Purchases and Sales Made in Q1 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.51K+ 10.94% |
$56.8K - $65.2K
|
86.3K
$362K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
8.4K+ 9.27% |
$56K - $64.3K
|
99K
$415K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
8.4K+ 391.24% |
$56K - $64.3K
|
10.5K
$44.2K
|
|
|
May 04, 2023
Q1 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
7.27K+ 36.86% |
$48.5K - $55.7K
|
27K
$113K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
6.53KNew |
$43.5K - $50K
|
6.53K
$27.4K
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
6.49K+ 4.94% |
$43.3K - $49.7K
|
138K
$578K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.23K+ 15.67% |
$41.5K - $47.7K
|
46K
$193K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5.86K+ 12.15% |
$39.1K - $44.9K
|
54.1K
$227K
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
5.85K+ 56.94% |
$39K - $44.8K
|
16.1K
$67.5K
|
|
|
Apr 05, 2023
Q1 2023
|
Quent Capital, LLC
|
BUY
|
- |
5.83KNew |
$38.9K - $44.6K
|
5.83K
$24.4K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.53K+ 35.47% |
$36.9K - $42.4K
|
21.1K
$88.5K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
5K+ 22.55% |
$33.4K - $38.3K
|
27.2K
$114K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.74K+ 10.0% |
$31.6K - $36.3K
|
52.1K
$218K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
4.66K+ 11.74% |
$31.1K - $35.7K
|
44.4K
$186K
|
|
|
May 11, 2023
Q1 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
4.23K+ 6.51% |
$28.2K - $32.4K
|
69.2K
$290K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
4KNew |
$26.7K - $30.6K
|
4K
$16.8K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.86K+ 21.09% |
$25.8K - $29.6K
|
22.2K
$92.9K
|
|
|
May 15, 2023
Q1 2023
|
Cipher Capital LP
New York, NY |
BUY
|
- |
3.82K+ 37.7% |
$25.5K - $29.2K
|
13.9K
$58.4K
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
3.7K+ 56.89% |
$24.7K - $28.3K
|
10.2K
$42.8K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.39K+ 10.01% |
$22.6K - $25.9K
|
37.2K
$156K
|
|
|
May 01, 2023
Q1 2023
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
3.2K+ 10.26% |
$21.3K - $24.5K
|
34.4K
$144K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.15K+ 1.97% |
$21K - $24.1K
|
163K
$683K
|
|
|
May 15, 2023
Q1 2023
|
Garner Asset Management Corp
|
BUY
|
- |
3.11K+ 1.69% |
$20.7K - $23.8K
|
187K
$784K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.96K+ 7.94% |
$19.8K - $22.7K
|
40.3K
$169K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
2.77K+ 6.61% |
$18.5K - $21.2K
|
44.7K
$187K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.76K+ 9.63% |
$18.4K - $21.1K
|
31.4K
$132K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.58K+ 16.29% |
$17.2K - $19.8K
|
18.4K
$77.2K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
2.42K+ 6.9% |
$16.1K - $18.5K
|
37.5K
$157K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.38KNew |
$15.9K - $18.3K
|
2.38K
$9.99K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2.27K+ 56.68% |
$15.1K - $17.4K
|
6.27K
$26.3K
|
|
|
May 10, 2023
Q1 2023
|
Mai Capital Management
|
BUY
|
- |
2.12K+ 16.18% |
$14.1K - $16.2K
|
15.2K
$63.8K
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
2.11K+ 78.67% |
$14K - $16.1K
|
4.78K
$20K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.01K+ 1.86% |
$13.4K - $15.4K
|
110K
$461K
|
|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
2K+ 3.68% |
$13.3K - $15.3K
|
56.3K
$236K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.72K+ 3.7% |
$11.5K - $13.2K
|
48.2K
$202K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
1.49KNew |
$9.94K - $11.4K
|
1.49K
$6.25K
|
|
|
May 05, 2023
Q1 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
1.4K+ 2.6% |
$9.36K - $10.7K
|
55.3K
$232K
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.34K+ 287.15% |
$8.94K - $10.3K
|
1.81K
$7.58K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.24KNew |
$8.27K - $9.5K
|
1.24K
$5.2K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.14K+ 1.31% |
$7.63K - $8.76K
|
88.3K
$370K
|
|
|
May 12, 2023
Q1 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
1.03K+ 0.36% |
$6.89K - $7.91K
|
289K
$1.21M
|
|
|
Nov 13, 2023
Q1 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
1KNew |
$6.67K - $7.66K
|
1K
$4.19K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
982+ 0.33% |
$6.55K - $7.52K
|
295K
$1.24M
|
|
|
Apr 24, 2023
Q1 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
903+ 5.11% |
$6.02K - $6.92K
|
18.6K
$77.9K
|
|
|
May 12, 2023
Q1 2023
|
Natixis
Paris, I0 |
BUY
|
- |
845+ 1.72% |
$5.64K - $6.47K
|
50K
$210K
|
|
|
May 12, 2023
Q1 2023
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
718+ 2.6% |
$4.79K - $5.5K
|
28.3K
$119K
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
BUY
|
- |
657New |
$4.38K - $5.03K
|
657
$2.75K
|
|
|
Jun 27, 2023
Q1 2023
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
561+ 2.19% |
$3.74K - $4.3K
|
26.2K
$110K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
559New |
$3.73K - $4.28K
|
559
$2.34K
|
|
|
Apr 20, 2023
Q1 2023
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
479+ 1.07% |
$3.19K - $3.67K
|
45.1K
$189K
|