64K- 35.52% |
$427K - $490K
|
116K
$382K
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-101K- 22.64% |
$671K - $771K
|
344K
$1.13M
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-128K- 92.77% |
$856K - $983K
|
10K
$32.9K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-317K- 56.69% |
$2.11M - $2.43M
|
242K
$796K
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-384K- 97.04% |
$2.56M - $2.94M
|
11.7K
$38.5K
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-429K- 19.96% |
$2.86M - $3.28M
|
1.72M
$5.66M
|