Purchases and Sales Made in Q3 2021 in Prospect Capital Corp (PSEC)

PSEC Quotes by TradingView

This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Belpointe Asset Management LLC

SELL
 -
-9
- 0.02%
$69.2 - $76.1
36.7K $158K
Oct 29, 2021 Q3 2021
Tci Wealth Advisors, Inc.

SELL
 -
-43
- 1.33%
$331 - $364
3.18K $13.7K
Oct 28, 2021 Q3 2021
Signaturefd, LLC

Atlanta, GA
SELL
 -
-53
- 37.32%
$408 - $448
89 $384
Nov 03, 2021 Q3 2021
Callahan Advisors, LLC

SELL
 -
-100
- 0.83%
$769 - $846
12K $51.7K
Nov 10, 2021 Q3 2021
Us Bancorp \De\

SELL
 -
-310
- 0.07%
$2.38K - $2.62K
425K $1.83M
Oct 21, 2021 Q3 2021
Avantax Advisory Services, Inc.

SELL
 -
-412
- 1.18%
$3.17K - $3.49K
34.5K $149K
Nov 15, 2021 Q3 2021
Iht Wealth Management, LLC

Chicago, IL
SELL
 -
-464
- 4.02%
$3.57K - $3.93K
11.1K $47.8K
Nov 04, 2021 Q3 2021
Anfield Capital Management, LLC

Newport Beach, CA
SELL
 -
-597
Closed
$4.59K - $5.05K
0 $0
Nov 05, 2021 Q3 2021
Truist Financial Corp

SELL
 -
-943
- 0.6%
$7.25K - $7.98K
156K $674K
Oct 28, 2021 Q3 2021
Mcdonald Partners LLC

SELL
 -
-955
- 0.27%
$7.34K - $8.08K
351K $1.51M
Nov 15, 2021 Q3 2021
Harbour Investments, Inc.

Madison, WI
SELL
 -
-1.12K
- 1.95%
$8.63K - $9.49K
56.3K $243K
Nov 16, 2021 Q3 2021
Cetera Advisors LLC

Denver, CO
SELL
 -
-1.5K
- 3.65%
$11.5K - $12.7K
39.6K $171K
Nov 12, 2021 Q3 2021
Centaurus Financial, Inc.

SELL
 -
-1.8K
- 2.53%
$13.8K - $15.2K
69.4K $299K
Mar 22, 2023 Q3 2021
American Portfolios Advisors

Holbrook, NY
SELL
 -
-1.81K
- 2.99%
$13.9K - $15.3K
58.7K $253K
Nov 02, 2021 Q3 2021
Victory Capital Management Inc

SELL
 -
-2K
- 4.47%
$15.3K - $16.9K
42.6K $184K
Oct 08, 2021 Q3 2021
Wedbush Securities Inc

SELL
 -
-2.2K
- 7.34%
$16.9K - $18.6K
27.8K $120K
Nov 15, 2021 Q3 2021
United Capital Financial Advisers, LLC

Newport Beach, CA
SELL
 -
-2.2K
- 5.79%
$16.9K - $18.6K
35.8K $154K
Nov 16, 2021 Q3 2021
Parisi Gray Wealth Management

SELL
 -
-2.4K
Closed
$18.5K - $20.3K
0 $0
Nov 17, 2021 Q3 2021
Strategic Wealth Advisors Group, LLC

Sacramento, CA
SELL
 -
-2.71K
- 0.8%
$20.8K - $22.9K
335K $1.44M
Oct 26, 2021 Q3 2021
Cutler Group LP

SELL
 -
-2.73K
Closed
$21K - $23.1K
0 $0
Nov 12, 2021 Q3 2021
Bank Of Montreal

Toronto, A6
SELL
 -
-2.85K
- 4.88%
$21.9K - $24.1K
55.6K $240K
Oct 27, 2021 Q3 2021
Selective Wealth Management, Inc.

SELL
 -
-3K
Closed
$23K - $25.4K
0 $0
Nov 15, 2021 Q3 2021
Northwestern Mutual Wealth Management CO

SELL
 -
-3.23K
- 48.29%
$24.8K - $27.3K
3.45K $14.9K
Oct 29, 2021 Q3 2021
Janney Montgomery Scott LLC

SELL
 -
-3.78K
- 18.1%
$29.1K - $32K
17.1K $73.7K
Oct 25, 2021 Q3 2021
Traynor Capital Management, Inc.

