Purchases and Sales Made in Q1 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 03, 2023
Q1 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
468+ 2.2% |
$3.12K - $3.58K
|
21.7K
$90.9K
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
BUY
|
- |
404New |
$2.69K - $3.09K
|
404
$1.69K
|
|
|
May 08, 2023
Q1 2023
|
Sageworth Trust CO
|
BUY
|
- |
278New |
$1.85K - $2.13K
|
278
$1.16K
|
|
|
May 15, 2023
Q1 2023
|
Smh Capital Advisors Inc
|
BUY
|
- |
276+ 0.27% |
$1.84K - $2.11K
|
101K
$422K
|
|
|
Apr 25, 2023
Q1 2023
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
268+ 1.56% |
$1.79K - $2.05K
|
17.4K
$73K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
150+ 1.03% |
$1K - $1.15K
|
14.7K
$61.4K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
120+ 1.0% |
$800 - $919
|
12.1K
$50.9K
|
|
|
Apr 12, 2023
Q1 2023
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
108+ 0.92% |
$720 - $827
|
11.8K
$49.6K
|
|
|
Apr 07, 2023
Q1 2023
|
Thrive Wealth Management, LLC
|
BUY
|
- |
95+ 0.18% |
$634 - $728
|
51.6K
$216K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
88+ 2.32% |
$587 - $674
|
3.88K
$16.3K
|
|
|
May 11, 2023
Q1 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
81+ 0.39% |
$540 - $620
|
21K
$87.8K
|
|
|
May 05, 2023
Q1 2023
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
79+ 2.5% |
$527 - $605
|
3.24K
$13.6K
|
|
|
Apr 19, 2023
Q1 2023
|
Kg&L Capital Management,Llc
|
BUY
|
- |
75+ 0.72% |
$500 - $575
|
10.5K
$44K
|
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
68+ 2.47% |
$454 - $521
|
2.82K
$11.8K
|
|
|
Apr 27, 2023
Q1 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
58+ 2.61% |
$387 - $444
|
2.28K
$9.54K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
50+ 0.34% |
$334 - $383
|
14.6K
$61K
|
|
|
May 10, 2023
Q1 2023
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
39+ 2.45% |
$260 - $299
|
1.63K
$6.83K
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
35+ 0.04% |
$233 - $268
|
80.9K
$339K
|
|
|
Apr 20, 2023
Q1 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
35+ 2.55% |
$233 - $268
|
1.41K
$5.9K
|
|
|
Apr 18, 2023
Q1 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
34+ 0.13% |
$227 - $260
|
25.5K
$107K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
27+ 2.57% |
$180 - $207
|
1.08K
$4.51K
|
|
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
27+ 0.26% |
$180 - $207
|
10.6K
$44.3K
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
25+ 0.03% |
$167 - $192
|
78.7K
$330K
|
|
|
May 04, 2023
Q1 2023
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
22+ 0.03% |
$147 - $169
|
75K
$314K
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
22+ 2.47% |
$147 - $169
|
914
$3.83K
|
|
|
May 15, 2023
Q1 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
19New |
$127 - $146
|
19
$79.6
|
|
|
May 15, 2023
Q1 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
10+ 0.08% |
$66.7 - $76.6
|
13.1K
$54.9K
|
|
|
Apr 05, 2023
Q1 2023
|
Rise Advisors, LLC
|
BUY
|
- |
9+ 2.74% |
$60 - $68.9
|
338
$1.42K
|
|
|
Apr 13, 2023
Q1 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
2+ 0.22% |
$13.3 - $15.3
|
905
$3.79K
|
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
1+ 0.01% |
$6.67 - $7.66
|
19K
$79.8K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Alpha Q Advisors LLC
Orlando, FL |
SELL
|
- |
-1- 0.01% |
$6.67 - $7.66
|
10.2K
$42.9K
|
|
|
Jun 20, 2023
Q1 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-100- 5.97% |
$667 - $766
|
1.58K
$6.6K
|
|
|
Apr 27, 2023
Q1 2023
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-160- 0.31% |
$1.07K - $1.23K
|
51.6K
$216K
|
|
|
Apr 24, 2023
Q1 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-189- 18.9% |
$1.26K - $1.45K
|
811
$3.4K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-200- 1.51% |
$1.33K - $1.53K
|
13K
$54.6K
|
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-255- 0.27% |
$1.7K - $1.95K
|
93.2K
$391K
|
|
|
Apr 24, 2023
Q1 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-285- 57.34% |
$1.9K - $2.18K
|
212
$888
|
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-300- 37.5% |
$2K - $2.3K
|
500
$2.1K
|
|
|
Apr 20, 2023
Q1 2023
|
Pfg Advisors
|
SELL
|
- |
-335- 2.29% |
$2.23K - $2.57K
|
14.3K
$59.8K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-348- 0.32% |
$2.32K - $2.67K
|
109K
$456K
|
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-360- 8.26% |
$2.4K - $2.76K
|
4K
$16.8K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-447- 20.35% |
$2.98K - $3.42K
|
1.75K
$7.33K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-722- 4.91% |
$4.82K - $5.53K
|
14K
$58.6K
|
|
|
Jun 14, 2024
Q1 2023
|
Quent Capital, LLC
|
SELL
|
- |
-770- 11.67% |
$5.14K - $5.9K
|
5.83K
$24.4K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-800- 1.25% |
$5.34K - $6.13K
|
63.3K
$265K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.11K- 0.57% |
$7.4K - $8.5K
|
193K
$810K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.16K- 2.66% |
$7.76K - $8.91K
|
42.6K
$178K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.21K- 96.65% |
$8.07K - $9.27K
|
42
$176
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.41K- 0.63% |
$9.39K - $10.8K
|
222K
$929K
|