SELL
 -
-4.15K
- 18.81%
$31.9K - $35.1K
17.9K $77.1K
Nov 15, 2021 Q3 2021
Bank Of America Corp

Charlotte, NC
SELL
 -
-4.18K
- 4.59%
$32.1K - $35.4K
86.9K $375K
Oct 29, 2021 Q3 2021
Commonwealth Equity Services, LLC

SELL
 -
-4.68K
- 0.53%
$36K - $39.6K
870K $3.75M
Nov 09, 2021 Q3 2021
First Horizon Advisors, Inc.

SELL
 -
-5.41K
- 70.56%
$41.6K - $45.7K
2.26K $9.72K
Nov 15, 2021 Q3 2021
Credit Agricole S A

SELL
 -
-6K
Closed
$46.1K - $50.8K
0 $0
Oct 14, 2021 Q3 2021
Davenport & CO LLC

SELL
 -
-6.39K
- 6.3%
$49.1K - $54K
95K $410K
Oct 27, 2021 Q3 2021
Newbridge Financial Services Group, Inc.

SELL
 -
-7.65K
Closed
$58.8K - $64.7K
0 $0
Nov 15, 2021 Q3 2021
Guggenheim Capital LLC

Chicago, IL
SELL
 -
-7.75K
- 6.97%
$59.6K - $65.6K
103K $446K
Nov 04, 2021 Q3 2021
Camelot Portfolios, LLC

SELL
 -
-8.03K
- 27.63%
$61.8K - $68K
21K $90.7K
Nov 15, 2021 Q3 2021
Squarepoint Ops LLC

New York, NY
SELL
 -
-9.83K
- 38.57%
$75.6K - $83.2K
15.7K $67.5K
Nov 15, 2021 Q3 2021
Ubs Group Ag

SELL
 -
-10.4K
- 1.15%
$79.7K - $87.7K
894K $3.85M
Nov 10, 2021 Q3 2021
Compton Capital Management Inc

SELL
 -
-10.8K
Closed
$82.7K - $90.9K
0 $0
Nov 10, 2021 Q3 2021
Magnolia Capital Advisors LLC

Jackson, MS
SELL
 -
-11.1K
Closed
$85.1K - $93.6K
0 $0
Nov 05, 2021 Q3 2021
Calton & Associates, Inc.

SELL
 -
-11.2K
Closed
$85.7K - $94.3K
0 $0
Feb 15, 2022 Q3 2021
Lido Advisors, LLC

Los Angeles, CA
SELL
 -
-11.2K
- 50.27%
$85.8K - $94.4K
11K $47.6K
Nov 12, 2021 Q3 2021
High Tower Advisors, LLC

Chicago, IL
SELL
 -
-12.7K
- 31.49%
$97.7K - $107K
27.6K $119K
Nov 15, 2021 Q3 2021
Gerber Kawasaki Wealth & Investment Management

SELL
 -
-14.2K
- 99.98%
$109K - $120K
3 $12.9
Nov 05, 2021 Q3 2021
Advisory Services Network, LLC

SELL
 -
-14.7K
- 11.25%
$113K - $124K
116K $500K
Nov 02, 2021 Q3 2021
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
SELL
 -
-15K
- 14.04%
$115K - $127K
91.8K $396K
Nov 12, 2021 Q3 2021
Wealthstar Advisors, LLC

Plano, TX
SELL
 -
-15.8K
Closed
$122K - $134K
0 $0
Nov 15, 2021 Q3 2021
Wells Fargo & Company

San Francisco, CA
SELL
 -
-17.6K
- 15.79%
$135K - $149K
93.7K $404K
Oct 26, 2021 Q3 2021
J.W. Cole Advisors, Inc.

SELL
 -
-19.3K
Closed
$149K - $164K
0 $0
Dec 09, 2021 Q3 2021
Wealth Plan Partners, LLC

Omaha, NE
SELL
 -
-19.7K
Closed
$152K - $167K
0 $0
Nov 15, 2021 Q3 2021
Beacon Pointe Advisors, LLC

Newport Beach, CA
SELL
 -
-20K
Closed
$154K - $169K
0 $0
Nov 15, 2021 Q3 2021
Acorn Financial Advisory Services Inc

SELL
 -
-20.1K
Closed
$154K - $170K
0 $0

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